一籃子貨幣  basket of currencies; currency basket

一籃子備兌證  basket warrant

一籃子權(quán)證  basket warrant

九龍證券交易所  The Kowloon Stock Exchange

二手市場(chǎng)  used market

二級(jí)市場(chǎng)  secondary market; after market / aftermarket

「二項(xiàng)式」期權(quán)定價(jià)模式  binomial option pricing model

「二態(tài)」期權(quán)模式  "two-state" option valuation model

二線股  second liner; second line stock

二類(lèi)股票(臺(tái)灣)  TIGER Board(Taiwan)

人均國(guó)內(nèi)生產(chǎn)總值  per capita gross domestic product

人均國(guó)民生產(chǎn)總值  per capita gross national product

入市指令  order instruction

入市價(jià)  entry price

《十載挑戰(zhàn)與發(fā)展》(刊物)  A Decade of Challenge & Development(publication)

三角債  triangular debt

三個(gè)月拆息利率期貨  Serial Month Hibor Futures

三線股  third liner

上下限協(xié)議  ceiling-floor agreement

上市  listing; flotation

上市(復(fù)核)委員會(huì)  Listing (Review) Committee

上市上訴委員會(huì)  Listing Appeals Committee

《上市公司董事指引》  Guide for Directors of Listed Companies

《上市公司董事進(jìn)行證券交易的標(biāo)準(zhǔn)守則》  Model Code for Securities Transactions by Directors of Listed Issuers

上市公司資料庫(kù)  Primary Market Database

上市事宜諒解備忘錄補(bǔ)篇(附件一)  First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters

上市事宜諒解備忘錄補(bǔ)篇(重訂版)  Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters

上市協(xié)議  Listing Agreement

上市委員會(huì)  Listing Committee

上市法團(tuán)  listed corporation

一級(jí)市場(chǎng)  primary market

一致行動(dòng)  acting in concert

一般性授權(quán)  general mandate

一般諮詢及支援工作小組  General Advisory and Support Working Team

一般豁免  general waiver; blanket waiver

一般權(quán)證  plain vanilla warrant

一線多機(jī)  multiple-workstations

一籃子指數(shù)買(mǎi)賣(mài)盤(pán)  index basket order

上市后的收購(gòu)活動(dòng)  post-listing acquisition

上市規(guī)則  listing rules

上市開(kāi)放式基金  listed open-end fund (LOF)

上市發(fā)行人  listed issuer

上市證券  listed securities

上市證券變動(dòng)之月報(bào)  Monthly Return on Movement of Listed Securities

上海市期貨同業(yè)公會(huì)  Shanghai Municipal Futures Industry Association

上海聯(lián)合產(chǎn)權(quán)交易所  Shanghai United Assets and Equity Exchange

上海證券中央登記結(jié)算公司  Shanghai Securities Central Clearing and Registration Corporation

上海證券交易所  Shanghai Stock Exchange

上訴委員會(huì)(證監(jiān)會(huì))  Appeals Panel (SFC)

下一交收日到期/逾期數(shù)額報(bào)告(中央結(jié)算系統(tǒng)) 

Next Settlement Day Due / Overdue Position Report(CCASS)

下載  download

口頭競(jìng)價(jià) / 口頭唱價(jià)*(= 公開(kāi)喊價(jià))  auction(= open outcry)

大手交易  block trade

大手交易機(jī)制；大手交易設(shè)施  Block Trade Facility; Block Trading Facility (BTF)

大利市  Teletext

大利市版頁(yè)  Teletext page

大利市資訊服務(wù)  Teletext Information Service

大利市網(wǎng)絡(luò)供應(yīng)商費(fèi)用  Teletext carrier charge

大利市影像廣播服務(wù)  Teletext video broadcast service

大批登記服務(wù)  bulk registration service

大宗交易*  block trade

大股東  substantial shareholder; major shareholder

大型股  large cap stock

大量戶口轉(zhuǎn)移指示  Mass Account Transfer Instruction (Mass ATI)

大量開(kāi)盤(pán)  mass quote

大額未平倉(cāng)合約  large open position

大額股票(中央結(jié)算系統(tǒng))  jumbo certificate(CCASS)

大額持倉(cāng)匯報(bào)協(xié)議  Large Exposure Report Agreement

大額買(mǎi)賣(mài)盤(pán)  block order

小型恒生指數(shù)期貨合約  Mini-HSI Futures

小型恒生指數(shù)期權(quán)合約  Mini-HSI Options

已交收數(shù)額報(bào)告(中央結(jié)算系統(tǒng))  Settled Position Report(CCASS)

已停業(yè)公司  dormant company

已終止經(jīng)營(yíng)之業(yè)務(wù)  discontinued operations

已發(fā)行股份/股本/股票  issued shares; outstanding stock

「已劃分的買(mǎi)賣(mài)」制度(中央結(jié)算系統(tǒng))  isolated trades system(CCASS)

「不公平損害」補(bǔ)救  "unfair prejudice" remedy

不公平競(jìng)爭(zhēng)  uneven playing field(cf level playing field)

不可抗力  force majeure

不定額供款  variable contribution

不活躍公司  dormant company

不派息歐式認(rèn)沽期權(quán)  non-dividend paying European put option

不派息歐式認(rèn)購(gòu)期權(quán)  non-dividend paying European call option

不限量發(fā)行  tap issue

不記名式國(guó)庫(kù)券(中國(guó)內(nèi)地)  Bearer Treasury(Mainland China)

不記名證券  bearer securities

不停電電源裝置；不間斷電源裝置  uninterrupted power supply (ups)

不動(dòng)盤(pán)  inactive order

不當(dāng)行為  misconduct

中小企業(yè)板塊(深圳證券交易所)  SME Board(Shenzhen Stock Exchange)

中介人財(cái)務(wù)規(guī)管制度工作小組  Working Group on Review of Financial Regulatory Framework fro Intermediaries

中介控股公司  intermediate holding company

中介現(xiàn)象  intermediation

中介機(jī)構(gòu)/團(tuán)體  intermediary

中午資料傳送服務(wù)  Mid-day Data File Transfer Service

中文資訊系統(tǒng)  Chinese News System

中外合資企業(yè)  Sino-foreign equity joint venture

中央代理人  central nominee

中央交易紀(jì)錄  central transaction log

中央存管處  central depository

中央股份借貸系統(tǒng)  centralised borrowing and lending system

中央國(guó)債登記結(jié)算有限責(zé)任公司 (中央國(guó)債登記結(jié)算公司)  China Government Securities Depository Trust & Clearing Co. Ltd. (CDC)

中央控制工作站  controller workstation

中央結(jié)算及交收系統(tǒng) (中央結(jié)算系統(tǒng))  Central Clearing and Settlement System (CCASS)

《中央結(jié)算系統(tǒng)一般規(guī)則》  General Rules of CCASS

中央結(jié)算系統(tǒng)互聯(lián)網(wǎng)系統(tǒng)  CCASS Internet System

中央結(jié)算系統(tǒng)保證基金  CCASS Guarantee Fund

中央結(jié)算系統(tǒng)強(qiáng)制證券借貸服務(wù)  Compulsory Stock Borrowing and Lending Service in CCASS

中央結(jié)算系統(tǒng)參與者及指定銀行名錄  CCASS Participant & Designated Bank List

中央結(jié)算系統(tǒng)參與者保薦戶口  CCASS Participant Sponsored Account

中央結(jié)算系統(tǒng)登記冊(cè)  CCASS Register

《中央結(jié)算系統(tǒng)運(yùn)作程序規(guī)則》  CCASS Operational Procedures

中央結(jié)算系統(tǒng)證券存管處  CCASS Depository

中央結(jié)算對(duì)手  central counterparty (CCP)

中央買(mǎi)賣(mài)盤(pán)紀(jì)錄  central order book

中央證券交收系統(tǒng)(歐洲)  Centrale de Livraison de Valeurs Mobilieres (CEDEL)(Europe)

中央證券存管處國(guó)際會(huì)議  Conference of Central Securities Depositories (CCSD)

中位價(jià)期權(quán)  middle-priced option

中型股  mid-cap stock

中國(guó)人民銀行  People's Bank of China (PBOC)

中國(guó)內(nèi)地發(fā)行人  PRC issuer

《中國(guó)公司在香港上市指南》(刊物)  Listing Chinese Companies in Hong Kong(publication)

中國(guó)存托憑證*  China depository receipt (CDR)

中國(guó)投資發(fā)展促進(jìn)會(huì)  China Association for the Promotion of Investment (CAPI)

中國(guó)保險(xiǎn)監(jiān)督管理委員會(huì)（中國(guó)保監(jiān)會(huì)）  China Insurance Regulatory Commission (CIRC)

中國(guó)國(guó)際經(jīng)濟(jì)貿(mào)易仲裁委員會(huì)  China International Economic and Trade Arbitration Commission

中國(guó)注冊(cè)會(huì)計(jì)師協(xié)會(huì)  Chinese Institute of Certified Public Accountants (CICPA)

中國(guó)會(huì)計(jì)學(xué)會(huì)  Accounting Society of China (ASC)

中國(guó)證券市場(chǎng)網(wǎng)頁(yè)  China Stock Markets Web

中國(guó)預(yù)托證券  China depository receipt (CDR)

中國(guó)銀行業(yè)監(jiān)督管理委員會(huì)（中國(guó)銀監(jiān)會(huì)）  China Banking Regulatory Commission (CBRC)

中國(guó)證券登記結(jié)算有限責(zé)任公司（中國(guó)結(jié)算公司）  China Securities Depository & Clearing Corporation Limited (CSDCC)

中國(guó)證券業(yè)協(xié)會(huì)  The Securities Association of China (SAC)

中國(guó)證券業(yè)協(xié)會(huì)基金公會(huì)  The Chinese Association of Securities Investment Funds(CASIF)

中國(guó)證券業(yè)協(xié)會(huì)證券分析師專業(yè)委員會(huì)  Securities Analysts Association of China (SAAC)

中國(guó)證券監(jiān)督管理委員會(huì)（中國(guó)證監(jiān)會(huì)）  China Securities Regulatory Commission (CSRC)

《中國(guó)證券監(jiān)督管理委員會(huì)公告》  China Securities Regulatory Commission Official Bulletin (publication)

中期報(bào)告  interim report

中華民國(guó)證券柜臺(tái)買(mǎi)賣(mài)中心  GreTai Securities Market (GTSM)

中間行使價(jià)  middle exercise price

互?；?nbsp; Fidelity Fund

互動(dòng)語(yǔ)音電話系統(tǒng)  Interactive Voice Response System (IVRS)

互惠基金  mutual fund

互聯(lián)網(wǎng)  Internet

介紹形式上市  listing by introduction

介紹代理人  introducing agent

內(nèi)在值  intrinsic value

《內(nèi)地與香港關(guān)于建立更緊密經(jīng)貿(mào)關(guān)系的安排》  Mainland/Hong Kong Closer Economic Partnership Arrangement

《內(nèi)地與香港關(guān)于建立更緊密經(jīng)貿(mào)關(guān)系的安排 -

與證券及期貨人員資格有關(guān)的安排》  Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners

內(nèi)部核數(shù)師  internal auditor

內(nèi)部監(jiān)控  internal control

《內(nèi)部監(jiān)控規(guī)例》  Internal Control Regulations

內(nèi)部稽核  internal audit

內(nèi)部?jī)?chǔ)備  inner reserve

內(nèi)部譴責(zé)  internal censure

內(nèi)資股(中國(guó)內(nèi)地)  domestic share(Mainland China)

內(nèi)幕交易  insider dealing

內(nèi)幕交易者  insider dealer

內(nèi)幕交易審裁處  Insider Dealing Tribunal

內(nèi)聯(lián)網(wǎng)  intranet

《公司(上市公司的財(cái)務(wù)摘要報(bào)告)規(guī)例》  Companies (Summary Financial Reports of Listed Companies) Regulation

公司戶口  house account; principal account

公司交易板(英國(guó))  Company Bulletin Board(UK)

公司交易所參與者  Corporate Exchange Participant

《公司收購(gòu)及合并守則》  Code on Takeovers and Mergers

公司投資者戶口  Corporate Investor Account

公司治理*  corporate governance

公司法改革常務(wù)委員會(huì)  Standing Committee on Company Law Reform

公司倉(cāng)  house position; firm position

公司專用戶口  proprietary account

公司通訊  corporate communication

公司通訊工作小組  Working Group on Corporate Communications

公司注冊(cè)處  Companies Registry

公司注冊(cè)處處長(zhǎng)  Registrar of Companies

公司注冊(cè)證書(shū)  certificate of incorporation

公司董事學(xué)會(huì)(英國(guó))  Institute of Directors (IoD)(UK)

公司盤(pán)  firm order

《公司購(gòu)回本身股份守則》  Code on Share Repurchases

公布系統(tǒng)  public address system

公平市值  fair market value

公平競(jìng)爭(zhēng)  level playing field(cf uneven playing field)

公正交易  arm' s length transaction

公告板  bulletin board

公眾利益  public interest

公眾利益董事  Public Interest Director

公眾持股市值  public float capitalisation

公眾持股量  public float; free float

公開(kāi)叫價(jià)交易  open outcry trading

公開(kāi)市場(chǎng)活動(dòng)  open market operations

公開(kāi)作價(jià)  call-over

公開(kāi)招股  offer to the public

公開(kāi)售股  open offer

公開(kāi)密碼匙基礎(chǔ)建設(shè)  Public Key Infrastructure (PKI)

公開(kāi)喊價(jià)/叫價(jià)(= 口頭競(jìng)價(jià))  open outcry(= auction)

公開(kāi)發(fā)售  offer for sale; open offer

公開(kāi)認(rèn)購(gòu)  offer for subscription

公開(kāi)譴責(zé)  public censure

公開(kāi)權(quán)益  disclosure of interests

《公認(rèn)會(huì)計(jì)原則》  Generally Accepted Accounting Principles(GAAP)

公積金計(jì)劃  Provident Fund Scheme

分包銷(xiāo)商  sub-underwriter

分列登記冊(cè)  Split Register

分行證明書(shū)  branch certificate

分拆 / 分拆上市  spin-off

分派  distribution

分銷(xiāo)  distribution

分類(lèi)指數(shù)  sub-index

分類(lèi)賬  sub-ledger

午市  afternoon session

反向可轉(zhuǎn)換產(chǎn)品  reverse convertibles

反收購(gòu)  reverse takeover

反收購(gòu)文件  defence document

反通貨膨脹  disinflation

反駁交易  rejected sales

反彈  rally

反饋測(cè)試模式  beta test mode

太平洋區(qū)資本市場(chǎng)研究中心  Pacific-Basin Capital Markets Research Center

太平洋經(jīng)濟(jì)合作會(huì)議  Pacific Economic Cooperation Council (PECC)

太平洋證券交易所  Pacific Stock Exchange (PSE)

少數(shù)股東  minority shareholder

少數(shù)股東權(quán)益  minority interest

巴塞爾協(xié)定  Basel Concordat

巴塞爾協(xié)議  Basel Agreement

巴塞爾銀行監(jiān)管委員會(huì)(巴塞爾委員會(huì))  Basel Committee on Banking Supervision (Basel Committee)

引伸波幅  implied volatility

戶口結(jié)單  statement of account

戶口結(jié)余月結(jié)單(中央結(jié)算系統(tǒng))  Monthly Balance Statement(CCASS)

戶口轉(zhuǎn)移指示  Account Transfer Instruction (ATI)

戶口轉(zhuǎn)移指示整批檔案?jìng)魉?nbsp; ATI Batch File Transfer

手  board lot; round lot

支付系統(tǒng)小組委員會(huì)(金管局)  Committee of Payment System(HKMA)

文件風(fēng)險(xiǎn)  documentation risk

日本中央銀行  Bank of Japan

日本公社債研究所  Japan Bond Research Institute (JBRI)

日經(jīng)平均指數(shù)  Nikkei Stock Average

日轉(zhuǎn)期匯  Rolling Forex

欠款  arrears

止蝕限價(jià)盤(pán)  stop limit order

止蝕盤(pán)  stop order; stop-loss order

牛市  bull market

主承銷(xiāo)商*  lead underwriter

主板  main board

主要主管(創(chuàng)業(yè)板)  principal supervisor(GEM)

主要交易  major transaction

主要股東  major shareholder; substantial shareholder

主要保薦人  primary sponsor

主要經(jīng)辦人  lead manager

主要經(jīng)濟(jì)指標(biāo)  leading economic indicator

主權(quán)風(fēng)險(xiǎn)  sovereign risk

世界銀行  World Bank

仔細(xì)審查/審核  due diligence

付運(yùn)中貨品  goods-in-transit

代收股息/債券利息服務(wù)費(fèi)  dividend and debt securities interest collection service fee

代履行權(quán)責(zé)服務(wù)費(fèi)  corporate actions service fee

代客買(mǎi)賣(mài)  agency trade

代客買(mǎi)賣(mài)戶口  agency account

代表委任表格  proxy form

代理人  agent

代理人戶口  nominee account

代理戶口  agency account

代價(jià)  consideration

代價(jià)股份  consideration share

代價(jià)發(fā)行  consideration issue

代辦股份轉(zhuǎn)讓系統(tǒng)(中國(guó)內(nèi)地)  Agency Share Transfer System (Mainland China)

以（馬克）計(jì)值 / 為計(jì)價(jià)貨幣 / 為單位  denominated in (DM)

以先舊后新方式配售  placing and top-up; top up placing

以披露為本  disclosure-based

以物易物的虛晃交易  banner barter transaction

以股代息  dividend in specie; scrip dividend

以股換股  share exchange

以信息披露為重  disclosure-based

以按金形式繳付的期權(quán)金  margined premium

以現(xiàn)金折算的息股證  cash settled ELI

以責(zé)務(wù)變更的方式進(jìn)行凈額結(jié)算  netting by novation

以最佳價(jià)格 / 條件執(zhí)行交易的原則  principle of best execution

以報(bào)價(jià) / 開(kāi)盤(pán)帶動(dòng)  quote-driven

以買(mǎi)賣(mài)盤(pán)帶動(dòng)  order-driven

以監(jiān)管機(jī)構(gòu)評(píng)審為本  merit-based

出市代表 / 出市員  floor trader; authorised clerk

加權(quán)指數(shù)  Weighted Index(Taiwan Stock Exchange)

加速折舊  accelerated depreciation

包銷(xiāo)  underwrite

包銷(xiāo)承擔(dān)凈值  net underwriting commitment

包銷(xiāo)商  underwriter

包銷(xiāo)銀團(tuán)  underwriting syndicate

北京產(chǎn)權(quán)交易所  China Beijing Equity Exchange

另項(xiàng)投資市場(chǎng)(英國(guó))  Alternative Investment Market (AIM)(UK)

另選登記服務(wù)  optional registration service

另類(lèi)投資  alternative investment

「只限長(zhǎng)倉(cāng)」期權(quán)經(jīng)紀(jì)  Long Only Brokers for Options (LOBO)

可分派溢利  distributable profit

可用年限  useful life

可行性研究  feasibility study

可轉(zhuǎn)換/可換股可贖回票據(jù)  convertible redeemable note

可轉(zhuǎn)換/可換股票據(jù)  convertible note

可轉(zhuǎn)換/可換股債券  convertible bond

可轉(zhuǎn)換/可換股證券  convertible securities

可轉(zhuǎn)讓票據(jù)  negotiable instrument

可贖回股份  redeemable share

臺(tái)灣創(chuàng)新成長(zhǎng)企業(yè)類(lèi)股  Taiwan Innovative Growing Entrepreneurs (TIGER)

臺(tái)灣期貨交易所  Taiwan Futures Exchange (TAIFEX)

臺(tái)灣證券交易所  Taiwan Stock Exchange Corporation

臺(tái)灣證券集中保管公司  Taiwan Securities Central Depository Company Limited

外部核數(shù)師  external auditor

外圍市場(chǎng)  fringe market

外債  sovereign debt

外匯風(fēng)險(xiǎn)  foreign exchange exposure

外匯基金投資有限公司  Exchange Fund Investment Limited (EFIL)

《外匯基金條例》  Exchange Fund Ordinance

外匯基金票據(jù)  Exchange Fund Bill

外匯基金債券  Exchange Fund Note (EFN)

外匯掉期  forex swap

外匯期權(quán)  forex option

外匯管制  exchange control

外聘核數(shù)師  external auditor

外資股(中國(guó)內(nèi)地)  foreign share(Mainland China)

外幣折算風(fēng)險(xiǎn)  currency translation exposure

失責(zé)  default

失責(zé)人士  defaulter

失責(zé)追收供款  default recovery contribution

失實(shí)陳述  misrepresentation

《失實(shí)陳述條例》  Misrepresentation Ordinance

失職行為  misconduct

市盈率  price/earnings ratio (P/E)

市值  market value; capitalisation

市值租金  market rental

市場(chǎng)失當(dāng)行為審裁處  Market Misconduct Tribunal

市場(chǎng)占有率  market share

市場(chǎng)定價(jià)  price discovery

市場(chǎng)波幅  market volatility

市場(chǎng)架構(gòu)改革統(tǒng)籌委員會(huì)  Co-ordinating Committee on Market Structure Reform

市場(chǎng)風(fēng)險(xiǎn)  market risk

市場(chǎng)氣氛  market sentiment

市場(chǎng)參與者  market participant

市場(chǎng)從業(yè)員  market practitioner

市場(chǎng)敏感資料  market-sensitive information

市場(chǎng)深度  market depth

《市場(chǎng)統(tǒng)計(jì)月報(bào)》  Monthly Market Statistics

市場(chǎng)價(jià)格厘定  price discovery

市場(chǎng)數(shù)據(jù)傳送專線  Market Datafeed

市場(chǎng)操縱；市場(chǎng)操縱行為  market manipulation

市場(chǎng)總值  market capitalisation

市場(chǎng)闊度  breadth of the market

市價(jià)計(jì)值按金  mark-to-market margin

市價(jià)盤(pán)  market order

市價(jià)總值  market capitalisation

平均每日成交額  average daily turnover

平均價(jià)盤(pán)  average value order

平倉(cāng)  close out; cover; position squaring

平倉(cāng)交易  closing transaction

平倉(cāng)合約  closing contract

平倉(cāng)價(jià)  exit price

平買(mǎi)入倉(cāng)(期權(quán))  closing buy(options)

平價(jià)(期權(quán))  parity(options)

平價(jià)期權(quán)  at-the-money option

平賣(mài)出倉(cāng)(期權(quán))  closing sale(options)

平衡項(xiàng)目  balancing item

平衡價(jià)格  equilibrium price

平衡價(jià)值  parity value

扒頭交易  front running; trading ahead

打和點(diǎn)  breakeven point

未分派溢利/利潤(rùn)  undistributed profits

未分配溢利/利潤(rùn)  unappropriated profits

未平倉(cāng)合約  open contract; open position; open interest

未完成買(mǎi)賣(mài)盤(pán)  outstanding order

未能履行責(zé)任  default

未償或然負(fù)債  outstanding contingent liabilities

未償還借款  outstanding loan

未繳足股份  partly-paid share

未繳股款股權(quán)  nil-paid rights

未繳款供股權(quán)  nil-paid rights

本地生產(chǎn)總值  gross domestic product (GDP)

《本地注冊(cè)認(rèn)可機(jī)構(gòu)的企業(yè)管治指引》(金管局)  Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA)

《本地注冊(cè)認(rèn)可機(jī)構(gòu)披露財(cái)務(wù)資料》(金管局)  Financial Disclosure by Locally Incorporated Authorized Institutions (HKMA)

正股  underlying stock

正常買(mǎi)賣(mài)盤(pán)差額  normal order imbalance

正常運(yùn)行比率  uptime

母公司  parent company; holding company

永久債券  perpetual bond

用戶代號(hào)  User ID

用戶接納測(cè)試 / 用戶接收測(cè)試  user acceptance test (UAT)

用戶終端設(shè)施  user access

「用者自付」原則  "user pay" principle

申報(bào)期  reporting period

申報(bào)會(huì)計(jì)師  reporting accountant

立約成價(jià)  contracted price

交叉買(mǎi)賣(mài) / 交叉盤(pán)買(mǎi)賣(mài)  crossed trade; cross trade; crossing

交叉盤(pán)系統(tǒng)  crossing system

交付  delivery

交收上限  settlement cap

交收日  settlement date

交收指示  settlement instruction (SI)

「交收指示」交易  settlement instruction transaction

交收指示狀況報(bào)告(中央結(jié)算系統(tǒng))  SI Status Report(CCASS)

交收指示的交易  SI transaction

交收指示活動(dòng)報(bào)告(中央結(jié)算系統(tǒng))  SI Activity Report(CCASS)

交收指示整批傳送(中央結(jié)算系統(tǒng))  Settlement Instruction Batch Upload(CCASS)

交收風(fēng)險(xiǎn)  settlement risk

交收?qǐng)?bào)告(中央結(jié)算系統(tǒng))  Settlement Report(CCASS)

交收期  settlement period

交收銀行  settlement bank

交收積壓  settlement backlog

交投呆滯  slow trading

交投活躍  active market

交投淡靜  quiet trading

交投疏落  light trading

交投暢旺  heavy trading

交易大堂  trading floor; trading hall

交易工作站  trading workstation

交易及交收委員會(huì)  Trading and Settlement Committee

交易及結(jié)算綜合系統(tǒng)  integrated trading and clearing system

交易日  trading day

交易日表  trading calendar

交易市場(chǎng)  secondary market

交易系統(tǒng)使用費(fèi)(現(xiàn)貨市場(chǎng))  trading tariff(cash market)

《交易所（特別征費(fèi)）條例》  Exchanges (Special Levy) Ordinance

《交易所及結(jié)算所（合并）條例》  Exchanges and Clearing Houses (Merger)Ordinance

交易所另項(xiàng)交易系統(tǒng)(英國(guó))  Stock Exchange Alternative Trading System (SEATS)(UK)

交易所自動(dòng)報(bào)價(jià)系統(tǒng)(英國(guó))  Stock Exchange Automated Quotations System (SEAQ)(UK)

交易所參與者  Exchange Participant

《交易所參與者及聯(lián)交所交易權(quán)持有人名錄》  List of Exchange Participants & Holders of Stock Exchange Trading Rights

《交易所參與者市場(chǎng)占有率報(bào)告》  Exchange Participants' Market Shares Report

交易所參與者證明書(shū)  Exchange Participant Certificate

交易所國(guó)際自動(dòng)報(bào)價(jià)系統(tǒng)(英國(guó))  Stock Exchange Automated Quotations System for International Equities (SEAQI)(UK)

《交易所規(guī)則》  Rules of the Exchange

交易所買(mǎi)賣(mài)之期權(quán)  exchange traded option

交易所買(mǎi)賣(mài)基金  exchange traded fund

交易流通速度  turnover velocity

交易能力  trading capacity

交易商  dealer

交易圈 / 交易場(chǎng)  pit; trading pit

交易設(shè)施  trading facilities; execution facilities

交易單位  trading unit

交易費(fèi)  Trading Fee

交易量  trading capacity

《交易運(yùn)作程序 ─ 期權(quán)買(mǎi)賣(mài)交易所參與者專用》

 Operational Trading Procedures for Options Trading Exchange Participants

交易對(duì)手  counterparty

交易征費(fèi)  Transaction Levy

交易柜位  trading booth

交易轉(zhuǎn)移(期權(quán))  trade give-ups(options)

交易議價(jià)板  Bulletin Board

交錯(cuò)到期組合  staggering maturities

企業(yè)狙擊手  corporate raider

企業(yè)資訊資料庫(kù)  Enterprise Information Database

企業(yè)管治  corporate governance

企業(yè)管治工作小組  Working Group on Corporate Governance

《企業(yè)管治常規(guī)守則及企業(yè)管治報(bào)告征求意見(jiàn)草擬本》

 Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report

企業(yè)融資協(xié)會(huì)  The Corporate Finance Association (CFA)

《企業(yè)融資顧問(wèn)操守準(zhǔn)則》(證監(jiān)會(huì))  Corporate Finance Adviser Code of Conduct(SFC)

先進(jìn)先出  first in, first out (FIFO)

全面收購(gòu)建議  general offer

全面披露  full disclosure

全面結(jié)算參與者  General Clearing Participant (GCP)

全面豁免  blanket waiver; general waiver

全面攤薄每股盈利  fully diluted earnings per share

全球期貨交易系統(tǒng)  Globex

全國(guó)社會(huì)保障基金  National Social Security Fund

全國(guó)電子交易系統(tǒng)(中國(guó)內(nèi)地)  National Electronic Trading System (NETS) (Mainland China)

全部完成或放棄買(mǎi)賣(mài)盤(pán)  all-or-none order

全資附屬公司  wholly-owned subsidiary

全數(shù)執(zhí)行或立刻取消  Fill-or-Kill (FOK)

全額或取消  Fill-or-Kill (FOK)

全權(quán)代客買(mǎi)賣(mài)賬戶  discretionary account

全權(quán)委托戶口  discretionary account

全權(quán)委托盤(pán)  discretionary order; no-forcing order;order at discretion

全權(quán)信托  discretionary trust

全權(quán)管理人  discretionary manager

共用代理人(中央結(jié)算系統(tǒng))  common nominee(CCASS)

「共用代理人」股票  "common nominee" share certificate

共用軟件  shareware

共同抵押品管理系統(tǒng)  Common Collateral Management System (CCMS)

共同風(fēng)險(xiǎn)管理系統(tǒng)  Common Risk Management System

再貼現(xiàn)  rediscount

印花稅  stamp duty

《印花稅條例》  Stamp Duty Ordinance

印花稅署署長(zhǎng)  Collector of Stamp Revenue

合成工具  synthetics

合成期權(quán)  synthetic option

合成認(rèn)購(gòu)期權(quán)長(zhǎng)倉(cāng)  synthetic long call

合并  amalgamation; consolidation; merger

合并有形資產(chǎn)凈值  combined net tangible assets

合并與收購(gòu)  mergers and acquisitions

合約互惠基金  contractual mutual fund

合約股數(shù)  contract size

合約乘數(shù)  contract multiplier

合約規(guī)格  contract specifications

合約單位  contract unit

合格交付  good for delivery

合格境內(nèi)機(jī)構(gòu)投資者  Qualified Domestic Institutional Investor (QDII)

合格境外機(jī)構(gòu)投資者  Qualified Foreign Institutional Investor (QFII)

合資企業(yè)  joint venture

合資合同  joint venture contract

合資格主管  Eligible Supervisor

合資格機(jī)構(gòu)買(mǎi)家  qualified institutional buyer

合資格證券  eligible securities

合營(yíng)企業(yè)  joint venture

同日行使  same day exercise

同系附屬公司 / 同集團(tuán)附屬公司  fellow subsidiary

名義匯率  nominal exchange rate

吊銷(xiāo)資格令  disqualification order

回升  rally

回本期  payoff period

回扣 / 回傭  rebate; commission rebate; sub-commission

回收期  payoff period

回抽傭金  sub-commission

回報(bào)  return; payoff

回報(bào)率  rate of return

回補(bǔ)機(jī)制  claw back mechanism

回應(yīng)時(shí)間  response time

回購(gòu)  buy-back(cf repurchase agreement)

回購(gòu)協(xié)議  repurchase agreement (repo)

回購(gòu)權(quán)證  call warrant

在交易所買(mǎi)賣(mài)的期權(quán)  traded option

在建工程  construction-in-progress

地區(qū)性指數(shù)認(rèn)購(gòu)權(quán)證  regional index call warrant

多工作站  multiple-workstations

多工作站系統(tǒng)  Multi-workstation System (MWS)

多批交收處理程序  batch settlement run

多種貨幣買(mǎi)賣(mài)  multi-currency trading

多頭*  long position; bull position

《如何撰寫(xiě)清楚易明的公布》(刊物)(證監(jiān)會(huì)) 

How to Create Clear Announcements(publication)(SFC)

存貨  inventory

存款公司公會(huì)  The Deposit-Taking Companies Association

存管代理人  depository nominee

存管處及共用代理人系統(tǒng)  Depository and Common Nominee System (DNS)

孖展  margin

孖展客戶  margin client

孖展買(mǎi)賣(mài)  margin trading

孖展融資  margin financing

孖展覆蓋率  margin coverage ratio

年度賬目  annual accounts

年報(bào)  annual report

年結(jié)日  balance sheet date

成本效益  cost effectiveness

成交紀(jì)錄  trading record

成交單 / 成交單據(jù) / 買(mǎi)賣(mài)單據(jù)  contract note

成交調(diào)整  trade amendment

成交額比率  turnover ratio

扣減率  discount rate

收市后交易  after-hours dealing

收市后資料傳送服務(wù)  End-of-day Trade Data File Transfer Service

收市差額繳款  day-end marks

收市價(jià)  closing price

收市盤(pán)  at-the-close order

收取內(nèi)幕消息人士  tipper

收取即日差額繳款機(jī)制  intra-day marks collection mechanism

收益  revenue; income; gain

收益率  yield

收益率曲線  yield curve

收益圖  payoff diagram

收款代理  receiving agent

收款銀行  receiving bank

《收款銀行在新股發(fā)行中扮演的角色指引》(金管局) 

Guideline on Role of the Receiving Bank in New Share Issues(HKMA)

收費(fèi)  charge

收費(fèi)結(jié)構(gòu)  charging structure

收緊信貸  credit squeeze

收盤(pán)價(jià)  closing price

收購(gòu)  acquisition; takeover; buy-out / buyout

收購(gòu)上訴委員會(huì)(證監(jiān)會(huì))  Takeovers Appeal Committee(SFC)

收購(gòu)及合并委員會(huì)(證監(jiān)會(huì))  Takeovers & Mergers Panel(SFC)

收購(gòu)建議  offer

早市  morning session

有形資產(chǎn)凈值  net tangible assets

有抵押權(quán)證  collateralised warrant

有限制牌照銀行  restricted licence bank

有限責(zé)任公司  limited liability company

有條件協(xié)議  conditional agreement

有條件現(xiàn)金收購(gòu)/要約  conditional cash offer

有資產(chǎn)支持的債務(wù)證券  asset-backed securities (ABS)

有擔(dān)保的賣(mài)空交易  covered short selling

《有關(guān)申報(bào)賣(mài)空活動(dòng)及備存證券借出紀(jì)錄規(guī)定的指引》(證監(jiān)會(huì)) 

Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC)

《有關(guān)在互聯(lián)網(wǎng)上提供財(cái)經(jīng)資訊的通告 ─ 發(fā)牌規(guī)定》(證監(jiān)會(huì))

 Circular on Provision of Financial Information on the Internet ─ Licensing Requirements(SFC)

《有關(guān)改善規(guī)管上市事宜的建議諮詢文件》 

Consultation Paper on Proposals to Enhance the Regulation of Listing

《有關(guān)改善規(guī)管上市事宜的建議諮詢總結(jié)》 

Consultation Conclusions on Proposals to Enhance the Regulation of Listing

有關(guān)長(zhǎng)時(shí)間停牌公司之報(bào)告  Prolonged Suspension Status Report

《有關(guān)建議加強(qiáng)監(jiān)督核數(shù)師的公眾利益活動(dòng)及成立財(cái)務(wù)匯報(bào)檢討委員會(huì)的諮詢文件》  Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel

有關(guān)創(chuàng)業(yè)板內(nèi)地發(fā)行人監(jiān)管合作事宜之換文 

Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM

《有關(guān)無(wú)紙化證券市場(chǎng)的建議運(yùn)作模式的諮詢文件》

 Consultation Paper on a Proposed Operational Model for a Scripless Securities Market

有關(guān)發(fā)行人延遲公布業(yè)績(jī)之報(bào)告 

Status Report on Issuers' Delay in Releasing Results Announcement

《有關(guān)電子交易條例內(nèi)適用于成交單據(jù)的規(guī)定的指引》(證監(jiān)會(huì))

 Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC)

《有關(guān)對(duì)保薦人及獨(dú)立財(cái)務(wù)顧問(wèn)監(jiān)管的諮詢文件》

 Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers

《有關(guān)對(duì)保薦人及獨(dú)立財(cái)務(wù)顧問(wèn)監(jiān)管的諮詢總結(jié)》

 Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers

《有關(guān)監(jiān)管證券及期貨的網(wǎng)上交易諮詢文件》

 Consultation Paper on the Regulation of On-Line Trading of Securities and Futures

有關(guān)暫時(shí)停牌公司之報(bào)告  Temporary Suspension Status Report

《有關(guān)賦權(quán)證券及期貨事務(wù)監(jiān)察委員會(huì)代表公司提出衍生訴訟的建議諮詢文件》  Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action on Behalf of a Company

次要控制人  minority controller

老鼠倉(cāng)活動(dòng)  rat trading; scalping

自主評(píng)級(jí)(銀行)  Individual rating(banking)

自由兌換  free convertibility

自由增購(gòu)率  "trading only" stocks

自行結(jié)算  self-clearing

自行結(jié)算參與者  Self Clearing Participant (SCP)

自律監(jiān)管機(jī)構(gòu)  self-regulatory organisation; self-regulating organisation

自動(dòng)行使(期權(quán))  automatic exercise(options)

自動(dòng)配對(duì)股份  automatched stock

自動(dòng)對(duì)盤(pán)及成交系統(tǒng)（自動(dòng)對(duì)盤(pán)系統(tǒng)） 

Automatic Order Matching and Execution System (AMS)

自動(dòng)對(duì)盤(pán)系統(tǒng)未完成買(mǎi)賣(mài)盤(pán)紀(jì)錄  AMS order book

自動(dòng)對(duì)盤(pán)系統(tǒng)第二終端機(jī)  AMS Second Terminal

自動(dòng)熒幕交易系統(tǒng)  automated screen trading system (AST system)

自動(dòng)暫緩交易機(jī)制  circuit breaker

自發(fā)性收購(gòu)  management buy-out (MBO)

自置光纖線路  private fibre optical circuit

自營(yíng)買(mǎi)賣(mài)  proprietary trading

行  hong

行使  exercise

行使方式  exercise style

行使日  exercise day (E day)

行使后按金  margin-after-exercise

行使期 / 行使時(shí)限  exercise period

行使價(jià)  strike price(options); exercise price

行使價(jià)間距  exercise price interval

行倉(cāng)  firm position

行業(yè)覆蓋層面  spread of sector

行頭盤(pán)  front running

估計(jì)使用年期  estimated useful life

估值師  valuer

估值報(bào)告  valuation report

低收費(fèi)經(jīng)紀(jì)  discount broker

低于面值  below par

低于最佳賣(mài)盤(pán)價(jià) / 低于最好沽盤(pán)價(jià)  downtick; minus tick

作實(shí)買(mǎi)賣(mài)價(jià)  firm bid and ask quotations

作價(jià)買(mǎi)賣(mài)  market making

傭金回扣  commission rebate

兌付*  redemption

免責(zé)聲明  disclaimer

冷淡對(duì)待令  cold shoulder order

利差交易  carry trade

利息補(bǔ)貼(中國(guó)內(nèi)地)  interest rate subsidy(Mainland China)

利息資本化  capitalisation of interest

利益沖突事宜委員會(huì)  Conflict Committee

利率上限  interest-rate ceiling

利率掉期 / 利率調(diào)期*  interest-rate swap

利率掉期期貨  Interest Rate Swap Futures

利率期貨  interest-rate futures

利率銜接  interest collar; interest rate collar

利潤(rùn)  profit

初次公開(kāi)招股  initial public offering (IPO)

初步認(rèn)購(gòu)價(jià)  initial subscription price

助理主管(創(chuàng)業(yè)板)  assistant supervisor(GEM)

即日平倉(cāng)交易  day trade

即日回購(gòu)協(xié)議(銀行)  intraday repurchase agreement(banking)

即日有效買(mǎi)賣(mài)盤(pán)  good-for-day order

即日拆借市場(chǎng)  intra-day money market

即日流動(dòng)資金  intraday liquidity

即日差額繳款報(bào)告(中央結(jié)算系統(tǒng))  Intra-day Marks Collection Report(CCASS)

即日追補(bǔ)按金  intra-day margin call

即日?qǐng)?bào)價(jià)  intraday quotation

即日買(mǎi)賣(mài)  day trade

即日盤(pán) / 即日買(mǎi)賣(mài)盤(pán)  day order

「即日鮮」  day trade

即日額外按金  intra-day margin

即月  front-month

即夜傳送報(bào)告資料服務(wù)(中央結(jié)算系統(tǒng))  Overnight Report Distribution(CCASS)

即時(shí)支付結(jié)算系統(tǒng)(金管局)  Real Time Gross Settlement system (RTGS)(HKMA)

即時(shí)或取消  Immediate-or-Cancel (IOC)

即時(shí)匯款同時(shí)交收(銀行)  payment vs payment (PvP)(banking)

即時(shí)資訊  real time information

即時(shí)數(shù)碼資料傳送專線  realtime digital datafeed

即時(shí)數(shù)碼數(shù)據(jù)服務(wù)  Realtime Digital Data Service (RDDS)

即時(shí)轉(zhuǎn)送  online transfer

否定聲明  negative statement; disclaimer

囤倉(cāng)策略  buy and hold strategy

均衡價(jià)格  equilibrium price

坐盤(pán)  proprietary trading

夾倉(cāng)  squeeze; short squeeze

尾盤(pán)  at-the-close order

技術(shù)分析  technical analysis

投資分析員  investment analyst

投資服務(wù)指令(歐洲聯(lián)盟)  Investment Services Directive (ISD)(European Union)

投資者戶口服務(wù)  Investor Account Service

投資者戶口持有人  Investor Participant (IP)

《投資者戶口持有人規(guī)則》  Terms and Conditions for Investor Participants

《投資者與證券市場(chǎng)》(刊物)  Investors and the Stock Market(publication)

投資者賠償有限公司  Investor Compensation Company Limited

《投資者應(yīng)知多點(diǎn)》(刊物)  Know More About Your Investment(publication)

投資級(jí)別  investment grade

投資理念  investment philosophy

投資組合  portfolio

投資組合經(jīng)理  portfolio manager

投資對(duì)象  investee

投資管理研究聯(lián)會(huì)  Association for Investment Management and Research (AIMR)

投資顧問(wèn)  investment adviser

投資顧問(wèn)委員會(huì)  Investment Advisory Committee

投標(biāo)程序  tender procedure

折扣  discount; haircut

折扣經(jīng)紀(jì)  discount broker

折算  translation

折舊  depreciation

折讓  discount

折讓經(jīng)紀(jì)  discount broker

拋空  short selling

改良特別股份交易方法  Enhanced Special Stock Trading Method

更正交易  trade amendment

更改財(cái)政年度結(jié)算日期  change of year end

更緊密經(jīng)貿(mào)關(guān)系安排  Closer Economic Partnership Arrangement (CEPA)

每日平均交收效率  daily average settlement efficiency

每日交易活動(dòng)及持倉(cāng)報(bào)告(期貨)

 Daily Trading Activity and Open Positions Summary Report(futures)

每日回報(bào)標(biāo)準(zhǔn)差  standard deviation of daily return

每日按金  daily margin

每日按金要求  daily margin call

每日價(jià)格上限  daily trading limit

《每周港股統(tǒng)計(jì)數(shù)字》  Weekly Hong Kong Stock Market Statistics

每股有形資產(chǎn)凈值  net tangible assets per share

每股盈利  earnings per share (EPS)

每股資產(chǎn)凈值  net asset value per share

沒(méi)有利益關(guān)系的股東  disinterested shareholder

沒(méi)有預(yù)先借貨的賣(mài)空活動(dòng)  naked short selling

沒(méi)有擔(dān)保的賣(mài)空交易  uncovered short selling

私人戶口交易指引  personal account dealing guidelines

私人配售  private placing

私人密碼  personal identification number (PIN)

私有化 / 私營(yíng)化  privatisation

私募基金  privately-offered fund

系列按金價(jià)值  series margin value

系統(tǒng)性風(fēng)險(xiǎn)  systematic risk

系統(tǒng)參數(shù)  system parameter

系統(tǒng)終止  system closure

系統(tǒng)整合商  system integrator

系統(tǒng)聯(lián)通權(quán)  system access right

系統(tǒng)聯(lián)通權(quán)收費(fèi)(期權(quán))  System Access Right Fee(options)

巡回推介  roadshow

《防止洗黑錢(qián)修訂指引》  Revised Guidance Notes Regarding Money Laundering

《亞太股市脈絡(luò)》  Regional Monitor

亞洲證券分析家協(xié)會(huì)  Asian Securities Analysts Federation

亞太區(qū)中央證券存管處組織  Asia-Pacific Central Securities Depository Group (ACG)

亞太貸款市場(chǎng)協(xié)會(huì)  Asia Pacific Loan Market Association

亞太經(jīng)濟(jì)合作組織  Asia Pacific Economic Cooperation (APEC)

亞洲美元市場(chǎng)  Asian dollar market

亞洲美元債券  Asian dollar bond

亞洲貨幣世界（新加坡）有限公司  Money World Asia Pte Limited

亞洲開(kāi)發(fā)銀行  Asian Development Bank (ADB)

亞洲證券分析員公會(huì)  Asian Securities' Analysts Council (ASAC)

亞洲證券借貸協(xié)會(huì)  Pan Asian Securities Lending Association (PASLA)

「來(lái)回」期權(quán)交易  "round trip" option transaction

供股  rights issue

供款  contribution

供應(yīng)商電子存檔系統(tǒng)  Vendor Electronic Filing System (VEF)

兩用畫(huà)面終端機(jī)  dual mode terminal (DMT)

兩邊客交易  direct business; direct business transaction

兩邊客買(mǎi)賣(mài)盤(pán)  two-sided order

兩邊開(kāi)盤(pán)  two-way quote

到期 / 到期日  maturity; expiry date

到期日  expiration date

到期月份  expiry month

到期收益率  yield to maturity

到期前有效買(mǎi)賣(mài)盤(pán)  good-till-date order (GTD)

制訂系統(tǒng)規(guī)模  system sizing

制裁權(quán)  power of sanction

券面利率  coupon; coupon rate

協(xié)議安排 / 協(xié)議計(jì)劃  scheme of arrangement

取消交易(期權(quán))  trade reversals(options)

取消交易合約(期權(quán))  reversal contract(options)

取消前有效買(mǎi)賣(mài)盤(pán)  good-till-cancelled order (GTC)

受信人  fiduciary

受信責(zé)任  fiduciary duty

受益人  beneficiary

受托人  trustee; fiduciary

受監(jiān)管之股份賣(mài)空活動(dòng)  regulated short selling

受讓人  assignee; transferee

垃圾債券  junk bond

委托存款*  designated deposit

委派代表書(shū)  proxy form

定界認(rèn)股證  barrier warrant

定息按揭  fixed-rate mortgage

定期債券  term bond

定價(jià)模式  pricing model

「定鏡」處理(電腦)  snapshot(computer)

延時(shí)資訊  delayed data

往來(lái)賬  current account

或有保費(fèi)  contingent premium

或然負(fù)債  contingent liabilities

所有普通股指數(shù)  All Ordinaries Index (AOI)

所需回報(bào)率  required rate of return

房地產(chǎn)投資信托基金  real estate investment trust (REIT)

《房地產(chǎn)投資信托基金守則》  Code on Real Estate Investment Trusts

承兌  acceptance

承兌行  acceptance house

承前(會(huì)計(jì))  brought forward(accounting)

承配人  placee

承銷(xiāo)*  underwrite

承銷(xiāo)商*  underwriter

承辦銀行  administering bank

承讓人  assignee; transferee

披露 / 披露事項(xiàng)  disclosure

披露權(quán)益  disclosure of interests

押記  pledge

抵押  charge; pledge

抵押安排  security arrangement

抵押品  collateral; security

抵押品資格  collateral eligibility

抵押債項(xiàng)  secured debts

抵押證券  asset-backed securities (ABS)

抵銷(xiāo)  set off

「拆骨專家」  asset stripper

拆賣(mài)資產(chǎn)  asset stripping

招股書(shū) / 招股章程  prospectus

招股價(jià)  issue price

招股機(jī)制  offering mechanism

招標(biāo)發(fā)售  offer by tender

放寬利率管制  deregulation of interest rates

放寬管制  deregulation

服務(wù)業(yè)聯(lián)會(huì)(香港總商會(huì)) 

Coalition on Service Industry (Hong Kong General Chamber of Commerce)

東亞及大洋洲證券交易所聯(lián)會(huì) 

East Asian and Oceanian Stock Exchanges Federation (EAOSEF)

東南亞國(guó)家協(xié)會(huì)（東協(xié)）  Association of South-East Asian Nations (ASEAN)

東盟地區(qū)論壇  ASEAN Regional Forum

東盟自由貿(mào)易區(qū)  ASEAN Free Trade Area (AFTA)

武士債券  samurai bond

沽出未抵押期權(quán)  naked option writing

沽出備兌期權(quán)  covered writing

沽出認(rèn)沽期權(quán)  write a put option

沽出認(rèn)購(gòu)期權(quán)  write a call option

沽空  short selling

沽盤(pán)  sell order

沽盤(pán)價(jià)  ask price; asked price

法人股(中國(guó)內(nèi)地)  legal person share(Mainland China)

法定公益金(中國(guó)內(nèi)地)  statutory public welfare fund (Mainland China)

法定公積金(中國(guó)內(nèi)地)  statutory surplus reserve(Mainland China)

法定股本  authorised capital

法定儲(chǔ)備  statutory reserve

法律風(fēng)險(xiǎn)  legal risk

法律實(shí)體  legal entity

法團(tuán)大股東具報(bào)書(shū)  Corporate Substantial Shareholders Notification

泡沫經(jīng)濟(jì)  bubble economy

波幅  volatility

波幅校驗(yàn)范圍  Volatility Scan Range (VSR)

注入資產(chǎn)  asset injection

炒高價(jià)格  ramping; price ramping

爭(zhēng)奪式收購(gòu)  contested takeover

物業(yè)估值師  property valuer

物業(yè)增值稅  property gains tax

狙擊手(收購(gòu))  predator; raider(takeover)

直接存款/存賬指示  Direct Credit Instruction (DCI)

直接扣款/扣賬指示  Direct Debit Instruction (DDI)

直接納入中央結(jié)算系統(tǒng)的新股  direct stock admission(CCASS)

直接結(jié)算  direct clearing

直接結(jié)算參與者  Direct Clearing Participant (DCP)

直通式交易程序  straight-through processing

直駁光纖  dark fibre

直線折舊法  straightline method of depreciation

空倉(cāng) / 空頭*  bear position; short position

《股市資料》  Fact Book; Fact Sheet

股市資料捐贈(zèng)計(jì)劃  Stock Market Information Donation Programme

股本  share capital

股本基數(shù)  equity base

股本價(jià)值  value of equity capital

股本證券  equity securities

股本權(quán)證  equity warrant; subscription warrant (vs derivative warrant)

股份化  demutualisation

股份代號(hào)  stock code

股份交收費(fèi)  stock settlement fee

股份存入表格  Stock Deposit Form

股份存入費(fèi)  stock deposit fee

股份收納  stock conversion

股份有限公司  joint stock company

股份制  demutualisation

股份承押人  stock pledgee

股份承押人參與者(中央結(jié)算系統(tǒng)參與者)  Stock Pledgee Participant(CCASS Participants)

股份拆細(xì)  split; stock split

股份計(jì)劃  share scheme

股份頁(yè)(大利市機(jī))  stock page(Teletext)

股份托管費(fèi)  stock custody fee

股份提取費(fèi)  stock withdrawal fee

《股份登記機(jī)構(gòu)操守準(zhǔn)則》(證監(jiān)會(huì))  Code of Conduct for Share Registrars(SFC)

股份結(jié)算費(fèi)  stock clearing fee

股份認(rèn)購(gòu)權(quán)  share option

股份賣(mài)空試驗(yàn)計(jì)劃  Short Selling Pilot Scheme

股份購(gòu)回  share repurchase

《股份購(gòu)回守則》  Code on Share Repurchases

股份轉(zhuǎn)移日結(jié)單(中央結(jié)算系統(tǒng))  Daily Movement Statement(CCASS)

股份轉(zhuǎn)移報(bào)告(中央結(jié)算系統(tǒng))  Statement of Stock Movement(CCASS)

股份權(quán)益  share entitlements

《股價(jià)敏感資料披露指引》  Guide on disclosure of price-sensitive information

股東名冊(cè)  register of members; share register

股東周年大會(huì)  annual general meeting (AGM)

股東特別大會(huì)  extraordinary general meeting (EGM)

股東貸款  shareholder loan

股東應(yīng)占溢利  profits attributable to shareholders

股東權(quán)益  equity interest

股東權(quán)益小組(證監(jiān)會(huì))  Shareholders Group (SFC)

股息率  dividend yield

股息單  dividend warrant

股票出借人  stock lender

股票承押人  stock pledgee

股票非流動(dòng)化  immobilisation of share certificate

股票按貸財(cái)務(wù)活動(dòng)  share margin financing

股票借貸  stock borrowing and lending

股票借貸數(shù)額資料頁(yè)(大利市) 

stock borrowing and lending position information page(Teletext)

股票期貨  stock futures

股票期權(quán)  stock option; equity option

股票期權(quán)系統(tǒng)  Traded OPtions System (TOPS)

股票期權(quán)參考教育站  Stock Options Reference Educator (SCORE)

股票期權(quán)從業(yè)員專業(yè)課程  Professional Course for Equity Options Practitioners

股票登記費(fèi)  scrip fee

股票貸出戶口  Stock Lending Account

股票歸還  stock return

股價(jià)不動(dòng)時(shí)回報(bào)  standstill return

股價(jià)敏感資料  price-sensitive information

股權(quán)  equity interest; shareholding

芝加哥交易所  Chicago Board of Trade (CBOT)

芝加哥商品交易所  Chicago Mercantile Exchange (CME)

芝加哥期權(quán)交易所  Chicago Board Options Exchange (CBOE)

近價(jià)盤(pán)  about order

金銀業(yè)貿(mào)易場(chǎng)  Chinese Gold and Silver Exchange Society

金銀證券交易所  The Kam Ngan Stock Exchange

金融大改革(英國(guó))  Big Bang(UK)

金融工具  financial instrument

金融中介現(xiàn)象  financial intermediation

金融中介機(jī)構(gòu)/團(tuán)體  financial intermediary

金融市場(chǎng)  financial market

《金融市場(chǎng)檢討報(bào)告》  Report on Financial Market Review

金融行動(dòng)專責(zé)委員會(huì)  Financial Action Task Force (FATF)

《金融服務(wù)法令》(英國(guó))  Financial Services Act(UK)

金融服務(wù)網(wǎng)絡(luò)  FinNet

金融租賃*  financial lease

金融基礎(chǔ)設(shè)施督導(dǎo)委員會(huì) 

The Steering Committee on the Enhancement of Financial Infrastructure (SCEFI)

金融期貨  financial futures

金融債*  financial bond

金融監(jiān)督管理委員會(huì)（金管會(huì)）(臺(tái)灣)

 Financial Supervisory Commission(Taiwan)

金融機(jī)構(gòu)  financial institution

金邊證券  gilt-edged securities

長(zhǎng)倉(cāng)  long position; bull position

附加自動(dòng)對(duì)盤(pán)終端機(jī)用家  additional AMS terminal user

附寄結(jié)單服務(wù)的股份獨(dú)立戶口(中央結(jié)算系統(tǒng))

 Stock Segregated Account with Statement Service [CCASS]

附帶執(zhí)行買(mǎi)賣(mài)盤(pán)(倫敦交易所)  contingent order(LSE)

附屬公司  subsidiary

附屬貸款  subordinated loan

「非上市可交易」股份  "trading only" stocks

非中介化  disintermediation

非市場(chǎng)莊家的交易  non-market-making transaction

非正常項(xiàng)目  abnormal item

非成立為有限公司的注冊(cè)人士  unincorporated registered person

非即日平倉(cāng)交易  overnight trade

非即時(shí)數(shù)據(jù)  delayed data

非受監(jiān)管發(fā)行人  unregulated issuer

非所有者權(quán)益變動(dòng)表  statement of "non-owner movement in equity"

非金錢(qián)傭金  soft commission

非金錢(qián)利益  soft-dollar benefits

非執(zhí)行董事  non-executive director

非常重大的出售事項(xiàng)  very substantial disposal

非常重大的收購(gòu)事項(xiàng)  very substantial acquisition

非現(xiàn)貨月恒生指數(shù)期貨合約  non-spot month Hang Seng Index futures contract

非登記持有人  non-registered holder

非結(jié)算的期權(quán)買(mǎi)賣(mài)參與者 / 非結(jié)算參與者 (期權(quán)買(mǎi)賣(mài))

 Non-Clearing Options Trading Participant; Non-Clearing Participant (NCP) (options trading)

非經(jīng)常項(xiàng)目  extraordinary item

非實(shí)物化  dematerialisation

非認(rèn)可負(fù)債  non-ranking liabilities

非標(biāo)準(zhǔn)型認(rèn)股證；特種認(rèn)股證  exotic warrants

非整手買(mǎi)賣(mài)盤(pán)  round-lot-plus order

保本信托基金  guaranteed unit trust

保本產(chǎn)品  capital preservation product

保本證  Capital Protected Instrument (CPI)

保值公債(中國(guó)內(nèi)地)  Public Debt (Inflation-Linked Subsidy) Treasury(Mainland China)

保留意見(jiàn)  qualified opinion

保單貼現(xiàn)  viatical settlements

保管人  custodian

保障安排  security arrangement

《保障投資者條例》  Protection of Investors Ordinance

保險(xiǎn)業(yè)監(jiān)理專員  Commissioner of Insurance

保險(xiǎn)業(yè)監(jiān)理處  Office of the Commissioner of Insurance

保薦人  sponsor

《保薦人及獨(dú)立財(cái)務(wù)顧問(wèn)的操守準(zhǔn)則》 

Code of Conduct for Sponsors and Independent Financial Advisers

《保薦人標(biāo)準(zhǔn)守則》  Model Code for Sponsors

《保薦人聲明》  Sponsor's Declaration

保薦經(jīng)紀(jì)  sponsoring broker

保證  warranty

保證人  guarantor

保證金  margin

保證金客戶  margin client

保證金保險(xiǎn)范圍比率  margin coverage ratio

保證金借貸活動(dòng)  margin financing

保證金價(jià)值  margin value

保證金證券交易戶口  Margin Securities Trading Account

保證金融資  margin financing

保證基金  Guarantee Fund

「保護(hù)償付」規(guī)則(期權(quán))  Payout-Protection Rule(options)

信心保證書(shū)  comfort letter

信用評(píng)級(jí)  credit rating

信息交流  exchange of information

信托人  trustee

信貸  credit

信貸風(fēng)險(xiǎn)  credit risk

信貸評(píng)級(jí)  credit rating

信貸管制  credit control

信貸緊縮  credit squeeze

信貸額度*  credit limit

前收市價(jià)  previous closing price

《宣誓及聲明條例》  Oaths and Declarations Ordinance

客戶戶口  client account

《客戶身分規(guī)則》(證監(jiān)會(huì))  Client Identity Rule(SFC)

客戶伺服器結(jié)構(gòu)  client server architecture

客戶協(xié)議書(shū)/合約  client's agreement

客戶按金  client margin

《建議就認(rèn)可海外規(guī)則修訂〈證券及期貨(穩(wěn)定價(jià)格)規(guī)則〉諮詢總結(jié)》

 Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules

待轉(zhuǎn)名股份  "street name" share certificate

后備資料復(fù)原軟件  file backup-restore macro

后備聯(lián)線通訊線路  backup interactive line

后進(jìn)先出  last in, first out (LIFO)

后勤辦公室  back office

后償貸款  subordinated loan

恒生100  Hang Seng 100 (HS100)

恒生中國(guó)內(nèi)地流通指數(shù)  Hang Seng Mainland Freefloat Index (HSMLFI)

恒生中國(guó)內(nèi)地綜合指數(shù)  Hang Seng Mainland Composite Index (HSMLCI)

恒生中國(guó)企業(yè)指數(shù)（恒生國(guó)企指數(shù)）  Hang Seng China Enterprises Index (HSCEI)

恒生亞洲指數(shù)  Hang Seng Asia Index (HSAI)

恒生指數(shù)  Hang Seng Index (HSI)

恒生香港大型股指數(shù)  Hang Seng HK LargeCap Index (HSHKLI)

恒生香港小型股指數(shù)  Hang Seng HK SmallCap Index (HSHKSI)

恒生香港中型股指數(shù)  Hang Seng HK MidCap Index (HSHKMI)

恒生香港中資企業(yè)指數(shù)（中資企業(yè)指數(shù)） 

Hang Seng China-Affiliated Corporations Index (HSCCI)

恒生香港流通指數(shù)  Hang Seng HK Freefloat Index (HSHKFI)

恒生香港綜合指數(shù)  Hang Seng Hong Kong Composite Index (HSHKCI)

恒生倫敦參考指數(shù)  Hang Seng London Reference Index (HSLRI)

恒生流通50  Hang Seng Freefloat 50

恒生流通中國(guó)內(nèi)地25  Hang Seng Freefloat Mainland 25

恒生流通香港25  Hang Seng Freefloat HK 25

恒生流通綜合指數(shù)  Hang Seng Freefloat Composite Index (HSFCI)

恒生資訊科技指數(shù)  Hang Seng IT Index (HSITI)

恒生資訊科技組合指數(shù)  Hang Seng IT Portfolio Index (HSITP)

恒生綜合指數(shù)  Hang Seng Composite Index (HSCI)

恒生/富時(shí)亞洲大企業(yè)指數(shù)  FTSE/Hang Seng Asiatop Index

恒生/富時(shí)亞洲分類(lèi)指數(shù)  FTSE/Hang Seng Asian Sector Indexes

恒生/富時(shí)指數(shù)系列  FTSE/Hang Seng Indexes

恒指服務(wù)有限公司  HSI Services Limited

恒指國(guó)際有限公司  HSI International Limited

恒指期貨  Hang Seng Index Futures

恒指期權(quán)  Hang Seng Index Options

恢復(fù)買(mǎi)賣(mài)  resumption of trading

持有成本  cost of carry

持股人的分布情況  spread of holders

持股編號(hào)  shareholder Reference Number (SRN)

持倉(cāng)  position

持倉(cāng)上限 / 限額  position limit

持倉(cāng)比例  position ratio

《持倉(cāng)限額及大額未平倉(cāng)合約的申報(bào)規(guī)定指引》(證監(jiān)會(huì))

 Guidance Note on Position Limits and Large Open Position Reporting Requirements(SFC)

持倉(cāng)限額比率  position limit ratio

持倉(cāng)風(fēng)險(xiǎn)調(diào)整  position risk adjustment

持倉(cāng)凈額  net position

持倉(cāng)類(lèi)別(期權(quán))  tier(options)

《持牌人, 勝任能力的指引》  Guidance Note on Competence

《持牌人進(jìn)行持續(xù)培訓(xùn)的指引》  Guidance Note on Continuous Professional Training

持續(xù)專業(yè)培訓(xùn)課程  Continuous Professional Training (CPT)

持續(xù)凈額交收  continuous net settlement (CNS)

持續(xù)責(zé)任  continuing obligation; on-going obligation

持續(xù)發(fā)售機(jī)制  tap facility

持續(xù)經(jīng)營(yíng)(會(huì)計(jì))  going concern(accounting)

持續(xù)經(jīng)營(yíng)之業(yè)務(wù)  continuing operation

持續(xù)關(guān)連交易  continuing connected transaction

持權(quán)成本(期權(quán))  cost of carry

指引摘要  Guidance Note

指示價(jià)格  indicative price

指定分配(期權(quán))  assignment(options)

指定百分比  prescribed percentage

指定銀行  designated bank

指定證券  designated securities

指數(shù)加權(quán)移動(dòng)平均方法  exponentially-weighted moving average

指數(shù)套戥  index arbitrage

指數(shù)參與單位  index participation unit

指數(shù)掉期  index swap

指數(shù)期貨  index futures

指數(shù)債券  index bond

指數(shù)預(yù)托證券  index depository receipt; index share

指數(shù)認(rèn)購(gòu)權(quán)證  index call warrant

上海標(biāo)書(shū)翻譯公司 http://www.zo361.cn

指數(shù)權(quán)證  index warrant

按市價(jià)計(jì)值  mark to market / mark-to-market

按金  margin

按金比例  margin ratio

按金交易  margin trading

按金減免  margin relief

按金對(duì)銷(xiāo)  margin offset

按揭貸款基準(zhǔn)組合  benchmark mortgage pool

按揭貸款發(fā)放者  mortgage loan originator

按金間距  margin interval

按揭證券  mortgage-backed securities

按盤(pán)價(jià)  nominal price

政府債券  government bond

故障包容  fault tolerance

「柏力克－舒爾斯」期權(quán)定價(jià)模式  Black-Scholes option pricing model

查訪  inspection visit

查詢公布資料(中央結(jié)算系統(tǒng))  Enquire Announcement Information(CCASS)

查詢交收指示未獲配對(duì)原因(中央結(jié)算系統(tǒng))  Enquire Unmatched SI Reason(CCASS)

「查詢報(bào)失股票資料」功能(中央結(jié)算系統(tǒng))  Enquire Reported Lost Certificate(CCASS)

洗黑錢(qián)  money laundering

活躍業(yè)務(wù)紀(jì)錄(創(chuàng)業(yè)板)  active business pursuits(GEM)

派送股份/紅股  bonus issue

界面聯(lián)系  interfacing

盈利  earnings; profit

盈利對(duì)利息倍數(shù)  interest cover; interest coverage

盈富基金  Tracker Fund of Hong Kong (TraHK)

盈余儲(chǔ)備  surplus reserve

相互上市  cross listing; dual listing

相抵持倉(cāng)  offsetting position

相對(duì)回報(bào)率  relative return

相對(duì)強(qiáng)弱指數(shù)  Relative Strength Indicator (RSI)

相聯(lián)人  associated person

相關(guān)/指定資產(chǎn)  underlying asset

相關(guān)/指定證券  underlying securities

「看跌」股票掛鉤票據(jù)  Bear Equity Linked Instrument (Bear ELI)

「看漲」股票掛鉤票據(jù)  Bull Equity Linked Instrument (Bull ELI)

約務(wù)更替  novation

約價(jià)*  consideration

紀(jì)律上訴委員會(huì)  Disciplinary Appeals Committee

紀(jì)律委員會(huì)  Disciplinary Committee

《紀(jì)律案例》  Disciplinary Casebook

《紀(jì)律處分程序手冊(cè)》  Handbook on Disciplinary Proceedings

紀(jì)律處分權(quán)力  disciplinary power

紀(jì)律程序  disciplinary procedures

紅股  bonus share

紅股發(fā)行  bonus issue

紅籌股  red chip

美元總會(huì)計(jì)長(zhǎng)(美國(guó))  Comptroller of the Currency(US)

美式期權(quán)  American style option

美國(guó)本土債券  Yankee bond

美國(guó)全國(guó)證券交易商協(xié)會(huì)自動(dòng)報(bào)價(jià)系統(tǒng)/ 美國(guó)納斯達(dá)克證券市場(chǎng)  National Association of Securities Dealers Automated Quotations (NASDAQ)

美國(guó)存管信托公司  Depository Trust Company (DTC)(US)

美國(guó)商會(huì)  American Chamber of Commerce (AMCHAM)

美國(guó)國(guó)家經(jīng)濟(jì)研究局  National Bureau of Economic Research(US)

美國(guó)預(yù)托證券  American depository receipt (ADR)

美國(guó)聯(lián)邦公開(kāi)市場(chǎng)委員會(huì)  Federal Open Market Committee (FOMC)

美國(guó)聯(lián)邦國(guó)家房屋貸款協(xié)會(huì)（房利美）  Federal National Mortgage Association (Fannie Mae)

美國(guó)證券交易所  American Stock Exchange (AMEX)

英倫銀行  Bank of England

英格蘭及威爾斯特許會(huì)計(jì)師公會(huì)  Institute of Chartered Accountants in England and Wales (ICA England & Wales)

英國(guó)投資管理監(jiān)管組織  Investment Management Regulatory Organisation (IMRO)

英國(guó)金融業(yè)管理局  Financial Services Authority (FSA)(UK)

衍生產(chǎn)品 / 衍生工具  derivatives

衍生產(chǎn)品及風(fēng)險(xiǎn)管理文憑課程  Diploma Course in Derivatives and Risk Management

衍生產(chǎn)品市場(chǎng) / 衍生工具市場(chǎng)  derivatives market

衍生產(chǎn)品市場(chǎng)諮詢小組  Derivatives Market Consultative Panel

衍生產(chǎn)品結(jié)算及交收系統(tǒng)  Derivatives Clearing and Settlement System (DCASS)

衍生權(quán)證  derivative warrant

要約  offer

計(jì)算按金程序  margining process

負(fù)債  liabilities

負(fù)債日  indebtedness date

負(fù)債比率  debt-to-equity ratio

重大交易  major transaction

重估  revaluation

重組  reorganisation

重置成本  replacement cost

重新實(shí)物化  rematerialisation

重復(fù)認(rèn)購(gòu)  multiple application

重整賬目  restatement of accounts

限制通知書(shū)  restriction notice

限制買(mǎi)賣(mài)期  "black out" period

限價(jià)盤(pán)  limit order

限價(jià)賣(mài)空規(guī)則  tick rule

面值  face value; nominal value

風(fēng)險(xiǎn)披露  risk disclosure

風(fēng)險(xiǎn)披露聲明書(shū)(創(chuàng)業(yè)板)  Risk Disclosure Statement(GEM)

風(fēng)險(xiǎn)值  value-at-risk

風(fēng)險(xiǎn)容限  risk tolerance

風(fēng)險(xiǎn)容量  appetite for risk

風(fēng)險(xiǎn)參數(shù)  risk parameter

上海合同翻譯公司http://www.zo361.cn

風(fēng)險(xiǎn)控制  risk control

風(fēng)險(xiǎn)排列方法  risk array method

風(fēng)險(xiǎn)排列按金制度  risk array margining system

風(fēng)險(xiǎn)排列算式  risk array algorithm

風(fēng)險(xiǎn)評(píng)估  risk evaluation

風(fēng)險(xiǎn)管理  risk management; exposure management

風(fēng)險(xiǎn)管理委員會(huì)  Risk Management Committee

風(fēng)險(xiǎn)鑒別  risk identification

食價(jià)  price cheating; scalping

首次上市費(fèi)  initial listing fee

首次公開(kāi)招股  initial public offering (IPO)

首次公開(kāi)招股之進(jìn)度報(bào)告  Initial Public Offerings Progress Report

首次認(rèn)購(gòu)費(fèi)  front-end load

首席交易員  chief dealer

香港上市公司商會(huì)  Chamber of Hong Kong Listed Companies

香港中央結(jié)算（代理人）有限公司  HKSCC Nominees Limited

香港中央結(jié)算有限公司（香港結(jié)算） 

Hong Kong Securities Clearing Company Limited (HKSCC)

香港中央證券登記有限公司  Computershare Hong Kong Investor Services Limited (CHIS)

香港中國(guó)企業(yè)協(xié)會(huì)  Hong Kong Chinese Enterprises Association

《香港公司收購(gòu)、合并及股份購(gòu)回守則》(刊物)

 Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication)

香港公司秘書(shū)公會(huì)  The Hong Kong Institute of Company Secretaries (HKICS)

香港交易及結(jié)算所有限公司（香港交易所） 

Hong Kong Exchanges and Clearing Limited (HKEx)

香港交易及結(jié)算所有限公司北京代表處 

Hong Kong Exchanges and Clearing Limited Beijing Representative Office

香港交易所(中國(guó))有限公司  HKEx (China) Limited

香港交易所股份資訊板  HKEx Share Information Board

香港交易所組合風(fēng)險(xiǎn)按金系統(tǒng)  Portfolio Risk Margining System of HKEx (PRiME)

香港交易所資訊服務(wù)有限公司  HKEx Information Services Limited

香港交易所數(shù)據(jù)產(chǎn)品  HKEx Data Products

香港投資分析員公會(huì)  Hong Kong Institute of Investment Analysts

香港投資者學(xué)會(huì)  Hong Kong Institute of Investors (HKII)

香港投資基金公會(huì)  Hong Kong Investment Funds Association (HKIFA)

香港投資通函呈報(bào)準(zhǔn)則 

Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR)

香港股份商會(huì)（1921年）  Hong Kong Stockbrokers' Association (1921)

香港股票經(jīng)紀(jì)會(huì)（1891年）  Stockbrokers' Association of Hong Kong (1891)

香港金融研究中心  Hong Kong Institute for Monetary Research (HKIMR)

香港金融管理局（金管局）  Hong Kong Monetary Authority (HKMA)

香港律師會(huì)  The Law Society of Hong Kong

香港按揭證券有限公司  The Hong Kong Mortgage Corporation Limited

香港財(cái)務(wù)策劃師學(xué)會(huì)  The Institute of Financial Planners of Hong Kong

香港財(cái)務(wù)顧問(wèn)學(xué)會(huì)  Hong Kong Association of Financial Advisors

香港財(cái)資市場(chǎng)公會(huì)  Hong Kong Financial Markets Association

香港國(guó)際仲裁中心  Hong Kong International Arbitration Centre

香港專業(yè)財(cái)經(jīng)分析及評(píng)論家協(xié)會(huì) 

The Hong Kong Institute of Financial Analysts and Professional Commentators

香港貨幣及投資匯展  Money World Asia Hong Kong

香港創(chuàng)業(yè)投資協(xié)會(huì)  Hong Kong Venture Capital Association

香港期貨交易所有限公司（期交所）  Hong Kong Futures Exchange Limited (HKFE)

香港期貨結(jié)算有限公司  HKFE Clearing Corporation Limited (HKCC)

香港稅務(wù)學(xué)會(huì)  Taxation Institute of Hong Kong

香港證券培訓(xùn)贊助基金  Hong Kong Securities Training Sponsorship Foundation

香港會(huì)計(jì)師公會(huì)  Hong Kong Institute of Certified Public Accountants (HKICPA)

香港經(jīng)紀(jì)協(xié)會(huì)（1891年）  Association of Stockbrokers in Hong Kong (1891)

香港經(jīng)紀(jì)商會(huì)（1914年）  The Hong Kong Stock Exchange

香港董事學(xué)會(huì)  The Hong Kong Institute of Directors

香港資本市場(chǎng)公會(huì)  Hong Kong Capital Markets Association

香港管理專業(yè)協(xié)會(huì)  Hong Kong Management Association

香港網(wǎng)上經(jīng)紀(jì)協(xié)會(huì)  The Hong Kong Association of Online Brokers (HKAOB)

香港銀行公會(huì)  Hong Kong Association of Banks

香港銀行同業(yè)拆息  Hong Kong Interbank Offered Rate (HIBOR)

香港銀行同業(yè)結(jié)算有限公司  Hong Kong Interbank Clearing Limited

香港總商會(huì)  The Hong Kong General Chamber of Commerce

香港聯(lián)合交易所月刊  SEHK Monthly Bulletin

香港聯(lián)合交易所有限公司（聯(lián)交所） 

The Stock Exchange of Hong Kong Limited (SEHK)

《香港聯(lián)合交易所有限公司創(chuàng)業(yè)板證券上市規(guī)則》（《創(chuàng)業(yè)板上市規(guī)則》）

 Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules)

《香港聯(lián)合交易所有限公司證券上市規(guī)則》（《證券上市規(guī)則》） 

Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules)

香港聯(lián)合交易所期權(quán)結(jié)算所有限公司

（聯(lián)交所期權(quán)結(jié)算所）  The SEHK Options Clearing House Limited (SEOCH)

香港聯(lián)合交易所資訊服務(wù)有限公司  Stock Exchange Information Services Limited (SEIS)

香港證券市場(chǎng)文獻(xiàn)及文物征集計(jì)劃  Hong Kong Securities Market Archives and Artifacts Collection Campaign

香港證券交易所（1947年）  The Hong Kong Stock Exchange

香港證券專業(yè)學(xué)會(huì)  Hong Kong Securities Institute

香港證券業(yè)同學(xué)會(huì)  Hong Kong Securities Professionals Alumni Association

《香港證券業(yè)參考手冊(cè)》(刊物)  The Hong Kong Securities Industry(publication)

香港證券經(jīng)紀(jì)業(yè)工作小組  Working Group on Stockbroking in Hong Kong

香港證券經(jīng)紀(jì)業(yè)協(xié)會(huì)  Hong Kong Stockbrokers Association

香港證券學(xué)會(huì)  Hong Kong Securities Professionals Association

并購(gòu)活動(dòng)*  mergers and acquisitions

倉(cāng)  position

個(gè)人大股東具報(bào)書(shū)  Individual Substantial Shareholders Notification

個(gè)人投資者戶口  Individual Investor Account

個(gè)人客戶  individual client

個(gè)人交易所參與者  Individual Exchange Participant

個(gè)人電腦終端機(jī)用戶  PC terminal user

借方結(jié)余  debit balance

借款股  loan stock

借殼上市  backdoor listing

借貸資本  loan capital

借額  debit

倫敦國(guó)際金融期貨及期權(quán)交易所 

London International Financial Futures and Options Exchange (LIFFE)

倫敦期權(quán)市場(chǎng)  London Traded Options Market (LTOM)

倫敦證券交易所  London Stock Exchange (LSE)

凍結(jié)  locked up

凍結(jié)股份機(jī)制  securities-on-hold mechanism

原油期貨  crude oil futures

套戥 / 套匯* / 套利*  arbitrage

差價(jià)  spread

差額繳款  marks / marks payment

庫(kù)存股份/股票  treasury stock

弱勢(shì)貨幣  soft currency

息股證  Equity Linked Instrument (ELI)

挾倉(cāng)  cornering; squeeze; short squeeze

時(shí)間值  time value; time premium

時(shí)間戳記  time stamp

核心盈利  core earnings

核準(zhǔn)可贖回股份  approved redeemable share

核準(zhǔn)借入人  approved borrower

核準(zhǔn)借出代理人  approved lending agent

核數(shù)委員會(huì)(證監(jiān)會(huì))  Audit Committee(SFC)

核數(shù)師  auditor

核數(shù)師報(bào)告  auditors' report

核證附注  verification notes

浮息存款證  floating rate certificate of deposit (FRCD)

浮息按揭  variable-rate mortgage

浮息票據(jù)  floating rate note (FRN)

海外發(fā)行人  overseas issuer

消耗性資產(chǎn)(期權(quán))  wasting asset(options)

流動(dòng)性不足 / 流通性不足  illiquidity

流動(dòng)資金  liquid capital

流動(dòng)資金比率/幅度  liquidity ratio; liquidity margin

流動(dòng)資金調(diào)節(jié)窗  Liquidity Adjustment Window (LAW)

流動(dòng)資金調(diào)節(jié)機(jī)制(金管局)  Liquidity Adjustment Facility (LAF)(HKMA)

流動(dòng)資產(chǎn)  liquid asset

流通性  liquidity

流通風(fēng)險(xiǎn)  liquidity risk

流通量提供者  liquidity provider

特別限價(jià)盤(pán)  special limit order

特別處理股(中國(guó)內(nèi)地)  Special Treatment(Mainland China)

特別征費(fèi)  Special Levy

特別轉(zhuǎn)讓股(中國(guó)內(nèi)地)  Particular Transfer(Mainland China)

特快登記/過(guò)戶登記服務(wù)  expedited registration service

特殊項(xiàng)目  exceptional item

特許公認(rèn)會(huì)計(jì)師公會(huì)  The Association of Chartered Certified Accountants (ACCA)

特許使用者  privileged user

特許財(cái)務(wù)分析員  chartered financial analyst

特許財(cái)務(wù)分析員公會(huì)  Institute of Chartered Financial Analysts

特許管理會(huì)計(jì)師公會(huì)  Chartered Institute of Management Accountants (CIMA)

「特許證券商」制度(美國(guó))  Specialist System(US)

特種國(guó)債(中國(guó)內(nèi)地)  Special Treasury(Mainland China)

特種備兌證資訊(大利市)  exotic warrant information(Teletext)

特種認(rèn)股證/非標(biāo)準(zhǔn)型認(rèn)股證  exotic warrant

留存股票  treasury stock

留存盈利/收益  retained earnings; retained income

「粉紅價(jià)單」(美國(guó))  Pink Sheets(US)

留存溢利/盈利  retained profits

留成資金 / 保留資金  retained capital

「粉紅價(jià)單」(美國(guó))  Pink Sheets(US)

純交易板  trading-only board

紙黃金  paper gold

索償通知  claim notice

蚊型股  penny stock

被動(dòng)受托人  bare trustee

訊息提示  alert message

訊框傳送交易網(wǎng)絡(luò)  frame relay trading network

托管人  custodian

托管商參與者(中央結(jié)算系統(tǒng)參與者)  Custodian Participant(CCASS Participants)

記名證券  registered securities

記名證書(shū)  registered certificate

記賬式國(guó)庫(kù)券(中國(guó)內(nèi)地)  Registered Treasury(Mainland China)

財(cái)政司司長(zhǎng)  Financial Secretary

財(cái)政年度  financial year

財(cái)政股東  financial shareholder

財(cái)政健全  financial integrity

財(cái)政部(中國(guó)內(nèi)地)  Ministry of Finance(Mainland China)

《財(cái)政資源規(guī)則》  Financial Resources Rules

財(cái)務(wù)申報(bào)  financial reporting

財(cái)務(wù)風(fēng)險(xiǎn)  financial risk; financial exposure

財(cái)務(wù)租賃  financial lease

財(cái)務(wù)通融  financial accomodation

財(cái)務(wù)業(yè)績(jī)  financial results

財(cái)務(wù)摘要報(bào)告  summary financial report

財(cái)務(wù)監(jiān)管  financial regulation

財(cái)務(wù)顧問(wèn)  financial adviser

財(cái)經(jīng)市場(chǎng)發(fā)展專責(zé)小組  The Financial Market Development Task Force

《財(cái)經(jīng)有道 - - - 證券、期貨及投資界專業(yè)道德實(shí)務(wù)指引》

 Ethics in Practice - A Practical Guide for Financial Practitioners

財(cái)經(jīng)事務(wù)及庫(kù)務(wù)局  Financial Services and the Treasury Bureau

財(cái)經(jīng)事務(wù)及庫(kù)務(wù)局局長(zhǎng)  Secretary for Financial Services and the Treasury

財(cái)經(jīng)事務(wù)及庫(kù)務(wù)局常任秘書(shū)長(zhǎng)  Permanent Secretary for Financial Services and the Treasury

財(cái)資企業(yè)集團(tuán)  financial conglomerate

追補(bǔ)按金  margin call

退市  delisting

退稅  tax rebate; tax refund

逃稅  tax evasion

逆向投資者  contrarian

逆差  deficit; unfavourable difference; unfavourable variance

逆差額(中央結(jié)算系統(tǒng))  unfavourable marks(CCASS)

逆轉(zhuǎn)交易(期權(quán))  trade reversals(options)

逆轉(zhuǎn)交易合約(期權(quán))  reversal contract(options)

酌情支付的花紅  discretionary bonus payment

酌情權(quán)  discretionary power

配售  placing

配售代理  placing agent

配售指引  placing guidelines

配售新股  rights issue

配售經(jīng)辦人  book runner

配發(fā)  allotment

除息基準(zhǔn)  ex-dividend basis

除凈日  ex-date

除凈日未經(jīng)調(diào)整之收市價(jià)  ex unadjusted close

除牌  delisting

除權(quán)  ex-rights

馬來(lái)西亞證券交易所交易及自動(dòng)報(bào)價(jià)系統(tǒng) 

Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ)

馬城條約  Maastricht Treaty

馬鞍式組合(期權(quán))  straddle(options)

高水(期貨)  premium(futures)

高于前成交價(jià)  plus tick; uptick

高于面值  above par

高持股量股東(創(chuàng)業(yè)板)  significant shareholder(GEM)

高息票據(jù)  equity linked note (ELN)

高杠桿效應(yīng)的投資  high leveraged investment

假市  false market

做價(jià)  kiting

停止過(guò)戶期間  book closure period

停市措施  speed bump

停板  trading halt

停牌  suspended trading; suspension

兜售證券  hawking of securities

副保薦人(創(chuàng)業(yè)板)  co-sponsor(GEM)

「勒束式」股票掛鉤票據(jù)  Range Equity Linked Instrument (Range ELI)

勒束式組合(期權(quán))  strangle(options)

動(dòng)態(tài)對(duì)沖  dynamic hedging

區(qū)域網(wǎng)絡(luò)  Local Area Network (LAN)

參考平衡成交量  Indicative Equilibrium Volume (IEV)

參考平衡價(jià)格  Indicative Equilibrium Price (IEP)

參考發(fā)行價(jià)  indicated issue price

參與者自設(shè)系統(tǒng)  Participant Supplied System (PSS)

參與者資料提取系統(tǒng)(期貨)  Participant Access Services(futures)

參與者網(wǎng)間連接器  Participant gateway

「啤打」系數(shù)  beta coefficient

商人銀行  merchant bank

《商品交易所（禁止經(jīng)營(yíng)）條例》  Commodity Exchanges (Prohibition) Ordinance

商品交易商  commodities dealer

《商品交易條例》  Commodities Trading Ordinance

商品期貨交易委員會(huì)(美國(guó))  Commodity Futures Trading Commission (CFTC)(US)

商業(yè)承兌匯票  trade acceptance

商業(yè)票據(jù)  commercial paper

商業(yè)登記證  business registration certificate

商議傭金  negotiated commission

商譽(yù)  goodwill

問(wèn)責(zé)  accountability

問(wèn)題證券  defective securities

國(guó)內(nèi)生產(chǎn)總值  gross domestic product (GDP)

國(guó)民生產(chǎn)總值  gross national product (GNP)

國(guó)有資產(chǎn)監(jiān)督管理委員會(huì)  State-owned Assets Supervision and Administration Commission (SASAC)

國(guó)家工商局(中國(guó)內(nèi)地)  State Bureau for Industrial and Commercial Administration(Mainland China)

國(guó)家外匯管理局(中國(guó)內(nèi)地)  State Administration of Foreign Exchange (SAFE)(Mainland China)

國(guó)家股 / 國(guó)有股(中國(guó)內(nèi)地)  state share(Mainland China)

國(guó)家建設(shè)債券(中國(guó)內(nèi)地)  National Construction Treasury(Mainland China)

國(guó)家科技風(fēng)險(xiǎn)開(kāi)發(fā)事業(yè)中心  National Science and Technology Venture Capital Development Center

國(guó)家重點(diǎn)建設(shè)債券(中國(guó)內(nèi)地)  Priority Construction Treasury (Mainland China)

國(guó)家國(guó)有資產(chǎn)管理局(中國(guó)內(nèi)地)  State Bureau for State Property Administration(Mainland China)

國(guó)家統(tǒng)計(jì)局(中國(guó)內(nèi)地)  State Statistics Bureau(Mainland China)

國(guó)家稅務(wù)局(中國(guó)內(nèi)地)  State Taxation Bureau(Mainland China)

國(guó)家經(jīng)濟(jì)貿(mào)易委員會(huì)（國(guó)家經(jīng)貿(mào)委）(中國(guó)內(nèi)地)

 State Economic and Trade Commission (Mainland China)

國(guó)庫(kù)券  Treasuries

國(guó)務(wù)院證券委員會(huì)（證券委）(中國(guó)內(nèi)地) 

State Council Securities Committee (Mainland China)

國(guó)債*  　  government bond

國(guó)債期貨*  treasury bond futures

國(guó)際外匯同業(yè)聯(lián)會(huì)  Association Cambiste Internationale

國(guó)際收支平衡 / 國(guó)際收支差額  balance of payments

國(guó)際股票期貨及期權(quán)  International Stock Futures and Options (ISFO)

國(guó)際金融公司  International Finance Corporation (IFC)

國(guó)際金融行動(dòng)專責(zé)小組  International Financial Action Task Force

國(guó)際掉期業(yè)務(wù)及衍生投資工具協(xié)會(huì)  International Swaps and Derivatives Association (ISDA)

國(guó)際貨幣基金  International Monetary Fund (IMF)

國(guó)際期權(quán)市場(chǎng)協(xié)會(huì)  International Options Markets Association (IOMA)

國(guó)際結(jié)算銀行  Bank for International Settlements (BIS)

國(guó)際集資市場(chǎng)協(xié)會(huì)  International Primary Markets Association (IPMA)

國(guó)際會(huì)計(jì)師公會(huì)  　  The Association of International Accountants

國(guó)際會(huì)計(jì)準(zhǔn)則  International Accounting Standards (IAS)

國(guó)際會(huì)計(jì)準(zhǔn)則委員會(huì)  International Accounting Standards Committee (IASC)

國(guó)際標(biāo)準(zhǔn)化組織  International Organisation for Standardisation (ISO)

國(guó)際編碼機(jī)構(gòu)協(xié)會(huì)  Association of National Numbering Agencies(ANNA)

國(guó)際證券市場(chǎng)協(xié)會(huì)  International Securities Markets Association (ISMA)

國(guó)際證券交易所聯(lián)會(huì)  World Federation of Exchanges (WFE)

國(guó)際證券事務(wù)監(jiān)察委員會(huì)組織 (國(guó)際證監(jiān)會(huì)組織)

 International Organisation of Securities Commissions (IOSCO)

國(guó)際證券服務(wù)業(yè)聯(lián)會(huì)  International Securities Services Association (ISSA)

國(guó)際證券號(hào)碼  International Securities Identification Numbers (ISIN)

國(guó)際證券號(hào)碼編制系統(tǒng)  International Securities Numbering System

國(guó)際證監(jiān)會(huì)組織亞太區(qū)委員會(huì)  Asia Pacific Regional Committee (APRC) of IOSCO

國(guó)營(yíng)企業(yè)(中國(guó)內(nèi)地)  state-owned enterprise(Mainland China)

堅(jiān)定承諾(包銷(xiāo))  firm commitment(underwriting)

執(zhí)行董事  executive director

執(zhí)業(yè)會(huì)計(jì)師公會(huì)(美國(guó))  Institute of Certified Public Accountants (ICPA)(US)

基本按金(期貨)  initial margin(futures)

基金份額持有人*  　  fund unit holder

基金經(jīng)理  fund manager

《基金經(jīng)理操守準(zhǔn)則》(證監(jiān)會(huì))  Fund Manager Code of Conduct(SFC)

基建工程/項(xiàng)目  infrastructure project

基準(zhǔn)日  base day

基準(zhǔn)收益率曲線  benchmark yield curve

基點(diǎn)  basis point

基礎(chǔ)上市文件  base listing document

專用交易系統(tǒng)  proprietary trading system

專用網(wǎng)絡(luò)系統(tǒng)  proprietary routing terminal

專用線路  dedicated line

專家諮詢小組  Advisory Specialist Group

專責(zé)監(jiān)察主任  Designated Compliance Officer

《專業(yè)會(huì)計(jì)師條例》  Professional Accountants Ordinance

專業(yè)銀行*  specialised bank

《專業(yè)操守規(guī)例》  Code of Conduct Regulations

《專業(yè)操守規(guī)則及規(guī)例》(刊物)  Professional Conduct Rules and Regulations(publication)

專線網(wǎng)絡(luò)系統(tǒng)  　  Proprietary Network System (PNS)

將股票化零為整  jumbomize

將會(huì)員制轉(zhuǎn)為股份制  demutualisation

屏幕*  screen

常務(wù)委員會(huì)  Executive Committee

強(qiáng)制性公積金  Mandatory Provident Fund (MPF)

強(qiáng)制性公積金計(jì)劃管理局  Mandatory Provident Fund Schemes Authority (MPFA)

強(qiáng)制性收購(gòu)建議  mandatory bid; mandatory offer

強(qiáng)制補(bǔ)購(gòu)  compulsory buy-in; forced buy-in

強(qiáng)勢(shì)美元  strong dollar

從價(jià)印花稅  ad valorem stamp duty

授權(quán)代表  authorised representative

授權(quán)書(shū)  power of attorney

掉期  swap

掛牌買(mǎi)賣(mài)  flotation

掛鉤匯率制  pegged rate system

掛盤(pán)冊(cè)  order book

接口費(fèi)  port fee

接收(期權(quán))  take-up(options)

接受存款公司  deposit-taking company (DTC)

接駁站費(fèi)用  port fee

接價(jià)盤(pán)  accept order

控股公司  holding company

控股股東  controlling shareholder

控股權(quán)益  controlling interest

控權(quán)股東  controlling shareholder

排媒現(xiàn)象  disintermediation

排期申請(qǐng)表格  advance booking form

敏感度分析  sensitivity analysis

救市特別交易征費(fèi)  "Lifeboat" levy

救市貸款  Lifeboat Loan

斬倉(cāng)  margin cut; liquidation; forced liquidation

條文  provision

淡倉(cāng)  short position

凈值比率  net worth ratio

凈額按金計(jì)算  net margining

凈額結(jié)算  netting

深圳證券交易所  Shenzhen Stock Exchange

深圳證券登記有限公司  Shenzhen Securities Registration Company Limited

深圳證券結(jié)算有限公司  Shenzhen Securities Clearing Company Limited

清洗交易  whitewash transaction; wash sale

清算  clearing

清算價(jià)  clearing price

清盤(pán)  liquidation

淺白語(yǔ)言計(jì)劃  Project on the Use of Plain Language

淺白語(yǔ)言計(jì)劃工作小組  Working Group on Plain Language

牽頭包銷(xiāo)商  lead underwriter

現(xiàn)金交收  cash settlement; cash on delivery (COD)

現(xiàn)金回傭  cash commission rebate; cash rebate

現(xiàn)金收益凈值  net present value

現(xiàn)金客戶  cash client

現(xiàn)金差額繳款  cash marks

現(xiàn)金流向 / 現(xiàn)金周轉(zhuǎn)  cash flow

現(xiàn)金流動(dòng)表  cash flow statement

現(xiàn)金流量折現(xiàn)/貼現(xiàn)法  discounted cash flow

現(xiàn)金資產(chǎn)公司  cash company

現(xiàn)金選擇  cash alternative

現(xiàn)貨月  spot month

現(xiàn)貨市場(chǎng)  spot market; cash market; physical market; actual market

現(xiàn)貨市場(chǎng)諮詢小組  Cash Market Consultative Panel

現(xiàn)貨價(jià)  spot price; cash price; physical price; actual price

現(xiàn)價(jià)  nominal price

《理解股票期權(quán)（及其風(fēng)險(xiǎn)）》(刊物) 

Understanding Stock Options (and Their Risks)(publication)

理論性參考價(jià)格系統(tǒng)(期貨)  Theoretical Indicative Pricing System (TIPS)(futures)

產(chǎn)權(quán)負(fù)擔(dān)  encumbrances

票面利率  coupon; coupon rate

票面值  par value

票面息率  coupon; coupon rate

票對(duì)票方式  "paper-to-paper" arrangement

票據(jù)交換所自動(dòng)轉(zhuǎn)賬系統(tǒng)  Clearing House Automated Transfer System (CHATS)

票據(jù)交換所自動(dòng)轉(zhuǎn)賬系統(tǒng)付款指示  CHATS Payment Instruction

票據(jù)密集交收  paper intensive settlement

移動(dòng)平均值背馳指標(biāo)  Moving Average Convergence-Divergence (MACD)

第一上市  primary listing

第一板  main board

第二上市  secondary listing

第二代自動(dòng)對(duì)盤(pán)及成交系統(tǒng)（第二代自動(dòng)對(duì)盤(pán)系統(tǒng)）

 Automatic Order Matching and Execution System / Second Generation (AMS/2)

第二板 / 第二板市場(chǎng)  second board; second market

第三代自動(dòng)對(duì)盤(pán)及成交系統(tǒng)（第三代自動(dòng)對(duì)盤(pán)系統(tǒng)） 

Automatic Order Matching and Execution System / Third Generation (AMS/3)

第三者結(jié)算  Third Party Clearing (TPC)

累計(jì)/累積利息  accumulated interest

累計(jì)/累積利潤(rùn)  accumulated profits

累計(jì)/累積折舊  accumulated depreciation

累計(jì)/累積墊款  cumulative advance

累計(jì)投標(biāo)制  book building method

細(xì)價(jià)股  small cap stock; penny stock

細(xì)盤(pán)撮合系統(tǒng)(美國(guó))  Small Order Entry System; Small Order Execution System (SOES)(US)

細(xì)額先到先得  Small Order First-In-First-Out

「終止及停止」令  "cease and desist" order

組合分析儀(期權(quán))  Portfolio Analyser(options)

「組合股」  　  Exchange Traded Fund

組合盤(pán) / 綜合盤(pán)  combination order; combo order; composite order

組織大綱  memorandum of association

《組織大綱及章程》  Memorandum and Articles of Association

組織架構(gòu)檢討指導(dǎo)委員會(huì)  Steering Committee on Organisational Review

組織細(xì)則  articles of association

組織章程  constitution; articles of association

翌日凈額結(jié)算系統(tǒng)  next day net settlement system

莊家  market maker

莊家之經(jīng)銷(xiāo)交易  jobbing transaction

莊家名錄  Market Maker List

莊家活動(dòng)  market making

規(guī)范聲明  normative statement

訪客廊  Viewing Gallery

設(shè)定增值稅  deemed VAT

貨幣市場(chǎng)  money market

貨幣交叉盤(pán)買(mǎi)賣(mài)  cross currency trade

貨幣供應(yīng)  money supply

貨幣政策委員會(huì)(中國(guó)人民銀行)  Monetary Policy Committee(PBOC)

貨幣基礎(chǔ)  monetary base

貨幣期貨  currency futures

貨幣發(fā)行局制度  currency board system

貨幣經(jīng)紀(jì)  money broker

貨幣資產(chǎn)  monetary assets

貨幣權(quán)證  currency warrant

貨銀同步交收  delivery vs payment (DvP)

貨銀兩訖  delivery vs payment (DvP)

貨銀對(duì)付  cash on delivery (COD)

貨銀對(duì)付方式交收  delivery vs payment (DvP)

責(zé)任承擔(dān)  accountability

責(zé)任承諾書(shū)  responsibility letter

責(zé)任聲明書(shū)  responsibility statement

責(zé)務(wù)變更  novation

責(zé)務(wù)變更合約  novated contract

軟傭金  soft commission

軟貨幣  soft currency

軟著陸  soft landing

透明度  transparency

透視價(jià)  "see-through" price

逐項(xiàng)交收  trade-for-trade settlement

通訊線路現(xiàn)況顯示行  communication status message line

通貨緊縮 / 通縮  deflation

通脹指標(biāo)貨幣政策  inflation indexed monetary policy

速動(dòng)市場(chǎng)  fast market

速動(dòng)資金  liquid capital

速動(dòng)資產(chǎn)  liquid asset

造市  market manipulation

造價(jià)  price manipulation

連鎖關(guān)系原則  chain principle

連續(xù)競(jìng)價(jià)  continuous auction

部份完成的買(mǎi)賣(mài)指示  partially filled order

部份區(qū)域網(wǎng)絡(luò)  Local Area Network (LAN)

閉端式基金  closed-end fund

陰陽(yáng)燭圖  candlestick chart

備考全面攤薄市盈率  pro forma fully diluted price/earnings ratio

備考報(bào)表  pro forma statement

備兌期權(quán)  covered option

備兌權(quán)證  covered warrant

備兌認(rèn)購(gòu)期權(quán)  covered call

備抵(會(huì)計(jì))  allowance(accounting)

傘子基金  umbrella fund

凱伯里委員會(huì)(英國(guó))  Cadbury Committee(UK)

凱伯里報(bào)告書(shū)(英國(guó))  Cadbury Report(UK)

創(chuàng)新及科技基金  Innovation and Technology Fund

創(chuàng)業(yè)板  Growth Enterprise Market (GEM)

創(chuàng)業(yè)板上市委員會(huì)  GEM Listing Committee

《創(chuàng)業(yè)板上市規(guī)則》（《香港聯(lián)合交易所有限公司創(chuàng)業(yè)板證券上市規(guī)則》） 

GEM Listing Rules(Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited)

《創(chuàng)業(yè)板投資者指南》  GEM Investor Guide

創(chuàng)業(yè)板指數(shù)  Growth Enterprise Index (GEI)

創(chuàng)業(yè)基金  venture capital

單一董事會(huì)制  unitary board system

單一種股份的衍生認(rèn)股權(quán)證  single share derivative warrant

單一價(jià)格競(jìng)價(jià)市場(chǎng)  single price auction system

單日貨幣市場(chǎng)  intra-day money market

《單位信托及互惠基金守則》  Code on Unit Trusts and Mutual Funds

單位信托委員會(huì)(證監(jiān)會(huì))  Committee on Unit Trusts(SFC)

單位信托基金  unit trust

單價(jià)配對(duì)(期權(quán))  netting(options)

報(bào)價(jià)  quote

報(bào)價(jià)系統(tǒng)(期貨)  Price Reporting System(futures)

報(bào)價(jià)要求  quote request; request for quote (RFQ)

報(bào)價(jià)規(guī)則  quotation rules

場(chǎng)內(nèi)交易  pit trading

場(chǎng)內(nèi)交易產(chǎn)品  exchange traded product

場(chǎng)內(nèi)規(guī)則  on-market rules

場(chǎng)內(nèi)買(mǎi)賣(mài)期權(quán)  exchange traded option

場(chǎng)內(nèi)買(mǎi)賣(mài)盤(pán)  on-floor order

場(chǎng)外交易  off-floor trading; off-board trading

場(chǎng)外交易議價(jià)板 (美國(guó))  OTC Bulletin Board (US)

場(chǎng)外衍生工具  over-the-counter derivative

場(chǎng)外規(guī)則  off-market rules

場(chǎng)外期權(quán)  over-the-counter option

場(chǎng)外購(gòu)回股份  off-market share repurchase

場(chǎng)外證券市場(chǎng)  over-the-counter market

孳息  yield

富時(shí)指數(shù)有限公司（原金融時(shí)報(bào)指數(shù)）  FTSE

幀中繼交易網(wǎng)  frame relay trading network

復(fù)牌  resumption of trading

《提升香港的金融基礎(chǔ)設(shè)施報(bào)告》  Report on the Enhancement of the Financial Infrastructure in Hong Kong

提升數(shù)碼資料輸送專線  enhanced digital datafeed

提早補(bǔ)購(gòu)  early buy-in

提呈發(fā)售  offer for sale

提高運(yùn)作的能力  scalable

揚(yáng)基債券  Yankee bond

換股比率  conversion ratio

換算  translation

散戶投資者 / 散戶  retail investor

散戶經(jīng)紀(jì)  retail broker

普通股  ordinary share

普通債券  straight bond

標(biāo)書(shū)翻譯 http://www.tran-masters.com

替任人  alternate

最大差價(jià)限額  maximum spread

最少開(kāi)價(jià)數(shù)量  minimum quote quantity

最低上落價(jià)位  minimum price fluctuation; tick (size)

最低交易數(shù)額  minimum transaction size

最低供款額  minimum contribution

最低價(jià)格變動(dòng)  minimum price fluctuation; tick (size)

最低豁免規(guī)定  de minimus waiver provision

最初發(fā)起人  ultimate originator

最佳成交價(jià)  best execution price

最佳價(jià)格  best price

最佳價(jià)格盤(pán)  at-best order

《最佳應(yīng)用守則》  Code of Best Practice

最后一輪交收處理程序  Final Settlement Run

最后成交價(jià)  last recorded price; last traded price

最后行使日  last exercise day

最后結(jié)算表  Final Clearing Statement

最后結(jié)算價(jià)  Final Settlement Price

最后貸款人  lender of last resort

最后復(fù)核聆訊  final review hearing

最終用戶/使用者  end user

最終受益人  ultimate beneficiary

最終實(shí)益持有人  ultimate beneficial holder

最短回復(fù)開(kāi)價(jià)時(shí)間  minimum response time

期末存貨  closing stock

期初存貨  opening stock

期貨賠償基金  Futures Compensation Fund

期貨賠償基金委員會(huì)(證監(jiān)會(huì))  Futures Compensation Fund Committee(SFC)

期權(quán)  option

期權(quán)交付指令  options delivery instruction

期權(quán)交易主任  Options Trading Officer

期權(quán)交易主任及代表考試  Options Trading Officer and Representative Examinations

期權(quán)交易代表  Options Trading Representative

期權(quán)交易所參與者  Options Exchange Participant

《期權(quán)交易規(guī)則》  Options Trading Rules

期權(quán)交易確認(rèn)書(shū)  options trade confirmation

期權(quán)合約  option contract

期權(quán)合約凈持倉(cāng)  net open options contract; net options position

期權(quán)系列  option series

期權(quán)定價(jià)  option valuation

期權(quán)定價(jià)模式  option pricing model

期權(quán)金  premium

期權(quán)金成交額  premium turnover

期權(quán)長(zhǎng)倉(cāng)合約  long options contract

期權(quán)客戶協(xié)議書(shū)  Options Client's Agreement

期權(quán)持有人  option holder

期權(quán)持倉(cāng)  option position

期權(quán)短倉(cāng)  short option

期權(quán)短倉(cāng)合約  short options contract

期權(quán)結(jié)算主任  Options Clearing Officer

期權(quán)結(jié)算主任考試  Options Clearing Officer Examination

《期權(quán)結(jié)算規(guī)則》  Options Clearing Rules

期權(quán)費(fèi)用  options tariff

期權(quán)買(mǎi)方  option buyer

期權(quán)買(mǎi)賣(mài)交易所參與者  Options Trading Participant

期權(quán)經(jīng)紀(jì)交易所參與者  Options Broker Exchange Participant

期權(quán)資訊服務(wù)  Options Information Service

期權(quán)數(shù)碼資料傳送專線  options digital datafeed

期權(quán)賣(mài)方  option seller; option writer

期權(quán)類(lèi)別  option class

款項(xiàng)交收費(fèi)  money settlement fee

款項(xiàng)凈額結(jié)算每日平均效率  daily average funds netting efficiency

款項(xiàng)過(guò)戶系統(tǒng)  money transfer system

款項(xiàng)預(yù)繳服務(wù)  cash prepayment service

殘值  salvage value

減傭經(jīng)紀(jì)  discount broker

港元同業(yè)拆息  Hong Kong Interbank Offered Rate (HIBOR)

《港元利率期貨市場(chǎng)通訊》  HIBOR Futures Market Update

港元利率期貨迭期  HIBOR Futures Strip

港匯指數(shù) / 港元實(shí)際匯兌指數(shù)

 Effective Exchange Rate Index for the Hong Kong Dollar (EERI)

無(wú)人申領(lǐng)之經(jīng)紀(jì)傭金  unclaimed brokerage

無(wú)力償債  insolvency

無(wú)形資產(chǎn)  intangible asset

無(wú)抵押貸款  unsecured loan

無(wú)抵押權(quán)證  non-collateralised warrant

無(wú)風(fēng)險(xiǎn)利率  risk-free interest rate

無(wú)風(fēng)險(xiǎn)對(duì)沖  delta hedge

無(wú)時(shí)限盤(pán)  good-till-cancelled order (GTC)

無(wú)紙化交易  paperless trading; scripless trading

無(wú)條件及不可撤回之擔(dān)保  unconditional and irrevocable guarantee

無(wú)條件現(xiàn)金收購(gòu)建議/要約  unconditional cash offer

無(wú)責(zé)任聲明  disclaimer

無(wú)備兌期權(quán)  uncovered option

無(wú)備兌認(rèn)購(gòu)期權(quán)  uncovered call

「無(wú)超額虧蝕」規(guī)則  No-Over-Loss Rules

無(wú)價(jià)期權(quán)形式  tails(options)

無(wú)憑證式股東  uncertificated shareholder

無(wú)償債能力  insolvency

《為便利股份或債權(quán)證要約而就《公司

條例》提出的修訂建議諮詢文件》

 Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures

牌照  licence

登記持有人  registered owner

登記過(guò)戶費(fèi)  scrip fee

發(fā)行人  issuer

《發(fā)行人及專業(yè)顧問(wèn)意見(jiàn)調(diào)查》  Issuers and Professional Advisers Survey

發(fā)行人可選擇支付現(xiàn)金 /

發(fā)行人現(xiàn)金選擇權(quán)  issuer's cash option

發(fā)行人登記冊(cè)  Issuer Register

發(fā)行人電子存檔系統(tǒng)  issuer electronic filing system

發(fā)行紅股  scrip issue

發(fā)行章程  prospectus

發(fā)行量加權(quán)股價(jià)指數(shù)(臺(tái)灣交易所)  Weighted Index(Taiwan Stock Exchange)

發(fā)行新股  new issue

發(fā)行資料摘要(權(quán)證)  indicative terms sheet(warrants)

發(fā)行價(jià)  issue price

發(fā)行機(jī)構(gòu)  issuer

《發(fā)展路向》(刊物)  The Way Forward(publication)

發(fā)起人  promoter

發(fā)牌資料冊(cè)  licensing information booklet

發(fā)鈔局制度  currency board system

發(fā)盤(pán)價(jià)  offer price

短期同業(yè)拆放市場(chǎng)  call market

短期資金  short-term money

短期資金借貸市場(chǎng)  money market

短期舉債/借貸  short term borrowings

短期證券  short-dated securities

硬貨幣  hard currency

稅后盈利/利潤(rùn)/溢利  after-tax profits

稅后實(shí)際回報(bào)率  after-tax real rate of return

《稅務(wù)條例》  Inland Revenue Ordinance

稅務(wù)優(yōu)惠  tax relief

稅項(xiàng)減免  tax break; tax concession

稀釋*  dilution

程式買(mǎi)賣(mài)/交易  programme trading

程序覆檢委員會(huì)  Process Review Panel

等價(jià)期權(quán)  at-the-money option

結(jié)清  close out

結(jié)構(gòu)改進(jìn)  institutional advancement

結(jié)算  clearing

結(jié)算所  clearing house

結(jié)算所電子附屬登記系統(tǒng)(澳洲)  Clearing House Electronic Subregister System (CHESS)(Australia)

結(jié)算協(xié)議書(shū)  clearing agreement

結(jié)算參與者(期權(quán)買(mǎi)賣(mài))  Clearing Participant(options trading)

「結(jié)算通」電話系統(tǒng)  CCASS Phone System

《結(jié)算運(yùn)作程序 ─ 期權(quán)買(mǎi)賣(mài)交易所參與者專用》 

Operational Clearing Procedures for Options Trading Exchange Participants

結(jié)算價(jià)  clearing price

結(jié)算機(jī)構(gòu)參與者  Clearing Agency Participant

結(jié)算諮詢小組  Clearing Consultative Panel

《結(jié)算縱橫》(刊物)  Clear Talk(publication)

結(jié)余  balance

結(jié)轉(zhuǎn)(會(huì)計(jì))  carried forward(accounting)

統(tǒng)一保證金客戶協(xié)議書(shū)  Uniform Margin Client's Agreement

統(tǒng)一現(xiàn)金客戶協(xié)議書(shū)  Uniform Cash Client's Agreement

統(tǒng)一結(jié)算所  universal clearing house

統(tǒng)制賬戶  control account

虛假市場(chǎng)  false market

虛假聲明  misstatement

虛售交易；虛賣(mài)  wash sale

虛報(bào)  misrepresentation

虛擬市場(chǎng)  virtual market

「街名」股票  "street name" share certificate

補(bǔ)充/增補(bǔ)上市文件  supplemental/supplementary listing document

補(bǔ)倉(cāng)按金(期貨)  maintenance margin(futures)

補(bǔ)倉(cāng)通知  margin call

補(bǔ)發(fā)證書(shū)服務(wù)  certificate replacement service

補(bǔ)購(gòu)  buy in

注冊(cè)中介團(tuán)體  registered intermediary

注冊(cè)商號(hào)  registered firm

注冊(cè)莊家  　  Registered Trader

注冊(cè)融資人  registered financier

注冊(cè)證券商  registered dealer

注銷(xiāo)股份  cancelled share

注釋備忘錄  explanatory memorandum

貶值  depreciation

買(mǎi)家  bidder

「買(mǎi)者自負(fù)」原則  "let the buyer beware" principle;

"Caveat Emptor" (let the buyer beware)

買(mǎi)殼  acquisition of shells

買(mǎi)價(jià) / 買(mǎi)盤(pán)價(jià)  bid price

買(mǎi)盤(pán)  buy order

買(mǎi)賣(mài)因公眾持股量不足而停牌證券的申報(bào)表  Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float

買(mǎi)賣(mài)指示  order

買(mǎi)賣(mài)差價(jià)  bid-asked spread

買(mǎi)賣(mài)單位  board lot

買(mǎi)賣(mài)單據(jù)  contract note

買(mǎi)賣(mài)慣例  dealing practice

買(mǎi)賣(mài)盤(pán)  order

買(mǎi)賣(mài)盤(pán)紀(jì)錄  order book

買(mǎi)賣(mài)盤(pán)紙  deal ticket

買(mǎi)賣(mài)盤(pán)處理率  order throughput

買(mǎi)賣(mài)盤(pán)傳遞  order routing

買(mǎi)賣(mài)盤(pán)傳遞系統(tǒng)  Order Routing System (ORS); router system

買(mǎi)賣(mài)盤(pán)輸入  order entry

貸出費(fèi)  lending fee

貸股人  stock lender

貸股人參與者(中央結(jié)算系統(tǒng)參與者)  　  Stock Lender Participant(CCASS)

貸款抵押證券  collateralised loan obligation (CLO)

貸款股 / 貸款債券  loan stock

貸款銀團(tuán)  loan syndicate

貸款融通  　  loan facility

貼現(xiàn)  discount

貼現(xiàn)率  discount rate

貼現(xiàn)窗  discount window

超國(guó)家機(jī)構(gòu)  supranational entity

超連結(jié)  hyperlink

超買(mǎi)  overbought

超賣(mài)  oversold

超額配發(fā)/配股權(quán)  over-allotment option

超額配發(fā)機(jī)制  over-allotment option scheme

超額認(rèn)購(gòu)  oversubscribed; overbooked

跌停板措施  circuit breaker

《周年報(bào)告的參考披露資料》(刊物)  Reference for Disclosures in Annual Reports(publication)

進(jìn)項(xiàng)增值稅  input VAT

開(kāi)市分配時(shí)段(HKATS)  　  open allocation session(HKATS)

開(kāi)市前分配時(shí)段(HKATS)  　  pre-open allocation session(HKATS)

開(kāi)市前時(shí)段 ；開(kāi)市前議價(jià)時(shí)段  pre-opening session

開(kāi)市報(bào)價(jià)規(guī)則  opening quotations rules

開(kāi)市價(jià)  opening price

開(kāi)市盤(pán)  open order; at-the-opening order

開(kāi)市議價(jià)機(jī)制(期貨)  Pre-market Opening Mechanism(futures)

開(kāi)放式基金  open-end fund

開(kāi)放式網(wǎng)間連接器  open gateway

開(kāi)放式網(wǎng)間聯(lián)系買(mǎi)賣(mài)  internet order connection

開(kāi)倉(cāng)交易  opening transaction

開(kāi)倉(cāng)合約  opening contract

開(kāi)價(jià)盤(pán)  quote

開(kāi)價(jià)盤(pán)要求  quote request

開(kāi)盤(pán)狀況報(bào)告  quote maintenance report

開(kāi)盤(pán)價(jià)  opening price

集中持倉(cāng)量  concentrated position

集中風(fēng)險(xiǎn)  concentration risk

集中風(fēng)險(xiǎn)調(diào)整  concentration risk adjustment

《集合投資計(jì)劃的廣告宣傳指引》

 Advertising Guidelines for Collective Investment Schemes

集合競(jìng)價(jià)  aggregate auction

集資  capital formation

集資市場(chǎng)  primary market

《集資退休基金守則》  Code on Pooled Retirement Funds

《集資退休基金的廣告宣傳指引》 

Advertising Guidelines for Pooled Retirement Funds

集資凈額  net proceeds

集團(tuán)內(nèi)部交易  intra-group transactions

集團(tuán)會(huì)計(jì)  corporate accounting

集體投資計(jì)劃  　  collective investment schemes (CIS)

集體投資基金  collective investment fund

項(xiàng)目融資  project finance

順差  favourable variance; favourable difference

須予公布的交易  notifiable transaction

須予披露的交易  discloseable transaction

傳統(tǒng)基金會(huì)(美國(guó))  The Heritage Foundation(US)

傳統(tǒng)債券  plain vanilla bond

債券  bond; debenture; debt securities; loan stock

債券市場(chǎng)工作小組  　  Working Group on Debt Market

債券抵押證券  Collateralised Bond Obligation (CBO)

債務(wù)  indebtedness

債務(wù)人  debtor

債務(wù)工具中央結(jié)算系統(tǒng)(金管局)  Central Moneymarkets Unit (CMU)(HKMA)

債務(wù)市場(chǎng)  debt market

債務(wù)報(bào)表  indebtedness statement

債務(wù)償還  debt repayment

債務(wù)證券  debt securities; loan stock

債務(wù)鏈  debt chain

債轉(zhuǎn)股  debt-for-equity swap

債權(quán)人  creditor

債權(quán)股額  loan stock

債權(quán)證  debenture

匯兌限額  exchange quota

匯兌損失  exchange loss

匯票  bill of exchange

匯款同步交收(銀行)  payment vs payment (PvP)(banking)

微值入價(jià)  cabinet bid

微值交易(期權(quán))  cabinet trade; cabinet bid

損益平衡點(diǎn)  breakeven point

損益賬  profit and loss account

新一代中央結(jié)算系統(tǒng)  CCASS/3

新加坡交易所  Singapore Exchange (SGX)

新加坡證券交易所交易及自動(dòng)報(bào)價(jià)系統(tǒng) 

Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ)

新市場(chǎng)發(fā)展工作小組  Working Group on New Market Development

新企業(yè)上市國(guó)際委員會(huì)  International Committee on the Listing of New Enterprises

新股發(fā)行  new issue

新恒生50中型股指數(shù)  New Hang Seng MidCap 50 Index (New HSMCI)

新華富時(shí)中國(guó)25指數(shù)  FTSE/Xinhua China 25 Index

《新監(jiān)管制度》(證監(jiān)會(huì))  The New Regulatory Framework(SFC)

新聞欄(大利市機(jī)股份頁(yè))  Free Text Area(Teletext)

新興市場(chǎng)  emerging market

會(huì)計(jì)師報(bào)告  accountants' report

會(huì)計(jì)處理方式  accounting treatment

會(huì)計(jì)期間  accounting period

會(huì)計(jì)程式  accounting equation

會(huì)計(jì)準(zhǔn)則/標(biāo)準(zhǔn)  accounting standard

《會(huì)計(jì)實(shí)務(wù)準(zhǔn)則》  Statement of Standard Accounting Practice (SSAP)

會(huì)計(jì)慣例/實(shí)務(wù)  accounting practice

極端波動(dòng)乘數(shù)  extreme move multiplier

極端波動(dòng)覆蓋分?jǐn)?shù)  extreme move covered fraction

極價(jià)內(nèi)期權(quán)  deep-in-the-money option

極價(jià)外期權(quán)  deep-out-of-the-money option; tails

業(yè)務(wù)紀(jì)錄  track record

業(yè)務(wù)劃分  delineation of activities

業(yè)績(jī)公布  results announcement

概念股  concept stock

源指令碼  source code

準(zhǔn)備(會(huì)計(jì))  provision(accounting)

溢利  profit

溢利預(yù)測(cè)  profit forecast

溢價(jià)  premium

瑞士商品、期貨及期權(quán)協(xié)會(huì)  Swiss Commodities, Futures and Options Association

碎股  odd lot

節(jié)流率  throttle rate

經(jīng)紀(jì)代表考試  Broker's Representatives Examination

經(jīng)紀(jì)代表課程  Broker's Representatives Course

經(jīng)紀(jì)交易  agency trade

經(jīng)紀(jì)自設(shè)系統(tǒng)  Broker Supplied System (BSS)

經(jīng)紀(jì)行  brokerage house

經(jīng)紀(jì)傭金  brokerage

經(jīng)紀(jì)忠誠(chéng)保險(xiǎn)計(jì)劃  Brokers' Fidelity Insurance Scheme (BFI)

經(jīng)紀(jì)忠誠(chéng)保險(xiǎn)計(jì)劃委員會(huì)  Brokers' Fidelity Insurance Committee

經(jīng)紀(jì)后勤辦公室支援服務(wù)  Brokers' Electronic Support Services (BESS)

經(jīng)紀(jì)活動(dòng)工作小組  Broker Activities Working Team

經(jīng)紀(jì)參與者(中央結(jié)算系統(tǒng)參與者)  Broker Participant(CCASS Participants)

經(jīng)紀(jì)會(huì)計(jì)系統(tǒng)  Brokers' Accounting System

經(jīng)紀(jì)電子郵遞及集體傳呼服務(wù)  E-mail and Group Paging Services

經(jīng)修訂的股份賣(mài)空計(jì)劃  revised short selling scheme

經(jīng)常賬  current account

經(jīng)審核賬目  audited accounts

經(jīng)辦人  manager

經(jīng)辦銀行  administering bank

經(jīng)濟(jì)自由指數(shù)  Index of Economic Freedom

經(jīng)濟(jì)發(fā)展及勞工局  Economic Development and Labour Bureau

經(jīng)濟(jì)發(fā)展及勞工局局長(zhǎng)  Secretary for Economic Development and Labour

經(jīng)營(yíng)租賃  operating lease

經(jīng)擴(kuò)大股本  enlarged share capital

群集式伺服器  cluster server

《與證券服務(wù)有關(guān)的收費(fèi)及費(fèi)用的良好披露指引草擬本諮詢文件》  　  Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges

落盤(pán)  placing order

董事/行政總裁具報(bào)書(shū)  Director's / Chief Executive's Notifications

《董事的聲明及承諾》  Declaration and Undertaking with regard to Directors

董事袍金  directors' fee

董事會(huì)  board of directors

董事會(huì)報(bào)告  directors' report

董事酬金  directors' remuneration

試算表  trial balance

誠(chéng)信責(zé)任  fiduciary duties

資不抵債  insolvency

資方信托人  employer trustee

資本化  capitalisation

資本化發(fā)行  capitalisation issue

資本支出  capital expenditure

資本充裕/充足比率  capital adequacy ratio

資本充裕程度  capital adequacy

資本市場(chǎng)  capital market

資本負(fù)債比率  gearing ratio

資本重整  recapitalisation

資本值  capital value

資本項(xiàng)目*  capital account

資本增值  capital appreciation; capital gain

資本增值權(quán)證  capital plus warrant

資本增益  capital gain

資本增益/增值稅  capital gains tax (CGT)

資本調(diào)整  capital adjustment

資本賬  capital account

資本儲(chǔ)備  capital reserve

資本虧損  capital loss

資本籌集  capital formation

資金平衡  fund balancing

資金股本化  capitalisation issue

資金表  fund statement

資金流向  fund flow

資金會(huì)計(jì)法  fund accounting approach

資金運(yùn)用  fund utilisation

資料印證工作函  Comfort Letter

資料披露  disclosure

資料備忘錄  information memorandum

資格股  qualification share

資訊供應(yīng)商  information vendor

資訊服務(wù)  information service

資訊發(fā)布/發(fā)放  information dissemination; news dissemination

資訊檔案  news file

資產(chǎn)  asset

資產(chǎn)拆賣(mài)  asset stripping

資產(chǎn)保證  asset coverage

資產(chǎn)負(fù)債表  balance sheet

資產(chǎn)負(fù)債表以外之承擔(dān)/項(xiàng)目  off-balance sheet exposure

資產(chǎn)負(fù)債表外金融工具  off-balance sheet (financial) instrument

資產(chǎn)負(fù)債表編制程式  balance sheet equation

資產(chǎn)凈值  net asset value

資產(chǎn)調(diào)配/調(diào)度  asset allocation

資產(chǎn)調(diào)換  asset swap

資產(chǎn)覆蓋率  asset coverage

跨司法區(qū)招股活動(dòng)  multi-jurisdictional equity offering

跨市場(chǎng)協(xié)調(diào)委員會(huì)  Inter-Market Coordination Committee

跨市場(chǎng)抵押品  cross collateral

跨市場(chǎng)按金制度  cross margining

跨國(guó)多重上市  mutual cross-listing

跨期買(mǎi)賣(mài)(期權(quán))  calendar spread; time spread; horizontal spread (options)

跨期買(mǎi)賣(mài)  spread trading

跨境上市  cross-border listing

跨價(jià)衍生權(quán)證  call spread derivative warrant

跨價(jià)買(mǎi)賣(mài)(期權(quán))  price spread; vertical spread; spread trading(options)

《跟蹤指數(shù)交易所買(mǎi)賣(mài)基金監(jiān)管指引》(證監(jiān)會(huì))  　

 Guidelines for Regulating Index Tracking Exchange Traded Funds(SFC)

路透社證券投資傳視服務(wù)  Reuters Monitor Equities Investment Service

運(yùn)作風(fēng)險(xiǎn)  operational risk

逾時(shí)交易  late trading

過(guò)戶  transfer

過(guò)戶(期權(quán))  give-up(options)

過(guò)戶文件  instrument of transfer

過(guò)戶代理  transfer agent

過(guò)戶紙（轉(zhuǎn)讓）印花稅  transfer deed stamp duty

過(guò)戶處 / 過(guò)戶登記處  registrar; share registrar

過(guò)戶費(fèi)  transfer fee

過(guò)渡性貸款  bridging loan

過(guò)量交易  overtrading

道德及指引委員會(huì)  Ethics and Guidance Committee

道瓊斯工業(yè)平均指數(shù)  Dow Jones Industrial Average

道瓊斯工業(yè)平均指數(shù)期貨及期權(quán)  Dow Jones Industrial Average Futures and Options

鄉(xiāng)鎮(zhèn)企業(yè)  township and village enterprises

隔夜流動(dòng)資金(銀行)  overnight liquidity(banking)

零交易日  zero-trading day

零和游戲  zero-sum game

零股*  odd lot

零息債券  zero coupon bond

零售資訊服務(wù)  retail information service

《電子公開(kāi)發(fā)售指引》(證監(jiān)會(huì))  　  Guidelines for Electronic Public Offerings(SFC)

電子化財(cái)政資源規(guī)則報(bào)表系統(tǒng)  e-FRRR system

電子交易  electronic trading

電子收付款指示  Electronic Payment Instruction (EPI)

電子呈交系統(tǒng)  e-Submission system

電子款項(xiàng)交收服務(wù)  Electronic Money Settlement Services

電子款項(xiàng)交收費(fèi)  electronic money settlement fee

電子通訊網(wǎng)絡(luò)  electronic communications network (ECN)

電子郵件；電子郵遞；電郵  e-mail

電子傳遞證券資訊服務(wù)  Electronic Mailing Stock Information Service (EMSIS)

電子認(rèn)購(gòu)首次公開(kāi)招股服務(wù)  Electronic Initial Public Offering service (EIPO)

電子認(rèn)購(gòu)新股指示  Electronic Application Instruction for New Issue Shares

「電子數(shù)據(jù)收集、分析及檢索」系統(tǒng)(美國(guó))  Electronic Data Gathering, Analysis and Retrieval (EDGAR)(US)

預(yù)計(jì)平均結(jié)算價(jià)  estimated average settlement price (EAS price)

預(yù)計(jì)資本值  estimated capital value

預(yù)托證券  depository receipt

預(yù)設(shè)期貨跨期合約  Predefined Futures Calendar Spreads

預(yù)警系統(tǒng)  early warning system

偽冒電子郵件  phishing

《境內(nèi)企業(yè)申請(qǐng)到香港創(chuàng)業(yè)板上市審批與監(jiān)管指引》(中國(guó)內(nèi)地) 

Guidelines on the Vetting and Regulation of Applicat, ions for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China)

境外上市外資股(中國(guó)內(nèi)地)  overseas listed foreign share(Mainland China)

境外發(fā)行股票和上市管理通知 (國(guó)務(wù)院) 

Notice on Regulation of Share Issues and Listing in Overseas Markets (State Council)

墊款  advance; monies advanced

實(shí)地盤(pán)存  physical inventory

實(shí)物分派  distribution in specie

實(shí)物交收  physical delivery

實(shí)物利益  benefits-in-kind

實(shí)物股票  physical scrip

實(shí)時(shí)計(jì)算  real time calculation

實(shí)時(shí)資訊  real time information

實(shí)益持有人  beneficial holder

實(shí)益擁有人  beneficial owner

實(shí)益權(quán)益  beneficial interests

實(shí)際可用年期  actual useful life

實(shí)盤(pán)  firm order

實(shí)質(zhì)匯率  real exchange rate

實(shí)繳股本  paid-up capital; paid-in capital

對(duì)手方  counterparty

對(duì)手風(fēng)險(xiǎn)  counterparty risk

對(duì)手經(jīng)紀(jì)  contra broker

對(duì)外經(jīng)濟(jì)貿(mào)易合作部（外經(jīng)貿(mào)部）(中國(guó)內(nèi)地) 

Ministry of Foreign Trade and Economic Cooperation(Mainland China)

對(duì)沖  hedging

對(duì)沖比率  hedging ratio

對(duì)沖值(期權(quán))  delta(options)

《對(duì)沖基金匯報(bào)規(guī)定指引》(證監(jiān)會(huì)) 

Guidelines on Hedge Funds Reporting Requirements(SFC)

對(duì)沖基金  hedge fund

對(duì)角買(mǎi)賣(mài)  diagonal spread

對(duì)敲  bucketing

對(duì)盤(pán)  order matching

對(duì)盤(pán)前時(shí)段  pre-order matching period

對(duì)盤(pán)時(shí)段  order matching period

對(duì)賬  reconciliation

截止過(guò)戶日期  book close date (B/C date)

摘牌*  delisting

杠桿比率  gearing ratio

杠桿市場(chǎng)  leveraged market

杠桿式外匯交易 / 買(mǎi)賣(mài)  leveraged foreign exchange trading

《杠桿式外匯買(mǎi)賣(mài)（財(cái)政資源）規(guī)則》 

Leveraged Foreign Exchange Trading (Financial Resources) Rules

《杠桿式外匯買(mǎi)賣(mài)（造訪）規(guī)則》  Leveraged Foreign Exchange Trading (Calls) Rules

杠桿式外匯買(mǎi)賣(mài)介紹代理人  leveraged foreign exchange introducing agent

杠桿式外匯買(mǎi)賣(mài)商  leveraged foreign exchange trader

《杠桿式外匯買(mǎi)賣(mài)條例》  Leveraged Foreign Exchange Trading Ordinance

杠桿收購(gòu)  leveraged buy-out (LBO)

杠桿效應(yīng)  leverage

滯脹  disinflation; stagflation

熊市  bear market

熒幕  screen

瘋狂拋售  bear raid

盡職審查  due diligence

監(jiān)事(中國(guó)內(nèi)地)  supervisor(Mainland China)

監(jiān)事會(huì)(中國(guó)內(nèi)地)  supervisory committee(Mainland China)

監(jiān)察主任  compliance officer

監(jiān)管  regulation

《監(jiān)管合作備忘錄》  Memorandum of Regulatory Cooperation (MORC)

監(jiān)管制度  regulatory regime

監(jiān)管套戥  regulatory arbitrage

監(jiān)管機(jī)構(gòu)  regulatory body

算術(shù)平均數(shù)(統(tǒng)計(jì))  arithmetic average; arithmetic mean(statistics)

管制法例  governing law

《 管理、監(jiān)督及內(nèi)部監(jiān)控指引》(證監(jiān)會(huì))  Management, Supervision and Internal Control Guideline(SFC)

管理費(fèi)用  management fee

管理層收購(gòu)  management buy-out (MBO)

管理層股東  management shareholder

精算師  actuary

綜合戶口  omnibus account / omnibus client account

綜合表  composite table

綜合風(fēng)險(xiǎn)  composite risk

綜合財(cái)務(wù)報(bào)表  consolidated financial statement

綜合買(mǎi)賣(mài)  composite trades

綜合盤(pán) / 組合盤(pán)  combination order; combo order; composite order

維持前成交價(jià)但低于上一個(gè)差異價(jià)  zero-minus tick

維持前成交價(jià)但高于上一個(gè)差異價(jià)  zero-plus tick

維持按金(期貨)  maintenance margin(futures)

網(wǎng)上交易  online trading

網(wǎng)上交易工作小組  On-line Trading Working Group

網(wǎng)上投資者資源中心(證監(jiān)會(huì))  Electronic Investor Resources Centre (eIRC)(SFC)

網(wǎng)上認(rèn)購(gòu)新股服務(wù)  Internet Initial Public Offering (iIPO) service

網(wǎng)間連接器(電腦)  gateway(computer)

緊急貸款者  lender of last resort

緊縮措施  austerity measures

蒙受風(fēng)險(xiǎn)的價(jià)值  value-at-risk

認(rèn)可用戶  authorised user

認(rèn)可行業(yè)資格  Recognised Industry Qualifications (RIQ)

認(rèn)可存款基金  approved deposit fund

認(rèn)可負(fù)債  ranking liabilities

認(rèn)可值  admitted value

認(rèn)可基金  authorised fund

認(rèn)可資產(chǎn)凈值  net admissible assets

《認(rèn)可機(jī)構(gòu)披露財(cái)務(wù)資料的最佳執(zhí)行指引》(金管局) 

Best Practice Guide on Financial Disclosure by Authorised Institutions(HKMA)

認(rèn)沽期權(quán)  put option

認(rèn)沽期權(quán)沽出者  put writer

認(rèn)沽期權(quán)空倉(cāng)  short put

認(rèn)沽短倉(cāng)  short put

認(rèn)沽認(rèn)購(gòu)等價(jià)關(guān)系  relationship of put-call parity

認(rèn)沽權(quán)證  put warrant

認(rèn)股期權(quán)  share option

認(rèn)股權(quán)證  warrant

認(rèn)購(gòu)  subscription

認(rèn)購(gòu)不足  undersubscribed; underbooked

認(rèn)購(gòu)期權(quán)  call option

認(rèn)購(gòu)期權(quán)沽出者  call writer

認(rèn)購(gòu)期權(quán)空倉(cāng)  short call

認(rèn)購(gòu)短倉(cāng)  short call

認(rèn)購(gòu)權(quán)證  call warrant

說(shuō)明函件  explanatory statement

說(shuō)明指引  interpretive guidelines

輕微違紀(jì)事件 / 行為  summary offence

遙距交易設(shè)施  remote trading access

遞延股  deferred share

遞延稅項(xiàng)  deferred tax

遠(yuǎn)東交易所  The Far East Exchange

遠(yuǎn)期月份  distant month; back month

遠(yuǎn)期貨幣合約  currency forward

遠(yuǎn)期權(quán)利  forward entitlement

酸性測(cè)試比率  acid-test ratio

銀行同業(yè)拆借市場(chǎng)  interbank market

銀行承兌匯票  banker's acceptance

銀行結(jié)匯體系  exchange surrender system

《銀行業(yè)條例》  Banking Ordinance

銀行對(duì)賬表  bank reconciliation statement

銀行確認(rèn)書(shū)  bank confirmation

銀行融通額/融資額  banking facility

《銀行營(yíng)運(yùn)守則》(金管局)  Code of Banking Practice(HKMA)

銀行證明文件  bank confirmation

銀團(tuán)貸款  syndicated loan; syndicated lending

銀團(tuán)融資  syndicated credit

駁腳經(jīng)紀(jì)  runner

價(jià)內(nèi)期權(quán)  in-the-money option

價(jià)外期權(quán)  out-of-the-money option

價(jià)位  spread

價(jià)位表  Spread Table

價(jià)位值  tick value

價(jià)值狀況  moneyness

價(jià)值穩(wěn)定的貨幣  hard currency

價(jià)格發(fā)現(xiàn)  price discovery

增值  accretion; appreciation

增值服務(wù)  value-added service

增值稅  value added tax (VAT)

增售條款(包銷(xiāo))  greenshoe(underwriting)

增強(qiáng)自動(dòng)對(duì)盤(pán)系統(tǒng)的市場(chǎng)接觸力  enhanced access to AMS

增強(qiáng)限價(jià)盤(pán)  enhanced limit order

增補(bǔ)/補(bǔ)充上市文件  supplementary/supplemental listing document

審計(jì)師*  auditor

審核委員會(huì)  Audit Committee

審核線索  audit trail

審裁科  Adjudication Division

審慎原則  principle of prudence

審閱  vetting

《寬免繳付若干牌照費(fèi)用的指引》(證監(jiān)會(huì))  Guidelines on Waivers of Certain Licensing Fees(SFC)

寬限期  grace period

廣域網(wǎng)絡(luò)  Wide Area Network

影子董事  shadow director

影響市場(chǎng)資料  market-sensitive information

影響股價(jià)資料  price-sensitive information

德國(guó)期貨及期權(quán)交易所  Deutsche Terminborse (DTB)

德意志聯(lián)邦銀行  Deutsche Bundesbank

征收印花稅運(yùn)作程序  Operation Procedures for Stamp Duty Collection

征求建議書(shū)  request for proposal

征求意見(jiàn)稿  exposure draft

撇銷(xiāo)  write off

撥備  provision

撥款  appropriation

數(shù)碼資料傳送專線  Digital Data Feed (DDF)

數(shù)碼資訊服務(wù)  digital information service

數(shù)據(jù)傳送專線  data feed

暫收款  temporary receipts

暫定配額通知書(shū)  provisional letter of allotment

暫記賬  suspense account

暫停時(shí)段  blocking period

暫停辦理過(guò)戶登記手續(xù)  closure of books; closure of register

暫緩執(zhí)行配對(duì)交收指示  hold matched SI

暫緩還款協(xié)議  standstill agreement

暫擱注冊(cè)(美國(guó))  shelf registration facility(US)

標(biāo)準(zhǔn)合約  standard contract

標(biāo)準(zhǔn)差  standard deviation

標(biāo)準(zhǔn)授權(quán)書(shū)  Model Authorisation Letter

標(biāo)準(zhǔn)組合風(fēng)險(xiǎn)分析  Standard Portfolio Analysis of Risk (SPAN)

標(biāo)準(zhǔn)普爾500綜合指數(shù)預(yù)托證券  Standard & Poor's Depository Receipt (SPDR)

標(biāo)準(zhǔn)普爾/香港交易所大型股指數(shù)  S&P/HKEx LargeCap

標(biāo)準(zhǔn)普爾/香港交易所小型股50指數(shù)  S&P/HKEx SmallCap 50

標(biāo)準(zhǔn)普爾/香港交易所中型股25指數(shù)  S&P/HKEx MidCap 25

標(biāo)準(zhǔn)普爾/香港交易所綜合指數(shù)  S&P/HKEx Composite

標(biāo)準(zhǔn)普爾/香港交易所創(chuàng)業(yè)板指數(shù)  S&P/HKEx GEM

標(biāo)準(zhǔn)普爾評(píng)級(jí)  Standard & Poor's Rating

標(biāo)準(zhǔn)登記服務(wù)  standard registration service

標(biāo)準(zhǔn)會(huì)計(jì)準(zhǔn)則  standard accounting practice

模擬交易  mock trading

模擬系統(tǒng)  simulation system

歐式期權(quán)  European style option

歐洲日?qǐng)A東京銀行同業(yè)拆息期貨  Euroyen Tibor Futures

歐洲可換股擔(dān)保債券  Euro-convertible guaranteed bond

歐洲貨幣債券  Eurobond

歐洲復(fù)興及開(kāi)發(fā)銀行（即 世界銀行）  European Bank of Reconstruction and Development (EBRD) (ie World Bank)

歐洲結(jié)算系統(tǒng)  Euroclear

歐洲結(jié)算銀行  Euroclear Bank

歐洲債券  Eurobond

歐洲經(jīng)濟(jì)及貨幣聯(lián)盟  European Economic and Monetary Union (EMU)

歐洲證券交易商協(xié)會(huì)自動(dòng)報(bào)價(jià)系統(tǒng)  European Association of Securities Dealers Automated Quotations (EASDAQ)

歐洲議會(huì)  European Parliament

歐羅 / 歐元  euro / Euro

盤(pán)  order; position

盤(pán)存  inventory

盤(pán)房  dealing room

盤(pán)紙  order form

稽核測(cè)試  audit test

線上交易  online trading

線上項(xiàng)目  above the line

線下項(xiàng)目  below the line

線路費(fèi)  circuit fee

緩行注冊(cè)(美國(guó))  shelf registration facility(US)

蝶式買(mǎi)賣(mài)  butterfly spread

復(fù)式按金  spread margin

復(fù)式期權(quán)  spread option

復(fù)式盤(pán)  spread order

調(diào)息日  coupon-reset date

調(diào)息按揭  adjustable rate mortgage (ARM)

調(diào)整  adjustment

調(diào)整表 / 調(diào)整聲明  statement of adjustments

調(diào)整后有形資產(chǎn)凈值  adjusted net tangible assets

調(diào)整后資產(chǎn)凈值  adjusted net assets

調(diào)整持倉(cāng)  position adjustment

調(diào)整基數(shù)  adjusted basis

諒解備忘錄  memorandum of understanding (MOU)

賠償委員會(huì)  Compensation Committee

賠償基金儲(chǔ)備賬  Compensation Fund Reserve Account

賣(mài)空  short selling

賣(mài)空空倉(cāng)  open short position

賣(mài)空股份總額  short interest

賣(mài)空價(jià)規(guī)則  tick rule

賣(mài)空賣(mài)方  short seller

賣(mài)家(期權(quán))  writer(options)

賣(mài)價(jià)  offer price

賣(mài)盤(pán)  sell order

賣(mài)盤(pán)價(jià)  ask price; asked price

賬面值  book value

賬面記錄  book entry

賬面凈值  net book value

賬面過(guò)賬  book entry

賬齡分析  aging analysis of accounts

《適用于在互聯(lián)網(wǎng)上宣傳或銷(xiāo)售集體投資計(jì)劃的人士的指引》

 Guidance Note for Persons Advertising or Offering Collective Investment Schemes on the Internet (CIS Internet Guidance Note)

《適當(dāng)人選的準(zhǔn)則》(證監(jiān)會(huì))  The Fit and Proper Criteria(SFC)

遷冊(cè)  change of domicile

銷(xiāo)售收入  sales revenue

銷(xiāo)項(xiàng)增值稅  output VAT

餌盤(pán)  bait order

余額  balance

學(xué)術(shù)界諮詢委員會(huì)(證監(jiān)會(huì))  Academic Advisory Committee(SFC)

學(xué)術(shù)評(píng)審諮詢委員會(huì)(證監(jiān)會(huì))  Academic and Accreditation Advisory Committee (AAAC)(SFC)

憑證式股東  certificated shareholder

憑證式國(guó)庫(kù)券(中國(guó)內(nèi)地)  Certificate Treasury(Mainland China)

《操守準(zhǔn)則》  Code of Conduct

操縱價(jià)格  price manipulation

擔(dān)保人  guarantor

擔(dān)保交易  guarantee transaction

擔(dān)保物*  collateral; security

擔(dān)保計(jì)劃  Guarantee Scheme

擔(dān)保權(quán)益  security interest

整合  consolidation; integration

整批輸入交收指示  SI Batch File Service

整體持倉(cāng)  overall position

機(jī)構(gòu)交易員組合系統(tǒng)(澳洲)  Portfolio System for Institutional Traders (POSIT)(Australia)

機(jī)構(gòu)投資者  institutional investor

機(jī)構(gòu)客戶  institutional client

機(jī)構(gòu)計(jì)劃書(shū)(證監(jiān)會(huì))  Corporate Plan(SFC)

機(jī)構(gòu)風(fēng)險(xiǎn)  institutional risk

歷史成本  historical cost

歷史波幅  historical volatility

澳洲證券交易所  Australian Stock Exchange (ASX)

澳洲證券及投資監(jiān)察委員會(huì)（澳洲證監(jiān)會(huì)） 

Australian Securities and Investments Commission (ASIC)

獨(dú)立上市  separate listing

獨(dú)立非執(zhí)行董事  independent non-executive director

獨(dú)立信托戶口  segregated trust account

獨(dú)立財(cái)務(wù)顧問(wèn)  independent financial adviser

獨(dú)立調(diào)查局  　  Independent Investigation Board

獨(dú)立顧問(wèn)  independent adviser

獨(dú)資經(jīng)營(yíng)者  sole proprietor

穆迪投資評(píng)級(jí)  Moody's Investment Grade

積欠款項(xiàng)  arrears

融通票據(jù)  accommodation bill

融資人  financier

融資租賃承擔(dān)  finance lease commitment

諮詢委員會(huì)(證監(jiān)會(huì))  Advisory Committee(SFC)

輸入買(mǎi)賣(mài)盤(pán)時(shí)段  order input period

「輸入與核對(duì)分工」功能(中央結(jié)算系統(tǒng))  maker-checker facility(CCASS)

辦公室前線系統(tǒng)  front-office system

辦公室后勤/后勤運(yùn)作系統(tǒng)  back-office system

遲報(bào)交易  late reported sales

選時(shí)交易  market timing

選擇性銷(xiāo)售方式  selective marketing basis

醒目卡  smart card

錯(cuò)誤包容  fault tolerance

錯(cuò)誤交易合約  mistraded contract

錯(cuò)誤陳述  misstatement

隨意提增法  arbitrary scale up method

隨機(jī)分配  random assignment

靜態(tài)資訊  static information

頭寸  position

頭寸交易商(商品市場(chǎng))  position trader(commodity market)

頭盤(pán)  at-the-opening order

龍債券  dragon bond

償債能力風(fēng)險(xiǎn)  insolvency risk

償債基金  sinking fund

優(yōu)先股  preference share; preferred share

優(yōu)先普通股  preferred ordinary share

優(yōu)先認(rèn)購(gòu)權(quán)  pre-emptive right

優(yōu)質(zhì)證券  seasoned securities

應(yīng)付即日差額繳款  intra-day marks payment obligations

應(yīng)付賬款  accounts payable

應(yīng)用指引  Practice Note

應(yīng)用研究基金  Applied Research Fund

應(yīng)用程式界面  Application Programming Interface (API)

應(yīng)收賬款  accounts receivable

應(yīng)占股權(quán)  attributable equity interest

應(yīng)計(jì)收益  accrued revenue

應(yīng)計(jì)利息  accrued interest

應(yīng)計(jì)制(會(huì)計(jì))  accrual basis(accounting)

應(yīng)計(jì)費(fèi)用  accrued expenses

應(yīng)退增值稅  recoverable VAT

擬定開(kāi)市價(jià)格  Calculated Opening Price (COP)

檔案?jìng)魉蛥f(xié)定  file transfer protocol

檔案轉(zhuǎn)換  file transfer

檢討持牌法團(tuán)財(cái)務(wù)規(guī)管制度工作小組  Working Group on Review of the Financial Regulatory Framework for Licensed Corporations

檢討證券及期貨市場(chǎng)規(guī)管架構(gòu)運(yùn)作專家小組  　 

Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure

《檢討證券及期貨市場(chǎng)規(guī)管架構(gòu)運(yùn)作專家小組報(bào)告書(shū)》  　 

Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure

營(yíng)業(yè)日  business day

營(yíng)業(yè)代表  sales representative

營(yíng)運(yùn)指令  working order

營(yíng)運(yùn)風(fēng)險(xiǎn)  operational risk

營(yíng)運(yùn)/營(yíng)業(yè)租賃  operating lease

營(yíng)運(yùn)買(mǎi)賣(mài)盤(pán)  working order

營(yíng)運(yùn)資金  working capital

燭柱圖  candlestick chart

獲分配人士  assignee

獲配售人  placee

獲配發(fā)人  allottee

獲提名董事  proposed director

環(huán)球股本證券市場(chǎng)  Global Equity Market

環(huán)球債券  global bond

環(huán)球預(yù)托證券  global depository receipt (GDR)

環(huán)球銀行財(cái)務(wù)電信協(xié)會(huì)  Society for Worldwide Interbank Financial Telecommunications (SWIFT)

瞬像 / 瞬態(tài)(電腦)  snapshot(computer)

總市值  total market capitalisation; aggregate market value

總按金價(jià)值  total margin value

總持倉(cāng)限額  gross limit

總賬  general ledger

總額按金計(jì)算  gross margining

聯(lián)交所交易權(quán)  Stock Exchange Trading Right

聯(lián)交所交易權(quán)持有人  Holder of Stock Exchange Trading Right

聯(lián)交所期權(quán)結(jié)算所抵押品  SEOCH collateral

聯(lián)交所期權(quán)結(jié)算所參與者  SEOCH Participant

聯(lián)交所資訊服務(wù)熱線  SEHK Enquiry Hotline

聯(lián)名個(gè)人投資者戶口  Joint Individual Investor Account

聯(lián)合交易所賠償基金  Unified Exchange Compensation Fund

聯(lián)合受托人  co-trustee

聯(lián)邦基金  Federal funds

聯(lián)邦基金利率  Federal funds rate

聯(lián)邦結(jié)算系統(tǒng)  Fed wire; Fedwire; FedWire

聯(lián)邦儲(chǔ)備系統(tǒng)  Federal Reserve System

聯(lián)席保薦人  co-sponsor

聯(lián)席經(jīng)辦人  co-manager

聯(lián)網(wǎng)  networking

聯(lián)線投資服務(wù)  on-line investment service

聯(lián)機(jī)界面聯(lián)系  on-line interface

聯(lián)營(yíng)公司  associated company; associate company; associate

聯(lián)系人士  associate

聯(lián)系設(shè)施(電腦)  gateway(computer)

聯(lián)系匯率  pegged exchange rate

聯(lián)系匯率制  pegged rate system

聯(lián)系證明書(shū) / 信心保證書(shū)  　  comfort letter

聯(lián)屬公司  affiliated company; affiliate

聰明咭  smart card

臨時(shí)清盤(pán)人  provisional liquidator

臨時(shí)結(jié)算表  Provisional Clearing Statement (PCS)

薪酬利益  remuneration package

豁免 / 豁免規(guī)定  waiver

豁免上市地位  exempt listing status

豁免交易商  exempt trader

豁免自營(yíng)買(mǎi)賣(mài)商  Exempt Principal Trader

豁免基金經(jīng)理  Exempt Fund Manager

購(gòu)回 / 購(gòu)回股份  repurchase; share repurchase

購(gòu)股權(quán)  share option

購(gòu)買(mǎi)力平價(jià)  purchasing power parity (PPP)

避稅  tax avoidance

《邁進(jìn)新紀(jì)元》(刊物)  Positioning for a New Era(publication)

還本付息*  redemption

還盤(pán)  counter order

鍋爐室  　  boiler room

隱藏交易額買(mǎi)賣(mài)盤(pán)  hidden-size order

點(diǎn)子  basis point

儲(chǔ)備  reserve

儲(chǔ)備基金  reserve fund

戴維森報(bào)告書(shū)（即 證券業(yè)檢討委員會(huì)報(bào)告書(shū)）

 Ian Hay Davison Report (ie Report of the Securities Review Committee)

瀆職行為  misconduct

瀏覽及挑選  browse and pick

簡(jiǎn)便指南(自動(dòng)對(duì)盤(pán)系統(tǒng))  Quick Reference Guide(AMS)

職工股(中國(guó)內(nèi)地)  employee share(Mainland China)

職能劃分制度 / 職能分管制度  Chinese Wall

《職業(yè)退休計(jì)劃條例》  Occupational Retirement Schemes Ordinance

職權(quán)范圍  terms of reference

藍(lán)籌股  blue chip

轉(zhuǎn)手紙  transfer deed; transfer form

轉(zhuǎn)倉(cāng)  roll-over

轉(zhuǎn)配股(中國(guó)內(nèi)地)  individually held state and legal-person share; transfer right share(Mainland China)

轉(zhuǎn)撥  transfer

轉(zhuǎn)讓  assignment; transfer

轉(zhuǎn)讓人  assignor; transferor

鎖倉(cāng)  locked position

雙重上市 / 雙邊上市  dual listing

雙重存檔制度；雙重呈報(bào)規(guī)定  　  dual filing

雙邊凈額結(jié)算  bilateral netting

雙邊價(jià)  two-way quote

離岸金融中心  offshore financial centre

離岸盈利重組  offshore profit regrouping

離岸基金  offshore fund

離岸調(diào)期  offshore swap

離差(統(tǒng)計(jì))  dispersion(statistics)

離場(chǎng)交易  off-floor trading; off-board trading

離場(chǎng)買(mǎi)賣(mài)盤(pán)  off-floor order

額外按金  additional margin

壞賬  bad debt

壞賬及呆賬撥備/備抵  provision for bad and doubtful debts;

allowance for bad and doubtful debts

繳入股本  paid-up capital; paid-in capital

繳足股本  fully paid-up capital

《2000年證券（保證金融資）（修訂）條例》 

Securities (Margin Financing) (Amendment) Ordinance 2000

《證券（內(nèi)幕交易）條例》  Securities (Insider Dealing) Ordinance

《證券（交易商、投資顧問(wèn)、合伙及代表）規(guī)則》 

Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules

《證券（披露權(quán)益）具報(bào)紀(jì)錄》  Securities (Disclosure of Interests) Notification History Reports

《證券（披露權(quán)益）具報(bào)摘要》(刊物)  Securities (Disclosure of Interests) Notification Summaries(publication)

《證券（披露權(quán)益）條例》  Securities (Disclosure of Interests) Ordinance

《證券（結(jié)算所）條例》  Securities (Clearing Houses) Ordinance

《證券（證券借出）規(guī)則》  Securities (Stock Lending) Rules

《證券上市規(guī)則》（《香港聯(lián)合交易所有限公司證券上市規(guī)則》）  Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited)

證券化  securitisation

證券及投資管理局(英國(guó))  Securities and Investment Board (SIB)(UK)

證券及衍生工具團(tuán)體網(wǎng)絡(luò)  Securities and Derivatives Communication Network (SDNet)

《證券及期貨（在證券市場(chǎng)上市 ）規(guī)則》  Securities and Futures (Stock Market Listing) Rules

《證券及期貨（披露權(quán)益－免除 ）規(guī)例》  Securities and Futures (Disclosure of Interests - Exclusions) Regulation

《證券及期貨（披露權(quán)益－證券借貸）規(guī)則》  Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules

《證券及期貨（專業(yè)投資者）規(guī)則》  Securities and Futures (Professional Investor) Rules

《證券及期貨（結(jié)算所）條例》  Securities and Futures (Clearing Houses) Ordinance

《證券及期貨（認(rèn)可對(duì)手方 ）規(guī)則》  Securities and Futures (Recognized Counterparty) Rules

《證券及期貨（賣(mài)空豁免及證券借出）規(guī)則》  Securities and Futures (Short Selling Exemption and Stock Lending) Rules

《證券及期貨（轉(zhuǎn)移職能予聯(lián)交所 ）令》  Securities and Futures (Transfer of Functions - Stock Exchange Company) Order

《證券及期貨（穩(wěn)定價(jià)格）規(guī)則》  　  Securities and Futures (Price Stabilising) Rules

《證券及期貨中介機(jī)構(gòu)業(yè)務(wù)調(diào)查》(證監(jiān)會(huì))  Securities and Futures Intermediaries Activities Surveys(SFC)

《證券及期貨市場(chǎng)改革政策文件》  A Policy Paper on Securities and Futures Market Reform

證券及期貨事務(wù)上訴委員會(huì)  Securities and Futures Appeals Panel (SFAT)

《證券及期貨事務(wù)上訴委員會(huì)（費(fèi)用）令》  Securities and Futures Appeals Panel (Fee) Order

《證券及期貨事務(wù)上訴委員會(huì)程序規(guī)則》  Securities and Futures Appeals Panel Proceedings Rules

證券及期貨事務(wù)上訴審裁處  Securities and Futures Appeals Tribunal

證券及期貨事務(wù)監(jiān)察委員會(huì)（證監(jiān)會(huì)）  The Securities and Futures Commission (SFC)

《證券及期貨事務(wù)監(jiān)察委員會(huì)（費(fèi)用）規(guī)則》  Securities and Futures Commission (Fees) Rules

《證券及期貨事務(wù)監(jiān)察委員會(huì)（周年報(bào)表）規(guī)則》  Securities and Futures Commission (Annual Returns) Rules

《證券及期貨事務(wù)監(jiān)察委員會(huì)（職能移交）令》  Securities and Futures Commission (Transfer of Functions) Order

《證券及期貨事務(wù)監(jiān)察委員會(huì)（征費(fèi)）（證券）（修訂）令》  Securities and Futures Commission (Levy) (Securities) (Amendment) Order

《證券及期貨事務(wù)監(jiān)察委員會(huì)（征費(fèi)）規(guī)則》  Securities and Futures Commission (Levy) Rules

《證券及期貨事務(wù)監(jiān)察委員會(huì)（征費(fèi)）（期貨合約）令》  Securities and Futures Commission (Levy) (Futures Contracts) Order

《證券及期貨事務(wù)監(jiān)察委員會(huì)條例》  Securities and Futures Commission Ordinance

《證券及期貨事務(wù)監(jiān)察委員會(huì)注冊(cè)人操守準(zhǔn)則》  Code of Conduct for Persons Registered with the Securities and Futures Commission

《證券及期貨條例》  Securities and Futures Ordinance

證券代號(hào)  stock code

《證券代號(hào)名錄》  List of Stock Codes

證券市場(chǎng)分析文憑深造課程  Diploma Course in Advanced Securities Market Analysis

證券市場(chǎng)資料研究、培訓(xùn)及監(jiān)察自動(dòng)化系統(tǒng)  Securities Market Automated Research, Training & Surveillance System (SMARTS)

《證券市場(chǎng)導(dǎo)報(bào)》  Securities Market Herald (publication)

證券市場(chǎng)歷史研究計(jì)劃  Stock Market History Project

證券交易自動(dòng)報(bào)價(jià)系統(tǒng)(中國(guó)內(nèi)地)  Securities Trading Automated Quotation System(STAQS)(Mainland China)

證券交易委員會(huì)(美國(guó))  Securities and Exchange Commission (SEC) (US)

《證券交易所合并條例》  Stock Exchanges Unification Ordinance

證券交易法(臺(tái)灣)  Securities and Exchange Act(Taiwan)

證券交易紀(jì)錄(光碟)  Trade Record (Equity)(CD Rom)

證券合伙商號(hào)  dealing partnership

證券批銷(xiāo)經(jīng)紀(jì)  jobber

證券抵押品  securities collateral

證券的認(rèn)可價(jià)值  admissible securities value

證券保證金融資  share margin financing

證券保證金融資人  securities margin financier

證券按貸財(cái)務(wù)提供者  share margin finance provider (SMFP)

證券借出人  securities lender

證券借貸協(xié)議書(shū)  securities borrowing and lending agreement (SBLA)

證券商  dealer

證券商代表  dealer's representative

證券商協(xié)會(huì)  Institute of Securities Dealers

證券商董事  dealing director

證券登記公司總會(huì)有限公司  Federation of Shares Registrars Limited

證券發(fā)售事宜工作小組  Securities Offering Issues sub-group

證券期貨市場(chǎng)發(fā)展工作小組  Securities and Futures Market Development Working Group

證券期貨局(臺(tái)灣)  Securities and Futures Bureau(Taiwan)

證券匯集轉(zhuǎn)按  margin pooling

證券業(yè)培訓(xùn)課程  Securities Training Programme

《證券業(yè)檢討委員會(huì)報(bào)告書(shū)》  Report of the Securities Review Committee

證券經(jīng)紀(jì)考試  Securities Brokers Examination

證券經(jīng)紀(jì)業(yè)營(yíng)商環(huán)境工作小組  Working Group on the Business Environment of the Stockbroking Industry

證券經(jīng)紀(jì)課程  Securities Brokers Course

證券經(jīng)銷(xiāo)經(jīng)紀(jì)  jobber

證券經(jīng)銷(xiāo)經(jīng)紀(jì)印花稅  jobber stamp duty

證券隔分  segregation of securities

證券賠償基金委員會(huì)(證監(jiān)會(huì))  Securities Compensation Fund Committee(SFC)

《證監(jiān)快訊》  SFC Alert

《證監(jiān)會(huì)執(zhí)法月報(bào)》  SFC Enforcement Reporter

《證監(jiān)會(huì)強(qiáng)積金產(chǎn)品守則》  SFC Code on MPF Products

證監(jiān)會(huì)雙重存檔事宜顧問(wèn)小組  SFC Dual Filing Advisory Group

《關(guān)于建立無(wú)紙化證券市場(chǎng)的建議的諮詢文件》(證監(jiān)會(huì))  　  Consultation Paper on Proposals for a Scripless Securities Market(SFC)

《關(guān)于律師及會(huì)計(jì)師提供附帶投資意見(jiàn)的指引》(證監(jiān)會(huì))  Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC)

《關(guān)于注冊(cè)人在首次公開(kāi)發(fā)售中利用互聯(lián)網(wǎng)收集證券認(rèn)購(gòu)申請(qǐng)的指引》(證監(jiān)會(huì))  Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC)

關(guān)連人士  connected person

關(guān)連人士交易  related party transaction

關(guān)連交易  connected transaction

關(guān)稅及貿(mào)易總協(xié)定（關(guān)貿(mào)總協(xié)定）  General Agreement on Tariffs and Trade (GATT)

競(jìng)價(jià)市場(chǎng)  auction market

競(jìng)價(jià)投標(biāo)  auction

競(jìng)價(jià)限價(jià)盤(pán)  at-auction limit order

競(jìng)價(jià)盤(pán)  at-auction order

籌備董事會(huì)  Preparatory Board

議價(jià)交易  negotiated transaction

譴責(zé)  reprimand; censure

攤銷(xiāo)  amortisation

攤薄  dilution

權(quán)益列表  entitlement table

權(quán)益法(會(huì)計(jì))  equity method(accounting)

權(quán)益股本  equity capital; equity share capital

權(quán)益報(bào)表(中央結(jié)算系統(tǒng))  Entitlement Statement(CCASS)

權(quán)責(zé)發(fā)生制*(會(huì)計(jì))  accrual basis(accounting)

權(quán)衡報(bào)告制度  differential reporting

權(quán)證  warrant

贖回  redemption

贖回溢價(jià)(債券)  call premium(bonds)

變現(xiàn)  realisation

變換交易(期權(quán))  conversion(options)

變價(jià)調(diào)整  variation adjustment

智能卡  smart card

A Decade of Challenge & Development(publication)  《十載挑戰(zhàn)與發(fā)展》(刊物)

A Policy Paper on Securities and Futures Market Reform  《證券及期貨市場(chǎng)改革政策文件》

abnormal item  非正常項(xiàng)目

about order  近價(jià)盤(pán)

above par  高于面值

above the line  線上項(xiàng)目

Academic Advisory Committee(SFC)  學(xué)術(shù)界諮詢委員會(huì)(證監(jiān)會(huì))

Academic and Accreditation Advisory Committee (AAAC) (SFC)  學(xué)術(shù)評(píng)審諮詢委員會(huì)(證監(jiān)會(huì))

accelerated depreciation  加速折舊

accept order  接價(jià)盤(pán)

acceptance  承兌

acceptance house  承兌行

accomodation bill  融通票據(jù)

Account Transfer Instruction (ATI)  戶口轉(zhuǎn)移指示

accountability  責(zé)任承擔(dān)；問(wèn)責(zé)

accountants' report  會(huì)計(jì)師報(bào)告

accounting equation  會(huì)計(jì)程式

accounting period  會(huì)計(jì)期間

accounting practice  會(huì)計(jì)慣例；會(huì)計(jì)實(shí)務(wù)

Accounting Society of China (ASC)  中國(guó)會(huì)計(jì)學(xué)會(huì)

accounting standard  會(huì)計(jì)準(zhǔn)則；會(huì)計(jì)標(biāo)準(zhǔn)

accounting treatment  會(huì)計(jì)處理方式

accounts payable  應(yīng)付賬款

accounts receivable  應(yīng)收賬款

accretion  增值

accrual basis(accounting)  應(yīng)計(jì)制；權(quán)責(zé)發(fā)生制*(會(huì)計(jì))

accrued expenses  應(yīng)計(jì)費(fèi)用

accrued interest  應(yīng)計(jì)利息

accrued revenue  應(yīng)計(jì)收益

accumulated depreciation  累計(jì)折舊；累積折舊

accumulated interest  累計(jì)利息；累積利息

accumulated profits  累計(jì)利潤(rùn)；累積利潤(rùn)

acid-test ratio  酸性測(cè)試比率

acquisition  收購(gòu)

acquisition of shells  買(mǎi)殼

acting in concert  一致行動(dòng)

active business pursuits(GEM)  活躍業(yè)務(wù)紀(jì)錄(創(chuàng)業(yè)板)

active market  交投活躍

actual market  現(xiàn)貨市場(chǎng)

actual price  現(xiàn)貨價(jià)

actual useful life  實(shí)際可用年期

actuary  精算師

ad valorem stamp duty  從價(jià)印花稅

add-on  附加利益；優(yōu)惠

additional AMS terminal user  附加自動(dòng)對(duì)盤(pán)終端機(jī)用家

additional margin  額外按金

Adjudication Division  審裁科

adjustable rate mortgage (ARM)  調(diào)息按揭

adjusted basis  調(diào)整基數(shù)

adjusted net assets  調(diào)整后資產(chǎn)凈值

adjusted net tangible assets  調(diào)整后有形資產(chǎn)凈值

adjustment  調(diào)整

administering bank  承辦銀行；經(jīng)辦銀行

admissible securities value  證券的認(rèn)可價(jià)值

admitted value  認(rèn)可值

advance  墊款

advance booking form  排期申請(qǐng)表格

Advertising Guidelines for Collective Investment Schemes  《集合投資計(jì)劃的廣告宣傳指引》

Advertising Guidelines for Pooled Retirement Funds  《集資退休基金的廣告宣傳指引》

Advisory Committee(SFC)  諮詢委員會(huì)(證監(jiān)會(huì))

Advisory Specialist Group  專家諮詢小組

affiliate; affiliated company  聯(lián)屬公司

after market / aftermarket  二級(jí)市場(chǎng)

after-hours dealing  收市后交易

after-tax profits  稅后盈利；稅后利潤(rùn)；稅后溢利

after-tax real rate of return  稅后實(shí)際回報(bào)率

afternoon session  午市

agency account  代理戶口；代客買(mǎi)賣(mài)戶口

Agency Share Transfer System (Mainland China)  代辦股份轉(zhuǎn)讓系統(tǒng) (中國(guó)內(nèi)地)

agency trade  經(jīng)紀(jì)交易；代客買(mǎi)賣(mài)

agent  代理人

aggregate auction  集合競(jìng)價(jià)

aggregate market value  總市值

aging analysis of accounts  賬齡分析

alert message  訊息提示

All Ordinaries Index (AOI)  　  所有普通股指數(shù)

all-or-none order  全部完成或放棄買(mǎi)賣(mài)盤(pán)

allotment  配發(fā)；股份配發(fā)

allottee  獲配發(fā)人

allowance(accounting)  備抵(會(huì)計(jì))

allowance for bad and doubtful debts  壞賬及呆賬備抵

alpha coefficient  alpha 系數(shù)

alternate  替任人

alternative investment  另類(lèi)投資

Alternative Investment Market (AIM)(UK)  另項(xiàng)投資市場(chǎng)(英國(guó))

amalgamation  合并

Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters  上市事宜諒解備忘錄補(bǔ)篇(重訂版)

American Chamber of Commerce (AMCHAM)  美國(guó)商會(huì)

American depository receipt (ADR)  美國(guó)預(yù)托證券

American Stock Exchange (AMEX)  美國(guó)證券交易所

American style option  美式期權(quán)

amortisation  攤銷(xiāo)

AMS order book  自動(dòng)對(duì)盤(pán)系統(tǒng)未完成買(mǎi)賣(mài)盤(pán)紀(jì)錄

AMS Second Terminal  自動(dòng)對(duì)盤(pán)系統(tǒng)第二終端機(jī)

annual accounts  年度賬目

annual general meeting (AGM)  股東周年大會(huì)

annual report  年報(bào)

Appeals Panel(SFC)  上訴委員會(huì)(證監(jiān)會(huì))

appetite for risk  風(fēng)險(xiǎn)容量

Application Programming Interface (API)  應(yīng)用程式界面

Applied Research Fund  應(yīng)用研究基金

appreciation  增值

appropriation  撥款

approved borrower  核準(zhǔn)借入人

approved deposit fund  認(rèn)可存款基金

approved lending agent  核準(zhǔn)借出代理人

approved redeemable share  核準(zhǔn)可贖回股份

arbitrage  套戥；套匯*；套利*

arbitrary scale up method  隨意提增法

arithmetic average; arithmetic mean (statistics)  算術(shù)平均數(shù)(統(tǒng)計(jì))

arm's length transaction  公正交易

arrears  積欠款項(xiàng)；欠款

articles of association  組織章程；組織細(xì)則

ASEAN Free Trade Area (AFTA)  東盟自由貿(mào)易區(qū)

ASEAN Regional Forum  東盟地區(qū)論壇

Asia-Pacific Central Securities Depository Group (ACG)  亞太區(qū)中央證券存管處組織

Asia Pacific Economic Cooperation (APEC)  亞太經(jīng)濟(jì)合作組織

Asia Pacific Loan Market Association  亞太貸款市場(chǎng)協(xié)會(huì)

Asia Pacific Regional Committee (APRC) of IOSCO  國(guó)際證監(jiān)會(huì)組織亞太區(qū)委員會(huì)

Asian Development Bank (ADB)  亞洲開(kāi)發(fā)銀行

Asian dollar bond  亞洲美元債券

Asian dollar market  亞洲美元市場(chǎng)

Asian Securities' Analysts Council (ASAC)  亞洲證券分析員公會(huì)

Asian Securities Analysts Federation  亞洲證券分析家協(xié)會(huì)

ask price; asked price  沽盤(pán)價(jià)；賣(mài)盤(pán)價(jià)

asset  資產(chǎn)

asset allocation  資產(chǎn)調(diào)配；資產(chǎn)調(diào)度

asset coverage  資產(chǎn)覆蓋率；資產(chǎn)保證

asset injection  注入資產(chǎn)

asset stripper  「拆骨專家」

asset stripping  拆賣(mài)資產(chǎn)；資產(chǎn)拆賣(mài)

asset swap  資產(chǎn)調(diào)換

asset-backed securities (ABS)  抵押證券；有資產(chǎn)支持的債務(wù)證券

assignee  受讓人；承讓人；獲分配人士

assignment  轉(zhuǎn)讓

assignment(options)  指定分配(期權(quán))

assignor  轉(zhuǎn)讓人

assistant supervisor(GEM)  助理主管(創(chuàng)業(yè)板)

associate  聯(lián)系人士

associate; associate company; associated company  聯(lián)營(yíng)公司

associated person  相聯(lián)人

Association Cambiste Internationale  國(guó)際外匯同業(yè)聯(lián)會(huì)

Association for Investment Management and Research (AIMR)  投資管理研究聯(lián)會(huì)

Association of Chartered Certified Accountants, The  　  特許公認(rèn)會(huì)計(jì)師公會(huì)

Association of International Accountants, The  　  國(guó)際會(huì)計(jì)師公會(huì)

Association of National Numbering Agencies (ANNA)  國(guó)際編碼機(jī)構(gòu)協(xié)會(huì)

Association of South-East Asian Nations (ASEAN)  東南亞國(guó)家協(xié)會(huì)（東協(xié)）

Association of Stockbrokers in Hong Kong (1891)  香港經(jīng)紀(jì)協(xié)會(huì)（1891年）

at-auction limit order  競(jìng)價(jià)限價(jià)盤(pán)

at-auction order  競(jìng)價(jià)盤(pán)

at-best order  最佳價(jià)格盤(pán)

at-the-close order  收市盤(pán)；尾盤(pán)

at-the-money option  平價(jià)期權(quán)；等價(jià)期權(quán)

at-the-opening order  開(kāi)市盤(pán)；頭盤(pán)

ATI Batch File Transfer  戶口轉(zhuǎn)移指示整批檔案?jìng)魉?/P>

attributable equity interest  應(yīng)占股權(quán)

auction  競(jìng)價(jià)投標(biāo)

auction(= open outcry)  口頭競(jìng)價(jià)(= 公開(kāi)喊價(jià))

auction market  競(jìng)價(jià)市場(chǎng)

Audit Committee(SFC)  核數(shù)委員會(huì)(證監(jiān)會(huì))

Audit Committee  審核委員會(huì)

audit test  稽核測(cè)試

audit trail  審核線索；復(fù)核/追查根據(jù)

audited accounts  經(jīng)審核賬目

auditor  核數(shù)師；審計(jì)師*

auditors' report  核數(shù)師報(bào)告

austerity measures  緊縮措施

Australian Securities and Investments Commission (ASIC)  澳洲證券及投資監(jiān)察委員會(huì)（澳洲證監(jiān)會(huì)）

Australian Stock Exchange (ASX)  澳洲證券交易所

authorised capital  法定股本

authorised clerk  出市員；出市代表

authorised fund  認(rèn)可基金

authorised representative  授權(quán)代表

authorised user  認(rèn)可用戶

automatched stock  自動(dòng)配對(duì)股份

automated screen trading system (AST system)  自動(dòng)熒幕交易系統(tǒng)

automatic exercise(options)  自動(dòng)行使(期權(quán))

Automatic Order Matching and Execution System (AMS)  自動(dòng)對(duì)盤(pán)及成交系統(tǒng)（自動(dòng)對(duì)盤(pán)系統(tǒng)）

Automatic Order Matching and Execution System / Second Generation（AMS/2）  第二代自動(dòng)對(duì)盤(pán)及成交系統(tǒng)

（第二代自動(dòng)對(duì)盤(pán)系統(tǒng)）

Automatic Order Matching and Execution System / Third Generation (AMS/3)  第三代自動(dòng)對(duì)盤(pán)及成交系統(tǒng)

（第三代自動(dòng)對(duì)盤(pán)系統(tǒng)）

average daily turnover  平均每日成交額

average value order  平均價(jià)盤(pán)

B/C date  see book close date

Bear ELI  see Bear Equity Linked Instrument

BESS  see Brokers' Electronic Support Services

BFI  see Brokers' Fidelity Insurance Scheme

BIS  see Bank for International Settlements

BSS  see Broker Supplied System

BTF  see Block Trade Facility; Block Trading Facility

Bull ELI  see Bull Equity Linked Instrument　

back month; distant month  遠(yuǎn)期月份

back office  后勤辦公室

back-office system  辦公室后勤系統(tǒng)；辦公室后勤運(yùn)作系統(tǒng)

backdoor listing  借殼上市

backup interactive line  后備聯(lián)線通訊線路

bad debt  壞賬

bait order  餌盤(pán)

balance  結(jié)余；余額

balance of payments  國(guó)際收支平衡；國(guó)際收支差額

balance sheet  資產(chǎn)負(fù)債表

balance sheet date  年結(jié)日

balance sheet equation  資產(chǎn)負(fù)債表編制程式

balancing item  平衡項(xiàng)目

bank confirmation  銀行確認(rèn)書(shū)；銀行證明文件

Bank for International Settlements (BIS)  國(guó)際結(jié)算銀行

Bank of England  英倫銀行

Bank of Japan  日本中央銀行

bank reconciliation statement  銀行對(duì)賬表

banker's acceptance  銀行承兌匯票

banking company  銀行

banking facility  銀行融通額；銀行融資額

Banking Ordinance  《銀行業(yè)條例》

banner barter transaction  以物易物的虛晃交易

bare trustee  被動(dòng)受托人

barrier warrant  定界認(rèn)股證

base day  基準(zhǔn)日

base listing document  基礎(chǔ)上市文件

Basel Agreement  　  巴塞爾協(xié)議

Basel Committee on Banking Supervision (Basel Committee)  　  巴塞爾銀行監(jiān)管委員會(huì) (巴塞爾委員會(huì))

Basel Concordat  　  巴塞爾協(xié)定

basis point  點(diǎn)子；基點(diǎn)

basket of currencies  一籃子貨幣

basket warrant  一籃子權(quán)證；一籃子備兌證

batch settlement run  多批交收處理程序

Bear Equity Linked Instrument

(Bear ELI)  「看跌」股票掛鉤票據(jù)

bear market  熊市

bear position  空倉(cāng)；空頭*

bear raid  瘋狂拋售

bearer securities  不記名證券

Bearer Treasury(Mainland China)  不記名式國(guó)庫(kù)券(中國(guó)內(nèi)地)

below par  低于面值

below the line  線下項(xiàng)目

benchmark mortgage pool  按揭貸款基準(zhǔn)組合

benchmark yield curve  基準(zhǔn)收益率曲線

beneficial holder  實(shí)益持有人

beneficial interests  實(shí)益權(quán)益

beneficial owner  實(shí)益擁有人

beneficiary  受益人

benefits-in-kind  實(shí)物利益

best execution price  最佳成交價(jià)

Best Practice Guide on Financial Disclosure by Authorised Institutions(HKMA)  《認(rèn)可機(jī)構(gòu)披露財(cái)務(wù)資料的最佳執(zhí)行指引》

(金管局)

best price  最佳價(jià)格

beta coefficient  「啤打」系數(shù)

beta test mode  反饋測(cè)試模式

bid price  買(mǎi)價(jià)；買(mǎi)盤(pán)價(jià)

bid-asked spread  買(mǎi)賣(mài)差價(jià)

bidder  買(mǎi)家

Big Bang(UK)  金融大改革(英國(guó))

bilateral netting  雙邊凈額結(jié)算

bill of exchange  匯票

binomial option pricing model  「二項(xiàng)式」期權(quán)定價(jià)模式

Black-Scholes option pricing model  「柏力克－舒爾斯」期權(quán)定價(jià)模式

"black out" period  限制買(mǎi)賣(mài)期

blanket waiver  全面豁免；一般豁免

block order  大額買(mǎi)賣(mài)盤(pán)

block trade  大手交易；大宗交易*；大額交易

Block Trade Facility; Block Trading Facility (BTF)  大手交易機(jī)制；大手交易設(shè)施

blocking period  暫停時(shí)段

blue chip  藍(lán)籌股

board lot  手；買(mǎi)賣(mài)單位

board of directors  董事會(huì)

boiler room  　  鍋爐室

bond  債券

bonus issue  派送股份；派送紅股；紅股發(fā)行

bonus share  紅股

book building method  累計(jì)投標(biāo)制

book close date (B/C date)  截止過(guò)戶日期

book closure period  停止過(guò)戶期間

book entry  賬面記錄；賬面過(guò)賬

book runner  配售經(jīng)辦人

book value  賬面值

bought deal  全數(shù)包銷(xiāo)

branch certificate  分行證明書(shū)

breadth of the market  市場(chǎng)闊度

breakeven point  損益平衡點(diǎn)；打和點(diǎn)

bridging loan  過(guò)渡性貸款

Broker Activities Working Team  經(jīng)紀(jì)活動(dòng)工作小組

Broker Participant(CCASS Participants)  經(jīng)紀(jì)參與者(中央結(jié)算系統(tǒng)參與者)

Broker Supplied System (BSS)  經(jīng)紀(jì)自設(shè)系統(tǒng)

Broker's Representatives Course  經(jīng)紀(jì)代表課程

Broker's Representatives Examination  經(jīng)紀(jì)代表考試

Brokers' Accounting System  經(jīng)紀(jì)會(huì)計(jì)系統(tǒng)

Brokers' Electronic Support Services (BESS)  經(jīng)紀(jì)后勤辦公室支援服務(wù)

Brokers' Fidelity Insurance Committee  經(jīng)紀(jì)忠誠(chéng)保險(xiǎn)計(jì)劃委員會(huì)

Brokers' Fidelity Insurance Scheme (BFI)  經(jīng)紀(jì)忠誠(chéng)保險(xiǎn)計(jì)劃

brokerage  經(jīng)紀(jì)傭金

brokerage house  經(jīng)紀(jì)行

brought forward(accounting)  承前(會(huì)計(jì))

browse and pick  瀏覽及挑選

bubble economy  泡沫經(jīng)濟(jì)

bucketing  對(duì)敲

bulk registration service  大批登記服務(wù)

Bull Equity Linked Instrument

(Bull ELI)  「看漲」股票掛鉤票據(jù)

bull market  牛市

bull position  長(zhǎng)倉(cāng)；多頭*

Bulletin Board  交易議價(jià)板

business day  營(yíng)業(yè)日

business registration certificate  商業(yè)登記證

butterfly spread  蝶式買(mǎi)賣(mài)

buy and hold strategy  囤倉(cāng)策略

buy in  補(bǔ)購(gòu)

buy order  買(mǎi)盤(pán)

buy-back(cf repurchase agreement)  回購(gòu)

buy-out / buyout  收購(gòu)

CAPI  =China Association for the Promotion of Investment

CASIF  = Chinese Association of Securities Investment Funds, The

CBO  = Collateralised Bond Obligation

CBOE = Chicago Board Options Exchange

CBOT  = Chicago Board of Trade

CBRC  = China Banking Regulatory Commission

CCASS  = Central Clearing and Settlement System

CCMS  = Common Collateral Management System

CCP = Central Counterparty

CCSD  = Conference of Central Securities Depositories

CDC  = China Governmnet Securities Depository Trust & Clearing Co. Ltd.

CDR  = China depository receipt

CEDEL  = Centrale de Livraison de Valeurs Mobilieres(Europe)

CEPA = Closer Economic Partnership Arrangement

CFA  = Corporate Finance Association

CFTC  = Commodity Futures Trading Commission(US)

CGT  = capital gains tax

CHATS  =Clearing House Automated Transfer System

CHESS  = Clearing House Electronic Subregister System(Australia)

CHIS  s= Computershare Hong Kong Investor Services Limited

CICPA  = Chinese Institute of Certified Public Accountants

CIMA  = Chartered Institute of Management Accountants

CIRC  = China Insurance Regulatory Commission

CIS  =collective investment schemes

CLO  = Collateralised Loan Obligation

CME  = Chicago Mercantile Exchange

CMU  = Central Moneymarkets Unit(HKMA)

CNS = continuous net settlement

COD  = cash on delivery

COP  = Calculated Opening Price

CPI = Capital Protected Instrument

CPT  = Continuous Professional Training

CSDCC = China Securities Depository and Clearing Corporation Limited

CSRC = China Securities Regulatory Commission

cabinet bid  微值入價(jià)；微值交易

cabinet trade  微值交易

Cadbury Committee(UK)  凱伯里委員會(huì)(英國(guó))

Cadbury Report(UK)  凱伯里報(bào)告書(shū)(英國(guó))

Calculated Opening Price (COP)  擬定開(kāi)市價(jià)格

calendar spread(options)  跨期買(mǎi)賣(mài)(期權(quán))

call market  短期同業(yè)拆放市場(chǎng)

call option  認(rèn)購(gòu)期權(quán)

call premium(bonds)  贖回溢價(jià)(債券)

call spread derivative warrant  跨價(jià)衍生權(quán)證

call warrant  認(rèn)購(gòu)權(quán)證；回購(gòu)權(quán)證

call writer  認(rèn)購(gòu)期權(quán)沽出者

call-over  公開(kāi)作價(jià)

cancelled share  注銷(xiāo)股份

candlestick chart  陰陽(yáng)燭圖；燭柱圖

capital account  資本賬；資本項(xiàng)目*

capital adequacy  資本充裕程度

capital adequacy ratio  資本充裕/充足比率

capital adjustment  資本調(diào)整

capital appreciation  資本增值

capital expenditure  資本支出

capital formation  資本籌集；集資

capital gain  資本增值；資本增益

capital gains tax (CGT)  資本增值稅；資本增益稅

capital loss  資本虧損

capital market  資本市場(chǎng)

capital plus warrant  資本增值權(quán)證

capital preservation product  保本產(chǎn)品

Capital Protected Instrument (CPI)  保本證

capital reserve  資本儲(chǔ)備

capital value  資本值

capitalisation  資本化；市值

capitalisation issue  資本化發(fā)行；資金股本化

capitalisation of interest  利息資本化

carried forward(accounting)  結(jié)轉(zhuǎn)(會(huì)計(jì))

carry trade  利差交易

cash alternative  現(xiàn)金選擇

cash client  現(xiàn)金客戶

cash commission rebate;

cash rebate  現(xiàn)金回傭

cash company  現(xiàn)金資產(chǎn)公司

cash flow  現(xiàn)金流向；現(xiàn)金周轉(zhuǎn)

cash flow statement  現(xiàn)金流動(dòng)表

cash market  現(xiàn)貨市場(chǎng)

Cash Market Consultative Panel  現(xiàn)貨市場(chǎng)諮詢小組

cash marks  現(xiàn)金差額繳款

cash on delivery (COD)  貨銀對(duì)付；現(xiàn)金交收

cash prepayment service  款項(xiàng)預(yù)繳服務(wù)

cash price  現(xiàn)貨價(jià)

cash settled ELI  以現(xiàn)金折算的息股證

cash settlement  現(xiàn)金交收

"Caveat Emptor" (let the buyer beware)  「買(mǎi)者自負(fù)」原則

CCASS/3  新一代中央結(jié)算系統(tǒng)

CCASS Depository  中央結(jié)算系統(tǒng)證券存管處

CCASS Guarantee Fund  中央結(jié)算系統(tǒng)保證基金

CCASS Internet System  中央結(jié)算系統(tǒng)互聯(lián)網(wǎng)系統(tǒng)

CCASS Operational Procedures  《中央結(jié)算系統(tǒng)運(yùn)作程序規(guī)則》

CCASS Participant & Designated Bank List  《中央結(jié)算系統(tǒng)參與者及指定銀行名錄》

CCASS Phone System  「結(jié)算通」電話系統(tǒng)

"cease and desist" order  「終止及停止」令

ceiling-floor agreement  上下限協(xié)議

censure  譴責(zé)；指責(zé)

Central Clearing and Settlement System (CCASS)  中央結(jié)算及交收系統(tǒng)（中央結(jié)算系統(tǒng)）

central counterparty (CCP)  中央結(jié)算對(duì)手

central depository  中央存管處

Central Moneymarkets Unit (CMU)(HKMA)  債務(wù)工具中央結(jié)算系統(tǒng)(金管局)

central nominee  中央代理人

central order book  中央買(mǎi)賣(mài)盤(pán)紀(jì)錄

central transaction log  中央交易紀(jì)錄

Centrale de Livraison de Valeurs Mobilieres (CEDEL)(Europe)  中央證券交收系統(tǒng)(歐洲)

centralised borrowing and lending system  中央股份借貸系統(tǒng)

certificate of incorporation  公司注冊(cè)證書(shū)

certificate replacement service  補(bǔ)發(fā)證書(shū)服務(wù)

Certificate Treasury(Mainland China)  憑證式國(guó)庫(kù)券(中國(guó)內(nèi)地)

certificated shareholder  憑證式股東

chain principle  連鎖關(guān)系原則

Chamber of Hong Kong Listed Companies  香港上市公司商會(huì)

change of domicile  遷冊(cè)

change of year end  更改財(cái)政年度結(jié)算日期

charge  抵押；押記；收費(fèi)

charging structure  收費(fèi)結(jié)構(gòu)

chartered financial analyst  特許財(cái)務(wù)分析員

Chartered Institute of Management Accountants (CIMA)  特許管理會(huì)計(jì)師公會(huì)

CHATS Payment Instruction  票據(jù)交換所自動(dòng)轉(zhuǎn)賬系統(tǒng)付款指示

Chicago Board of Trade (CBOT)  芝加哥期貨交易所

Chicago Board Options Exchange (CBOE)  芝加哥期權(quán)交易所

Chicago Mercantile Exchange (CME)  芝加哥商品交易所

chief dealer  首席交易員

China Association for the Promotion of Investment (CAPI)  中國(guó)投資發(fā)展促進(jìn)會(huì)

China Banking Regulatory Commission (CBRC)  中國(guó)銀行業(yè)監(jiān)督管理委員會(huì)（中國(guó)銀監(jiān)會(huì)）

China Beijing Equity Exchange  北京產(chǎn)權(quán)交易所

China depository receipt (CDR)  中國(guó)預(yù)托證券；中國(guó)存托憑證*

China Government Securities Depository Trust & Clearing Co. Ltd. (CDC)  中央國(guó)債登記結(jié)算有限責(zé)任公司(中央國(guó)債登記結(jié)算公司)

China Insurance Regulatory Commission (CIRC)  　  中國(guó)保險(xiǎn)監(jiān)督管理委員會(huì)（中國(guó)保監(jiān)會(huì)）

China International Economic and Trade Arbitration Commission  中國(guó)國(guó)際經(jīng)濟(jì)貿(mào)易仲裁委員會(huì)

China Securities Depository & Clearing Corporation Limited (CSDCC)  中國(guó)證券登記結(jié)算有限責(zé)任公司（中國(guó)結(jié)算公司）

China Securities Regulatory Commission (CSRC)  中國(guó)證券監(jiān)督管理委員會(huì)（中國(guó)證監(jiān)會(huì)）

China Securities Regulatory Commission Official Bulletin (publication)  《中國(guó)證券監(jiān)督管理委員會(huì)公告》(刊物)

China Stock Markets Web  中國(guó)證券市場(chǎng)網(wǎng)頁(yè)

Chinese Association of Securities Investment Funds, The (CASIF)  中國(guó)證券業(yè)協(xié)會(huì)基金公會(huì)

Chinese Gold and Silver Exchange Society, The  金銀業(yè)貿(mào)易場(chǎng)

Chinese Institute of Certified Public Accountants (CICPA)  中國(guó)注冊(cè)會(huì)計(jì)師協(xié)會(huì)

Chinese News System  中文資訊系統(tǒng)

Chinese Wall  職能劃分制度；職能分管制度

churning  頻密交易

circuit breaker  跌停板措施；自動(dòng)暫緩交易機(jī)制

circuit fee  線路費(fèi)

Circular on Provision of Financial Information on the Internet - Licensing Requirements(SFC)  有關(guān)在互聯(lián)網(wǎng)上提供財(cái)經(jīng)資訊的通告 - 發(fā)牌規(guī)定(證監(jiān)會(huì))

claim notice  索償通知

class action shareholder lawsuit  股東集體訴訟

claw back mechanism  回補(bǔ)機(jī)制

Clear Talk(publication)  《結(jié)算縱橫》(刊物)

clearing  結(jié)算；清算*

Clearing Agency Participant(CCASS Participants)  結(jié)算機(jī)構(gòu)參與者(中央結(jié)算系統(tǒng)參與者)

clearing agreement  結(jié)算協(xié)議書(shū)

Clearing Consultative Panel  結(jié)算諮詢小組

clearing house  結(jié)算所

Clearing House Automated Transfer System (CHATS)  票據(jù)交換所自動(dòng)轉(zhuǎn)賬系統(tǒng)

Clearing House Electronic Subregister System (CHESS)(Australia)  結(jié)算所電子附屬登記系統(tǒng)(澳洲)

Clearing Participant(options trading)  結(jié)算參與者(期權(quán)買(mǎi)賣(mài))

clearing price  結(jié)算價(jià)；清算價(jià)*

client account  客戶戶口

Client Identity Rule(SFC)  客戶身分規(guī)則(證監(jiān)會(huì))

client margin  客戶按金

client server architecture  客戶伺服器結(jié)構(gòu)

client's agreement  客戶協(xié)議書(shū)；客戶合約

close out  平倉(cāng)；結(jié)清

closed-end fund  閉端式基金

Closer Economic Partnership Arrangement (CEPA)  　  更緊密經(jīng)貿(mào)關(guān)系安排

closing buy(options)  平買(mǎi)入倉(cāng)(期權(quán))

closing contract  平倉(cāng)合約

closing price  收市價(jià)；收盤(pán)價(jià)

closing sale(options)  平賣(mài)出倉(cāng)(期權(quán))

closing stock  期末存貨

closing transaction  平倉(cāng)交易

closure of books; closure of register  暫停辦理過(guò)戶登記手續(xù)

cluster server  群集式伺服器

Coalition on Service Industry(Hong Kong General Chamber of Commerce)  服務(wù)業(yè)聯(lián)會(huì)(香港總商會(huì))

Code of Banking Practice(HKMA)  《銀行營(yíng)運(yùn)守則》(金管局)

Code of Best Practice  《最佳應(yīng)用守則》

Code of Conduct  《操守準(zhǔn)則》

Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission  《證券及期貨事務(wù)監(jiān)察委員會(huì)持牌人或注冊(cè)人操守準(zhǔn)則》

Code of Conduct for Share Registrars (SFC)  　  《股份登記機(jī)構(gòu)操守準(zhǔn)則》(證監(jiān)會(huì))

Code of Conduct for Sponsors and Independent Financial Advisers  　  《保薦人及獨(dú)立財(cái)務(wù)顧問(wèn)的操守準(zhǔn)則》

Code of Conduct Regulations  《專業(yè)操守規(guī)例》

Code on Investment-linked Assurance Schemes  《與投資有關(guān)的人壽保險(xiǎn)計(jì)劃守則》

Code on Pooled Retirement Funds  《集資退休基金守則》

Code on Real Estate Investment Trusts  《房地產(chǎn)投資信托基金守則》

Code on Share Repurchases  《公司購(gòu)回本身股份守則》

（《股份購(gòu)回守則》）

Code on Takeovers and Mergers  《公司收購(gòu)及合并守則》

Code on Unit Trusts and Mutual Funds  《單位信托及互惠基金守則》

cold shoulder order  冷淡對(duì)待令

collateral  抵押品；擔(dān)保物*

collateral eligibility  抵押品資格

Collateralised Bond Obligation (CBO)  債券抵押證券

Collateralised Loan Obligation (CLO)  貸款抵押證券

collateralised warrant  有抵押權(quán)證

collective investment fund  集體投資基金

collective investment scheme (CIS)  集體投資計(jì)劃

Collector of Stamp Revenue  印花稅署署長(zhǎng)

co-manager  聯(lián)席經(jīng)辦人

combination order  綜合盤(pán)；組合盤(pán)

combined net tangible assets  合并有形資產(chǎn)凈值

combo order  綜合盤(pán)；組合盤(pán)

comfort letter  聯(lián)系證明書(shū)；信心保證書(shū)；資料印證工作函

commercial paper  商業(yè)票據(jù)

commission rebate  傭金回扣；回傭

Commissioner of Insurance  保險(xiǎn)業(yè)監(jiān)理專員

Committee of Payment System(HKMA),   支付系統(tǒng)小組委員會(huì)(金管局)

Committee on Unit Trusts(SFC)  單位信托委員會(huì)(證監(jiān)會(huì))

commodities dealer  商品交易商

Commodities Trading Ordinance  《商品交易條例》

Commodity Exchanges (Prohibition) Ordinance  《商品交易所（禁止經(jīng)營(yíng)）條例》

Commodity Futures Trading Commission (CFTC)(US)  商品期貨交易委員會(huì)(美國(guó))

Common Collateral Management System (CCMS)  共同抵押品管理系統(tǒng)

common nominee  共用代理人

"common nominee" share certificate  「共用代理人」股票

Common Risk Management System  共同風(fēng)險(xiǎn)管理系統(tǒng)

communication status message line  通訊線路現(xiàn)況顯示行

Companies (Amendment) Bill 2003  《2003年公司(修訂)條例草案》

Companies (Summary Financial Reports of Listed Companies) Regulation  《公司(上市公司的財(cái)務(wù)摘要報(bào)告)規(guī)例》

Companies Registry  公司注冊(cè)處

Company Bulletin Board(UK)  公司交易板(英國(guó))

Compensation Committee  賠償委員會(huì)

Compensation Fund Reserve Account  賠償基金儲(chǔ)備賬

compliance officer(GEM)  法規(guī)主任(創(chuàng)業(yè)板)

composite order  綜合盤(pán)；組合盤(pán)

composite risk  綜合風(fēng)險(xiǎn)

composite table  綜合表

composite trades  綜合買(mǎi)賣(mài)

Comptroller of the Currency(US)  美元總會(huì)計(jì)長(zhǎng)(美國(guó))

compulsory buy-in  強(qiáng)制補(bǔ)購(gòu)

Compulsory Stock Borrowing and Lending Service in CCASS  中央結(jié)算系統(tǒng)強(qiáng)制證券借貸服務(wù)

Computershare Hong Kong Investor Services Limited (CHIS)  香港中央證券登記有限公司

concentrated position  集中持倉(cāng)量

concentration risk  集中風(fēng)險(xiǎn)

concentration risk adjustment  集中風(fēng)險(xiǎn)調(diào)整

concept stock  概念股

conditional agreement  有條件協(xié)議

conditional cash offer  有條件現(xiàn)金收購(gòu)；有條件現(xiàn)金要約

Conference of Central Securities Depositories (CCSD)  中央證券存管處國(guó)際會(huì)議

Conflict Committee  利益沖突事宜委員會(huì)

connected person  關(guān)連人士

connected transaction  關(guān)連交易

consideration  代價(jià)；約價(jià)*

consideration issue  代價(jià)發(fā)行

consideration share  代價(jià)股份

consolidated financial statement  綜合財(cái)務(wù)報(bào)表

consolidation  合并；整合

constitution  組織章程

construction-in-progress  在建工程

Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules  　  《建議就認(rèn)可海外規(guī)則修訂〈證券及期貨(穩(wěn)定價(jià)格)規(guī)則〉諮詢總結(jié)》

Consultation Conclusions on Proposals to Enhance the Regulation of Listing  《有關(guān)改善規(guī)管上市事宜的建議諮詢總結(jié)》

Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers  《有關(guān)對(duì)保薦人及獨(dú)立財(cái)務(wù)顧監(jiān)管的諮詢總結(jié)》

Consultation Paper on a Proposed Operational Model for a Scripless Securities Market  　  《有關(guān)無(wú)紙化證券市場(chǎng)的建議運(yùn)作模式的諮詢文件》

Consultation Paper on Proposals for a Scripless Securities Market  　  《關(guān)于建立無(wú)紙化證券市場(chǎng)的建議的諮詢文件》

Consultation Paper on Proposals to Enhance the Regulation of Listing  　  《有關(guān)改善規(guī)管上市事宜的建議諮詢文件》

Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures  《為便利股份或債權(quán)證要約而就《公司條例》提出的修訂建議諮詢文件》

Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges  　  《與證券服務(wù)有關(guān)的收費(fèi)及費(fèi)用的良好披露指引草擬本諮詢文件》

Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action On Behalf of a Company  　  《有關(guān)賦權(quán)證券及期貨事務(wù)監(jiān)察委員會(huì)代表公司提出衍生訴訟的建議諮詢文件》

Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel  　  《有關(guān)建議加強(qiáng)監(jiān)督核數(shù)師的公眾利益活動(dòng)及成立財(cái)務(wù)匯報(bào)檢討委員會(huì)的諮詢文件》

Consultation Paper on the Regulation of On-Line Trading of Securities and Futures  《有關(guān)監(jiān)管證券及期貨的網(wǎng)上交易諮詢文件》

Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers  　  《有關(guān)對(duì)保薦人及獨(dú)立財(cái)務(wù)顧問(wèn)監(jiān)管的諮詢文件》

Consultation Paper on the Regulatory Framework for Addressing Analyst Conflicts of Interest  《關(guān)于處理分析員利益沖突的監(jiān)管架構(gòu)的諮詢文件》

contested takeover  爭(zhēng)奪式收購(gòu)

contingent liabilities  或然負(fù)債

contingent order(LSE)  附帶執(zhí)行買(mǎi)賣(mài)盤(pán)(倫敦交易所)

contingent premium  或有保費(fèi)

continuing connected transaction  持續(xù)關(guān)連交易

continuing obligation  持續(xù)責(zé)任

continuing operation  持續(xù)經(jīng)營(yíng)之業(yè)務(wù)

continuous auction  連續(xù)競(jìng)價(jià)

continuous net settlement (CNS)  持續(xù)凈額交收

Continuous Professional Training (CPT)  持續(xù)專業(yè)培訓(xùn)課程

contra broker  對(duì)手經(jīng)紀(jì)

contract multiplier  合約乘數(shù)

contract note  成交單；成交單據(jù)；買(mǎi)賣(mài)單據(jù)

contract size  合約股數(shù)

contract specifications  合約規(guī)格

contract unit  合約單位

contracted price  立約成價(jià)

contractual mutual fund  合約互惠基金

contrarian  逆向投資者

contribution  供款

control account  統(tǒng)制賬戶

controller workstation  中央控制工作站

controlling interest  控股權(quán)益

controlling shareholder  控股股東；控權(quán)股東

conversion(options)  變換交易(期權(quán))

conversion ratio  換股比率

convertible bond  可轉(zhuǎn)換債券；可換股債券

convertible note  可轉(zhuǎn)換票據(jù)；可換股票據(jù)

convertible redeemable note  可轉(zhuǎn)換可贖回票據(jù)；可換股可贖回票據(jù)

convertible securities  可轉(zhuǎn)換證券；可換股證券

Co-ordinating Committee on Market Structure Reform  市場(chǎng)架構(gòu)改革統(tǒng)籌委員會(huì)

core earnings  核心盈利

cornering  挾倉(cāng)

corporate accounting  集團(tuán)會(huì)計(jì)

corporate actions service fee  代履行權(quán)責(zé)服務(wù)費(fèi)

corporate communication  公司通訊

Corporate Exchange Participant  公司交易所參與者

Corporate Finance Adviser Code of Conduct (SFC)  　  《企業(yè)融資顧問(wèn)操守準(zhǔn)則》(證監(jiān)會(huì))

Corporate Finance Association, The (CFA)  企業(yè)融資協(xié)會(huì)

corporate governance  企業(yè)管治；公司治理*

Corporate Governance Action Plan for 2003  　  2003年企管行動(dòng)綱領(lǐng)

Corporate Investor Account  公司投資者戶口

Corporate Plan(SFC)  機(jī)構(gòu)計(jì)劃書(shū)(證監(jiān)會(huì))

corporate raider  企業(yè)狙擊手

Corporate Substantial Shareholders Notification  法團(tuán)大股東具報(bào)書(shū)

co-sponsor  副保薦人(創(chuàng)業(yè)板)；聯(lián)席保薦人

cost effectiveness  成本效益

cost of carry  持權(quán)成本(期權(quán))；持有成本

co-trustee  聯(lián)合受托人

counter order  還盤(pán)

counterparty  交易對(duì)手；對(duì)手方

counterparty risk  對(duì)手風(fēng)險(xiǎn)

coupon; coupon rate  票面息率；票面利率；券面利率

coupon-reset date  調(diào)息日

cover(ie close out a short position = buy in)  平倉(cāng)

covered call(options)  備兌認(rèn)購(gòu)期權(quán)

covered option  備兌期權(quán)

covered short selling  有擔(dān)保的賣(mài)空交易

covered warrant  備兌權(quán)證

covered writing  沽出備兌期權(quán)

credit  信貸

credit control  信貸管制

credit limit  信貸額度*

credit rating  信貸評(píng)級(jí)；信用評(píng)級(jí)

credit risk  信貸風(fēng)險(xiǎn)

credit squeeze  信貸緊縮；收緊信貸

creditor  債權(quán)人

creeper  自由增購(gòu)率

cross collateral  跨市場(chǎng)抵押品

cross currency trade  貨幣交叉盤(pán)買(mǎi)賣(mài)

cross listing  相互上市

cross margining  跨市場(chǎng)按金制度

cross-border listing  跨境上市

crossed market  對(duì)敲

crossed trade; cross trade; crossing  交叉買(mǎi)賣(mài)；交叉盤(pán)買(mǎi)賣(mài)

crossing system  交叉盤(pán)系統(tǒng)

crude oil futures  原油期貨

cumulative advance  累計(jì)墊款；累積墊款

currency basket  一籃子貨幣

currency board system  貨幣發(fā)行局制度；發(fā)鈔局制度

currency forward  遠(yuǎn)期貨幣合約

currency futures  貨幣期貨

currency translation exposure  外幣折算風(fēng)險(xiǎn)

currency warrant  貨幣權(quán)證

current account  經(jīng)常賬；往來(lái)賬

custodian  托管人；保管人

Custodian Participant(CCASS Participants)  托管商參與者(中央結(jié)算系統(tǒng)參與者)

DvP  =  delivery vs payment

DCASS  see Derivatives Clearing and Settlement System

DCI  = Direct Credit Instruction

DCP  =Direct Clearing Participant

DDF  = Digital Data Feed

DDI  = Direct Debit Instruction

DMT  = dual mode terminal

DNS  = Depository and Common Nominee System

DTB  = Deutsche Terminborse

DTC  = deposit-taking company

DTC(US)  = Depository Trust Company(US)

daily average funds netting efficiency  款項(xiàng)凈額結(jié)算每日平均效率

daily average settlement efficiency  每日平均交收效率

daily margin  每日按金

daily margin call  每日按金要求

Daily Movement Statement(clearing)  股份轉(zhuǎn)移日結(jié)單(結(jié)算)

Daily Trading Activity and Open Positions Summary Report(futures)  每日交易活動(dòng)及持倉(cāng)報(bào)告(期貨)

daily trading limit  每日價(jià)格上限

dark fibre  直駁光纖

data feed  數(shù)據(jù)傳送專線

day order  即日買(mǎi)賣(mài)盤(pán)；即日盤(pán)

day trade  即日買(mǎi)賣(mài)；「即日鮮」；即日平倉(cāng)交易

day-end marks  收市差額繳款

de minimus (waiver) provision  最低豁免規(guī)定

deal ticket  買(mǎi)賣(mài)盤(pán)紙

dealer  證券商；交易商

dealer's representative  證券商代表

dealing director  證券商董事

dealing partnership  證券合伙商號(hào)

dealing practice  買(mǎi)賣(mài)慣例

dealing room  盤(pán)房

debenture  債券；債權(quán)證

debit  借額

debit balance  借方結(jié)余

debt chain  債務(wù)鏈

debt-for-equity swap  債轉(zhuǎn)股

debt market  債務(wù)市場(chǎng)

debt repayment  債務(wù)償還

debt securities  債務(wù)證券；債券

debt-to-equity ratio  負(fù)債比率

debtor  債務(wù)人

Declaration and Undertaking with regard to Directors  《董事的聲明及承諾》

dedicated line  專用線路

deemed VAT  設(shè)定增值稅

deep-in-the-money option  極價(jià)內(nèi)期權(quán)

deep-out-of-the-money option  極價(jià)外期權(quán)

default  失責(zé)；未能履行責(zé)任

default recovery contribution  失責(zé)追收供款

defaulter  失責(zé)人士

defective securities  問(wèn)題證券

defence document  反收購(gòu)文件

deferred share  遞延股

deferred tax  遞延稅項(xiàng)

deflation  通貨緊縮；通縮

delayed data  延時(shí)資訊；非即時(shí)數(shù)據(jù)

delineation of activities  業(yè)務(wù)劃分

delisting  除牌；退市；摘牌*

delivery  交付

delivery vs payment (DvP)  貨銀兩訖；貨銀同步交收；

貨銀對(duì)付方式交收

delta(options)  對(duì)沖值(期權(quán))

delta hedge  delta 式對(duì)沖；無(wú)風(fēng)險(xiǎn)對(duì)沖

delta neutral  delta 零值

dematerialisation of share certificate  非實(shí)物化

demutualisation  股份化；股份制；將會(huì)員制轉(zhuǎn)為股份制

denominated in (DM)  以（馬克）計(jì)值；以（馬克）為計(jì)價(jià)貨幣；以（馬克）為單位

Deposit-Taking Companies Association, The  存款公司公會(huì)

deposit-taking company (DTC)  接受存款公司

Depository and Common Nominee System (DNS)  存管處及共用代理人系統(tǒng)

depository nominee  存管代理人

depository receipt  預(yù)托證券

Depository Trust Company (DTC)(US)  美國(guó)存管信托公司

depreciation  折舊；貶值

deregulation  放寬管制

deregulation of interest rates  放寬利率管制

derivative action  衍生訴訟

derivative warrant  衍生權(quán)證

derivatives  衍生產(chǎn)品；衍生工具

Derivatives Clearing and Settlement System(DCASS)  衍生產(chǎn)品結(jié)算及交收系統(tǒng)

derivatives market  衍生產(chǎn)品市場(chǎng)；衍生工具市場(chǎng)

Derivatives Market Consultative Panel  衍生產(chǎn)品市場(chǎng)諮詢小組

designated bank  指定銀行

Designated Compliance Officer  專責(zé)監(jiān)察主任

designated deposit  委托存款*

designated securities  指定證券

Deutsche Bundesbank  德意志聯(lián)邦銀行

Deutsche Terminborse (DTB)  德國(guó)期貨及期權(quán)交易所

diagonal spread  對(duì)角買(mǎi)賣(mài)

differential reporting  權(quán)衡報(bào)告制度

Digital Data Feed (DDF)  數(shù)碼資料傳送專線

digital information service  數(shù)碼資訊服務(wù)

dilution  攤??；稀釋*

Diploma Course in Advanced Securities Market Analysis  證券市場(chǎng)分析文憑深造課程

Diploma Course in Derivatives and Risk Management  衍生產(chǎn)品及風(fēng)險(xiǎn)管理文憑課程

direct business; direct business transaction  兩邊客交易；直接成交

direct clearing  直接結(jié)算

Direct Clearing Participant (DCP)  直接結(jié)算參與者

Direct Credit Instruction (DCI)  直接存款/存賬指示

Direct Debit Instruction (DDI)  直接扣款/扣賬指示

direct stock admission(CCASS)  直接納入中央結(jié)算系統(tǒng)的新股

Director's / Chief Executive's Notifications  董事/行政總裁具報(bào)書(shū)

directors' fee  董事袍金

directors' remuneration  董事酬金

directors' report  董事會(huì)報(bào)告

Disciplinary Appeals Committee  紀(jì)律上訴委員會(huì)

Disciplinary Casebook  《紀(jì)律案例》

Disciplinary Committee  紀(jì)律委員會(huì)

disciplinary power  紀(jì)律處分權(quán)力

disciplinary procedures  紀(jì)律程序

disclaimer  免責(zé)聲明；否定聲明；無(wú)責(zé)任聲明

discloseable transaction  須予披露的交易

disclosure  披露；公開(kāi)；披露事項(xiàng)；資料披露

disclosure-based  以披露為本；以信息披露為重

disclosure of interests  披露權(quán)益；公開(kāi)權(quán)益

discontinued operations  已終止經(jīng)營(yíng)之業(yè)務(wù)

discount  低水(期貨)；折讓；貼現(xiàn)

discount broker  折讓經(jīng)紀(jì)；折扣經(jīng)紀(jì)；減傭經(jīng)紀(jì)；低收費(fèi)經(jīng)紀(jì)

discount rate  貼現(xiàn)率；扣減率

discount window  貼現(xiàn)窗

discounted cash flow  現(xiàn)金流量折現(xiàn) / 貼現(xiàn)法

discretionary account  全權(quán)代客買(mǎi)賣(mài)賬戶；全權(quán)委托戶口

discretionary bonus payment  酌情支付的花紅

discretionary manager  全權(quán)管理人

discretionary order  全權(quán)委托盤(pán)

discretionary power  酌情權(quán)

discretionary trust  全權(quán)信托

disinflation  滯脹；反通貨膨脹

disinterested shareholder  沒(méi)有利益關(guān)系的股東

disintermediation  非中介化；排媒現(xiàn)象

dispersion(statistics)  離差(統(tǒng)計(jì))

disqualification order  吊銷(xiāo)資格令

distant month; back month  遠(yuǎn)期月份

distributable profit  可分派溢利

distribution  分銷(xiāo)；分派

distribution in specie  實(shí)物分派

dividend and debt securities interest collection service fee  代收股息/債券利息服務(wù)費(fèi)

dividend in specie  以股代息

dividend warrant  股息單

dividend yield  股息率

documentation risk  文件風(fēng)險(xiǎn)

domestic share(Mainland China)  內(nèi)資股(中國(guó)內(nèi)地)

dormant company  已停業(yè)公司；不活躍公司

Dow Jones Industrial Average  道瓊斯工業(yè)平均指數(shù)

Dow Jones Industrial Average Futures and Options  道瓊斯工業(yè)平均指數(shù)期貨及期權(quán)

download  下載；收錄

downtick  低于最佳賣(mài)盤(pán)價(jià)；低于最好沽盤(pán)價(jià)

dragon bond  龍債券

dual filing  　  雙重存檔制度；雙重呈報(bào)規(guī)定

dual listing  雙重上市；雙邊上市；相互上市

dual mode terminal (DMT)  兩用畫(huà)面終端機(jī)

due diligence  盡職審查；仔細(xì)審查；仔細(xì)審核

dynamic hedging  動(dòng)態(tài)對(duì)沖

E day  = exercise day

EAOSEF  = East Asian and Oceanian Stock Exchanges Federation

EAS price  = estimated average settlement price

EASDAQ  = European Association of Securities Dealers Automated Quotations

EBRD  = European Bank of Reconstruction and Development

ECN  = electronic communications network

EDGAR  = Electronic Data Gathering, Analysis and Retrieval(US)

EERI  = Effective Exchange Rate Index for the Hong Kong Dollar

EFIL = Exchange Fund Investment Limited

EFN  = Exchange Fund Note

EGM  = extraordinary general meeting

EIPO  = Electronic Initial Public Offering service

eIRC  =Electronic Investor Resources Centre(SFC)

ELI  = Equity Linked Instrument

ELN  = equity linked note

EMSIS  = Electronic Mailing Stock Information Service

EMU  = European Economic and Monetary Union

EPI  = Electronic Payment Instruction

EPS  =earnings per share

early buy-in  提早補(bǔ)購(gòu)

early warning system  預(yù)警系統(tǒng)

earnings per share (EPS)  每股盈利

East Asian and Oceanian Stock Exchanges Federation (EAOSEF)  東亞及大洋洲證券交易所聯(lián)會(huì)

Economic Development and Labour Bureau  經(jīng)濟(jì)發(fā)展及勞工局

Effective Exchange Rate Index for the Hong Kong Dollar (EERI)  港匯指數(shù)；港元實(shí)際匯兌指數(shù)

e-FRRR system  電子化財(cái)政資源規(guī)則報(bào)表系統(tǒng)

Electronic Application Instruction for New Issue Shares  電子認(rèn)購(gòu)新股指示

electronic communications network (ECN)  電子通訊網(wǎng)絡(luò)

Electronic Data Gathering, Analysis and Retrieval (EDGAR)(US)  「電子數(shù)據(jù)收集、分析及檢索」系統(tǒng)(美國(guó))

Electronic Initial Public Offering service (EIPO)  電子認(rèn)購(gòu)首次公開(kāi)招股服務(wù)

Electronic Investor Resources Centre (eIRC)(SFC)  網(wǎng)上投資者資源中心(證監(jiān)會(huì))

Electronic Mailing Stock Information Service (EMSIS)  電子傳遞證券資訊服務(wù)

electronic money settlement fee  電子款項(xiàng)交收費(fèi)

Electronic Money Settlement Services  電子款項(xiàng)交收服務(wù)

Electronic Payment Instruction (EPI)  電子收付款指示

electronic trading  電子交易

eligible securities  合資格證券

Eligible Supervisor  　  合資格主管

e-mail  電子郵件；電子郵遞；電郵

E-mail and Group Paging Services  經(jīng)紀(jì)電子郵遞及集體傳呼服務(wù)

emerging market  新興市場(chǎng)

employee share(Mainland China)  職工股(中國(guó)內(nèi)地)

employer trustee  資方信托人

encumbrances  產(chǎn)權(quán)負(fù)擔(dān)

end user  最終用戶；最終使用者

End-of-day Trade Data File Transfer Service  收市后資料傳送服務(wù)

enhanced access to AMS  增強(qiáng)自動(dòng)對(duì)盤(pán)系統(tǒng)的市場(chǎng)接觸力

enhanced digital datafeed  提升數(shù)碼資料輸送專線

enhanced limit order  增強(qiáng)限價(jià)盤(pán)

Enhanced Special Stock Trading Method  改良特別股份交易方法

enlarged share capital  經(jīng)擴(kuò)大股本

Enquire Announcement Information(CCASS)  查詢公布資料(中央結(jié)算系統(tǒng))

Enquire Reported Lost Certificate(CCASS)  「查詢報(bào)失股票資料」功能(中央結(jié)算系統(tǒng))

Enquire Unmatched SI Reason(CCASS)  查詢交收指示未獲配對(duì)原因(中央結(jié)算系統(tǒng))

Enterprise Information Database  企業(yè)資訊資料庫(kù)

Entitlement Statement(CCASS)  權(quán)益報(bào)表(中央結(jié)算系統(tǒng))

entitlement table  權(quán)益列表

entry price  入市價(jià)

equilibrium price  均衡價(jià)格；平衡價(jià)格

equity base  股本基數(shù)

equity capital; equity share capital  權(quán)益股本

equity interest  股東權(quán)益；股權(quán)

Equity Linked Instrument (ELI)  股票掛鉤票據(jù)

equity linked note (ELN)  與股票掛鉤票據(jù)；高息票據(jù)

equity method(accounting)  權(quán)益法(會(huì)計(jì))

equity option  股票期權(quán)

equity securities  股本證券

equity warrant  股本權(quán)證

estimated average settlement price(EAS price)  預(yù)計(jì)平均結(jié)算價(jià)

estimated capital value  預(yù)計(jì)資本值

estimated useful life  估計(jì)使用年期

e-Submission system  電子呈交系統(tǒng)

Ethics in Practice - A Practical Guide for Financial Practitioners 

《財(cái)經(jīng)有道 - - - 證券、期貨及投資界專業(yè)道德實(shí)務(wù)指引》

euro / Euro  歐羅；歐元

Eurobond  歐洲債券；歐洲貨幣債券

Euroclear  歐洲結(jié)算系統(tǒng)

Euroclear Bank  歐洲結(jié)算銀行

Euro-convertible guaranteed bond  歐洲可換股擔(dān)保債券

European Association of Securities Dealers Automated Quotations (EASDAQ)  歐洲證券交易商協(xié)會(huì)自動(dòng)報(bào)價(jià)系統(tǒng)

European Bank of Reconstruction and Development (EBRD) (ie World Bank)  歐洲復(fù)興及開(kāi)發(fā)銀行（即 世界銀行）

European Economic and Monetary Union (EMU)  歐洲經(jīng)濟(jì)及貨幣聯(lián)盟

European Parliament  歐洲議會(huì)

European style option  歐式期權(quán)

Euroyen Tibor Futures  歐洲日?qǐng)A東京銀行同業(yè)拆息期貨

ex unadjusted close  除凈日未經(jīng)調(diào)整之收市價(jià)

exceptional item  特殊項(xiàng)目

exchange control  外匯管制

Exchange Fund Bill  外匯基金票據(jù)

Exchange Fund Investment Limited (EFIL)  外匯基金投資有限公司

Exchange Fund Note (EFN)  外匯基金債券

Exchange Fund Ordinance  《外匯基金條例》

Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited)  《證券上市規(guī)則》（《香港聯(lián)合交易所有限公司證券上市規(guī)則》）

exchange loss  匯兌損失

exchange of information  信息交流

Exchange Participant  交易所參與者

Exchange Participant Certificate  交易所參與者證明書(shū)

Exchange Participants' Market Shares Report  《交易所參與者市場(chǎng)占有率報(bào)告》

exchange quota  匯兌限額

exchange surrender system  銀行結(jié)匯體系

Exchange Traded Fund  交易所買(mǎi)賣(mài)基金；「組合股」

exchange traded option  交易所買(mǎi)賣(mài)之期權(quán)；場(chǎng)內(nèi)買(mǎi)賣(mài)期權(quán)

exchange traded product  場(chǎng)內(nèi)交易產(chǎn)品

Exchanges and Clearing Houses (Merger) Ordinance  《交易所及結(jié)算所（合并）條例》

Exchanges (Special Levy) Ordinance  《交易所（特別征費(fèi)）條例》

ex-date  除凈日

ex-dividend basis  除息基準(zhǔn)

execution facilities  交易設(shè)施

Executive Committee  常務(wù)委員會(huì)

executive director  執(zhí)行董事

Exempt Fund Manager  豁免基金經(jīng)理

exempt listing status  豁免上市地位

Exempt Principal Trader  豁免自營(yíng)買(mǎi)賣(mài)商

exempt trader  豁免交易商

exercise  行使

exercise day (E day)  行使日

exercise period  行使期；行使時(shí)限

exercise price  行使價(jià)

exercise price interval  行使價(jià)間距

exercise style  行使方式

exit price  平倉(cāng)價(jià)

exotic warrant  　  非標(biāo)準(zhǔn)型認(rèn)股證；特種認(rèn)股證

exotic warrant information(Teletext)  特種備兌證資訊(大利市)

expedited registration service  特快過(guò)戶登記服務(wù)

Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure  檢討證券及期貨市場(chǎng)規(guī)管架構(gòu)運(yùn)作專家小組

expiration date  到期日

expiry date  到期日

expiry month  到期月份

explanatory memorandum  注釋備忘錄

explanatory statement  說(shuō)明函件

exponentially-weighted moving average  指數(shù)加權(quán)移動(dòng)平均方法

exposure draft  征求意見(jiàn)稿

exposure management  風(fēng)險(xiǎn)管理

Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report  　  《企業(yè)管治常規(guī)守則及企業(yè)管治報(bào)告征求意見(jiàn)草擬本》

ex-rights  除權(quán)

external auditor  外聘核數(shù)師；外部核數(shù)師

extraordinary general meeting (EGM)  股東特別大會(huì)

extraordinary item  非經(jīng)常項(xiàng)目

extreme move covered fraction  極端波動(dòng)覆蓋分?jǐn)?shù)

extreme move multiplier  極端波動(dòng)乘數(shù)

Fannie Mae  see Federal National Mortgage Association

FATF  = Financial Action Task Force

FIFO  = First in, first out

FOK  = Fill-or-Kill

FOMC  = Federal Open Market Committee

FRCD  = floating rate certificate of deposit

FRN  = floating rate note

FRR  = Financial Resources Rules

FSA  = Financial Services Authority(UK)

face value  面值

Fact Book  《股市資料》

Fact Sheet  《股市資料》

fair market value  公平市值

false market  虛假市場(chǎng)；假市

Far East Exchange, The  遠(yuǎn)東交易所

fast market  速動(dòng)市場(chǎng)

fault tolerance  錯(cuò)誤包容；故障包容

favourable variance; favourable difference  順差

feasibility study  可行性研究

Fed wire / Fedwire / FedWire  聯(lián)邦結(jié)算系統(tǒng)

Federal funds  聯(lián)邦基金

Federal funds rate  聯(lián)邦基金利率

Federal National Mortgage Association (Fannie Mae)  美國(guó)聯(lián)邦國(guó)家房屋貸款協(xié)會(huì)（房利美）

Federal Open Market Committee (FOMC)  美國(guó)聯(lián)邦公開(kāi)市場(chǎng)委員會(huì)

Federal Reserve System  聯(lián)邦儲(chǔ)備系統(tǒng)

Federation of Shares Registrars Limited  證券登記公司總會(huì)有限公司

fellow subsidiary  同系附屬公司；同集團(tuán)附屬公司

Fidelity Fund  互保基金

fiduciary  受信人；受托人

fiduciary duty  誠(chéng)信責(zé)任；受信責(zé)任

file backup-restore macro  后備資料復(fù)原軟件

file transfer  檔案轉(zhuǎn)換；資料傳送

file transfer protocol  檔案?jìng)魉蛥f(xié)定

Fill-or-Kill (FOK)  全額或取消；全數(shù)執(zhí)行或立刻取消；全數(shù)配對(duì)否則取消

Final Clearing Statement(CCASS)  最后結(jié)算表(中央結(jié)算系統(tǒng))

final review hearing  最后復(fù)核聆訊

Final Settlement Price  最后結(jié)算價(jià)

Final Settlement Run  最后一輪交收處理程序

Finance Bureau  庫(kù)務(wù)局

finance lease commitment  融資租賃承擔(dān)

financial accommodation  財(cái)務(wù)通融

Financial Action Task Force (FATF)  金融行動(dòng)專責(zé)委員會(huì)

financial adviser  財(cái)務(wù)顧問(wèn)

financial bond  　  金融債*

financial conglomerate  財(cái)資企業(yè)集團(tuán)

Financial Disclosure by Locally Incorporated Authorized Institutions (HKMA)  《本地注冊(cè)認(rèn)可機(jī)構(gòu)披露財(cái)務(wù)資料》(金管局)

financial exposure  財(cái)務(wù)風(fēng)險(xiǎn)

financial futures  金融期貨

financial institution  金融機(jī)構(gòu)

financial instrument  金融工具

financial integrity  財(cái)政健全

financial intermediary  金融中介機(jī)構(gòu)/團(tuán)體

financial intermediation  金融中介現(xiàn)象

financial lease  財(cái)務(wù)租賃；金融租賃*

financial market  金融市場(chǎng)

Financial Market Development Task Force, The  財(cái)經(jīng)市場(chǎng)發(fā)展專責(zé)小組

financial regulation  財(cái)務(wù)監(jiān)管

financial reporting  財(cái)務(wù)申報(bào)

Financial Resources Rules (FRR)  《財(cái)政資源規(guī)則》

financial results  財(cái)務(wù)業(yè)績(jī)

financial risk  財(cái)務(wù)風(fēng)險(xiǎn)

Financial Secretary  財(cái)政司司長(zhǎng)

Financial Services Act(UK)  《金融服務(wù)法令》(英國(guó))

Financial Services Authority (FSA)(UK)  英國(guó)金融業(yè)管理局

Financial Services and the Treasury Bureau  財(cái)經(jīng)事務(wù)及庫(kù)務(wù)局

financial shareholder  財(cái)政股東

Financial Supervisory Commission(Taiwan)  金融監(jiān)督管理委員會(huì)（金管會(huì)）(臺(tái)灣)

financial year  財(cái)政年度

financier  融資人

FinNet  金融服務(wù)網(wǎng)絡(luò)

firm bid and ask quotations  作實(shí)買(mǎi)賣(mài)價(jià)

firm commitment(underwriting)  堅(jiān)定承諾(包銷(xiāo))

firm order  公司盤(pán)

firm order  實(shí)盤(pán)

firm position  公司倉(cāng)；行倉(cāng)

first in, first out (FIFO)  先進(jìn)先出

First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters  上市事宜諒解備忘錄補(bǔ)篇(附件一)

Fit and Proper Criteria, The(SFC)  《適當(dāng)人選的準(zhǔn)則》(證監(jiān)會(huì))

fixed-rate mortgage  定息按揭

floating rate certificate of deposit (FRCD)  浮息存款證

floating rate note (FRN)  浮息票據(jù)

floor trader  出市代表；出市員

flotation  掛牌買(mǎi)賣(mài)；上市

force majeure  不可抗力

forced buy-in  強(qiáng)制補(bǔ)購(gòu)

forced liquidation  斬倉(cāng)

foreign exchange exposure  外匯風(fēng)險(xiǎn)

foreign share(Mainland China)  外資股(中國(guó)內(nèi)地)

forex option  外匯期權(quán)

forex swap  外匯掉期

Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float  買(mǎi)賣(mài)因公眾持股量不足而停牌證券的申報(bào)表

forward entitlement  遠(yuǎn)期權(quán)利

frame relay trading network  幀中繼交易網(wǎng)；訊框傳送交易網(wǎng)絡(luò)

free convertibility  自由兌換

free float  公眾持股量

Free Text Area(Teletext)  新聞欄(大利市機(jī)股份頁(yè))

fringe market  外圍市場(chǎng)

front running  行頭盤(pán)；扒頭交易

front-end load  首次認(rèn)購(gòu)費(fèi)

front-month  即月

front-office system  辦公室前線系統(tǒng)

FTSE  富時(shí)指數(shù)有限公司 (原金融時(shí)報(bào)指數(shù))

FTSE/Hang Seng Asian sector Indexes  恒生/富時(shí)亞洲分類(lèi)指數(shù)

FTSE/Hang Seng Asiatop Index  恒生/富時(shí)亞洲大企業(yè)指數(shù)

FTSE/Hang Seng Indexes  恒生/富時(shí)指數(shù)系列

FTSE/Xinhua China 25 Index  新華富時(shí)中國(guó)25指數(shù)

full disclosure  全面披露

fully diluted earnings per share  全面攤薄每股盈利

fully paid-up capital  繳足股本

fund accounting approach  資金會(huì)計(jì)法

fund balancing  資金平衡

fund flow  資金流向

fund manager  基金經(jīng)理

Fund Manager Code of Conduct(SFC)  《基金經(jīng)理操守準(zhǔn)則》(證監(jiān)會(huì))

fund statement  資金表

fund unit holder  　  基金份額持有人*

fund utilisation  資金運(yùn)用

Futures Compensation Fund  期貨賠償基金

Futures Compensation Fund Committee(SFC)  期貨賠償基金委員會(huì)(證監(jiān)會(huì))

GAAP  = Generally Accepted Accounting Principles

GATT  = General Agreement on Tariffs and Trade

GCP = General Clearing Participant

GDP  = gross domestic product

GDR  = global depository receipt

GEI  = Growth Enterprise Index

GEM  = Growth Enterprise Market

GNP  = gross national product

GTC  = good-till-cancelled order

GTD  = good-till-date order

GTSM  = GreTai Securities Market(Taiwan)

gateway(computer)  聯(lián)系設(shè)施；網(wǎng)間連接器(電腦)

gearing ratio  杠桿比率；資本負(fù)債比率

GEM Investor Guide  《創(chuàng)業(yè)板投資者指南》

GEM Listing Committee  創(chuàng)業(yè)板上市委員會(huì)

GEM Listing Rules (Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited)  《創(chuàng)業(yè)板上市規(guī)則》（《香港聯(lián)合交易所有限公司創(chuàng)業(yè)板證券上市規(guī)則》）

General Advisory and Support Working Team  一般諮詢及支援工作小組

General Agreement on Tariffs and Trade (GATT)  關(guān)稅及貿(mào)易總協(xié)定（關(guān)貿(mào)總協(xié)定）

General Clearing Participant (GCP)  全面結(jié)算參與者

general ledger  總賬

general mandate  一般性授權(quán)

general offer  全面收購(gòu)建議

General Rules of CCASS  《中央結(jié)算系統(tǒng)一般規(guī)則》

Generally Accepted Accounting Principles (GAAP)  《公認(rèn)會(huì)計(jì)原則》

gilt-edged securities  金邊證券

give-up(options)  過(guò)戶(期權(quán))

global bond  環(huán)球債券

global depository receipt (GDR)  環(huán)球預(yù)托證券

Global Equity Market  環(huán)球股本證券市場(chǎng)

Globex  全球期貨交易系統(tǒng)

going concern(accounting)  持續(xù)經(jīng)營(yíng)(會(huì)計(jì))

good for delivery  合格交付

good-for-day order  即日有效買(mǎi)賣(mài)盤(pán)

good-till-cancelled order (GTC)  取消前有效買(mǎi)賣(mài)盤(pán)；無(wú)時(shí)限盤(pán)

good-till-date order (GTD)  到期前有效買(mǎi)賣(mài)盤(pán)

goods-in-transit  付運(yùn)中貨品

goodwill  商譽(yù)

governing law  管制法例

government bond  　  政府債券；國(guó)債*

grace period  寬限期

greenshoe(underwriting)  增售條款(包銷(xiāo))

GreTai Securities Market (GTSM)(Taiwan)  中華民國(guó)證券柜臺(tái)買(mǎi)賣(mài)中心(臺(tái)灣)

gross domestic product (GDP)  本地生產(chǎn)總值；國(guó)內(nèi)生產(chǎn)總值

gross margining  總額按金計(jì)算

gross national product (GNP)  國(guó)民生產(chǎn)總值

Growth Enterprise Index (GEI)  　  創(chuàng)業(yè)板指數(shù)

Growth Enterprise Market (GEM)  創(chuàng)業(yè)板

Guarantee Fund  保證基金

Guarantee Scheme  擔(dān)保計(jì)劃

guarantee transaction  擔(dān)保交易

guaranteed unit trust  保本信托基金

guarantor  擔(dān)保人；保證人

Guidance Note  指引摘要

Guidance Note Continuous Professional Training  《持牌人進(jìn)行持續(xù)培訓(xùn)的指引》

Guidance Note for Persons Advertising or Offering Collective Investment Scheme on the Internet (CIS Internet Guidance Note)  《適用于在互聯(lián)網(wǎng)上宣傳或銷(xiāo)售集體投資計(jì)劃的人士的指引》《集體投資計(jì)劃互聯(lián)網(wǎng)指引》

Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC)  《有關(guān)申報(bào)賣(mài)空活動(dòng)及備存證券借出紀(jì)錄規(guī)定的指引》(證監(jiān)會(huì))

Guidance Note on Competence  《持牌人勝任能力的指引》

Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC)  《關(guān)于律師及會(huì)計(jì)師提供附帶投資意見(jiàn)的指引》(證監(jiān)會(huì))

Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC)  《有關(guān)電子交易條例內(nèi)適用于成交單據(jù)的規(guī)定的指引》(證監(jiān)會(huì))

Guidance Note on Position Limits and Large Open Position Reporting Requirements(SFC)  《持倉(cāng)限額及大額未平倉(cāng)合約的申報(bào)規(guī)定指引》(證監(jiān)會(huì))

Guide for Directors of Listed Companies  《上市公司董事指引》

Guide on disclosure of price-sensitive information  《股價(jià)敏感資料披露指引》

Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA)  《本地注冊(cè)認(rèn)可機(jī)構(gòu)的企業(yè)管治指引》(金管局)

Guideline on Role of the Receiving Bank in New Share Issues(HKMA)  《收款銀行在新股發(fā)行中扮演的角色指引》(金管局)

Guidelines for Electronic Public Offerings(SFC)  　  《電子公開(kāi)發(fā)售指引》(證監(jiān)會(huì))

Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC)  《關(guān)于注冊(cè)人在首次公開(kāi)發(fā)售中利用互聯(lián)網(wǎng)收集證券認(rèn)購(gòu)申請(qǐng)的指引》(證監(jiān)會(huì))

Guidelines on Hedge Funds Reporting Requirements(SFC)  《對(duì)沖基金匯報(bào)規(guī)定指引》(證監(jiān)會(huì))

Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China)  《境內(nèi)企業(yè)申請(qǐng)到香港創(chuàng)業(yè)板上市審批與監(jiān)管指引》(中國(guó)內(nèi)地)

Guidelines on Waivers of Certain Licensing Fees(SFC)  《寬免繳付若干牌照費(fèi)用的指引》(證監(jiān)會(huì))

HIBOR  = Hong Kong Interbank Offered Rate

HKAOB = Hong Kong Association of Online Brokers, The

HKATS  = Hong Kong Futures Automated Trading System

HKCC = HKFE Clearing Corporation Limited

HKEx  = Hong Kong Exchanges and Clearing Limited

HKFE  = Hong Kong Futures Exchange Limited

HKICPA  = Hong Kong Institute of Certified Public Accountants

HKICS  = Hong Kong Institute of Company Secretaries, The

HKIFA  = Hong Kong Investment Funds Association

HKII  = Hong Kong Institute of Investors

HKIMR  = Hong Kong Institute for Monetary Research

HKMA  = Hong Kong Monetary Authority

HKSCC  = Hong Kong Securities Clearing Company Limited

HKSIR = Hong Kong Standards on Investment Circular Reporting Engagements

HS100  = Hang Seng 100

HSAI  = Hang Seng Asia Index

HSCCI  = Hang Seng China-Affiliated Corporations Index

HSCEI  = Hang Seng China Enterprises Index

HSCI  =Hang Seng Composite Index

HSHKCI  = Hang Seng Hong Kong Composite Index

HSHKLI  = Hang Seng HK LargeCap Index

HSHKMI  = Hang Seng HK MidCap Index

HSHKSI  = Hang Seng HK SmallCap Index

HSI  = Hang Seng Index

HSITI  = Hang Seng IT Index

HSITP = Hang Seng IT Portfolio Index

HSLRI  = Hang Seng London Reference Index

HSMLCI  = Hang Seng Mainland Composite Index

HSMLFI  = Hang Seng Mainland Freefloat Index

haircut  折扣；減省

Handbook on Disciplinary Proceedings  《紀(jì)律處分程序手冊(cè)》

Hang Seng 100 (HS100)  恒生100

Hang Seng Asia Index (HSAI)  恒生亞洲指數(shù)

Hang Seng China-Affiliated CorporationsIndex (HSCCI)  恒生香港中資企業(yè)指數(shù)（中資企業(yè)指數(shù)）

Hang Seng China Enterprises Index (HSCEI)  恒生中國(guó)企業(yè)指數(shù)（恒生國(guó)企指數(shù)）

Hang Seng Composite Index (HSCI)  恒生綜合指數(shù)

Hang Seng Freefloat 50  恒生流通50

Hang Seng Freefloat Composite Index (HSFCI)  恒生流通綜合指數(shù)

Hang Seng Freefloat HK 25  恒生流通香港25

Hang Seng Freefloat Mainland 25  恒生流通中國(guó)內(nèi)地25

Hang Seng HK Freefloat Index (HSHKFI)  恒生香港流通指數(shù)

Hang Seng HK LargeCap Index (HSHKLI)  恒生香港大型股指數(shù)

Hang Seng HK MidCap Index (HSHKMI)  恒生香港中型股指數(shù)

Hang Seng HK SmallCap Index (HSHKSI)  恒生香港小型股指數(shù)

Hang Seng Hong Kong Composite Index(HSHKCI)  恒生香港綜合指數(shù)

Hang Seng Index (HSI)  恒生指數(shù)

Hang Seng Index Futures  恒指期貨

Hang Seng Index Options  恒指期權(quán)

Hang Seng IT Index (HSITI)  恒生資訊科技指數(shù)

Hang Seng IT Portfolio Index (HSITP)  恒生資訊科技組合指數(shù)

Hang Seng London Reference Index (HSLRI)  恒生倫敦參考指數(shù)

Hang Seng Mainland Composite Index(HSMLCI)  恒生中國(guó)內(nèi)地綜合指數(shù)

Hang Seng Mainland Freefloat Index(HSMLFI)  恒生中國(guó)內(nèi)地流通指數(shù)

hard currency  硬貨幣；價(jià)值穩(wěn)定的貨幣

hawking of securities  兜售證券

heavy trading  交投暢旺

hedge fund  對(duì)沖基金

hedging  對(duì)沖

hedging ratio  對(duì)沖比率

Heritage Foundation, The(US)  傳統(tǒng)基金會(huì)(美國(guó))

HIBOR Futures Market Update  《港元利率期貨市場(chǎng)通訊》

HIBOR Futures Strip  港元利率期貨迭期

hidden-size order  隱藏交易額買(mǎi)賣(mài)盤(pán)

high leveraged investment  高杠桿效應(yīng)的投資

historical cost  歷史成本

historical volatility  歷史波幅

HKEx (China) Limited  香港交易所(中國(guó))有限公司

HKEx Information Services Limited  香港交易所資訊服務(wù)有限公司

HKEx Share Information Board  香港交易所股份資訊板

HKFE Clearing Corporation Limited (HKCC)  香港期貨結(jié)算有限公司

HKSCC Nominees Limited  香港中央結(jié)算（代理人）有限公司

hold matched SI  暫緩執(zhí)行配對(duì)交收指示

Holder of Stock Exchange Trading Right  聯(lián)交所交易權(quán)持有人

holding company  控股公司；母公司

hong  行

Hong Kong Association of Banks  香港銀行公會(huì)

Hong Kong Association of Financial Advisors  香港財(cái)務(wù)顧問(wèn)學(xué)會(huì)

Hong Kong Association of Online Brokers,The (HKAOB)  香港網(wǎng)上經(jīng)紀(jì)協(xié)會(huì)

Hong Kong Capital Markets Association  香港資本市場(chǎng)公會(huì)

Hong Kong Chinese Enterprises Association  香港中國(guó)企業(yè)協(xié)會(huì)

Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication)  《香港公司收購(gòu)、合并及股份購(gòu)回守則》(刊物)

Hong Kong Exchanges and Clearing Limited (HKEx)  香港交易及結(jié)算所有限公司（香港交易所）

Hong Kong Exchanges and Clearing Limited Beijing Representative Office  香港交易及結(jié)算所有限公司北京代表處

Hong Kong Financial Markets Association  香港財(cái)資市場(chǎng)公會(huì)

Hong Kong Financial Markets Development Limited  香港金融市場(chǎng)發(fā)展有限公司

Hong Kong Futures Automated Trading System (HKATS)  HKATS電子交易系統(tǒng)

Hong Kong Futures Exchange Limited (HKFE)  香港期貨交易所有限公司（期交所）

Hong Kong General Chamber of Commerce, The  香港總商會(huì)

Hong Kong Institute for Monetary Research (HKIMR)  香港金融研究中心

Hong Kong Institute of Certified Public Accountants (HKICPA)  香港會(huì)計(jì)師公會(huì)

Hong Kong Institute of Company Secretaries, The (HKICS)  香港公司秘書(shū)公會(huì)

Hong Kong Institute of Directors, The  香港董事學(xué)會(huì)

Hong Kong Institute of Financial Analysts and Professional Commentators, The  　  香港專業(yè)財(cái)經(jīng)分析及評(píng)論家協(xié)會(huì)

Hong Kong Institute of Investment Analysts  香港投資分析員公會(huì)

Hong Kong Institute of Investors (HKII)  香港投資者學(xué)會(huì)

Hong Kong Interbank Clearing Limited  香港銀行同業(yè)結(jié)算有限公司

Hong Kong Interbank Offered Rate (HIBOR)  香港銀行同業(yè)拆息；港元同業(yè)拆息

Hong Kong International Arbitration Centre  香港國(guó)際仲裁中心

Hong Kong Investment Funds Association (HKIFA)  香港投資基金公會(huì)

Hong Kong Management Association  香港管理專業(yè)協(xié)會(huì)

Hong Kong Monetary Authority (HKMA)  香港金融管理局（金管局）

Hong Kong Mortgage Corporation Limited, The  香港按揭證券有限公司

Hong Kong Securities Clearing Company Limited (HKSCC)  香港中央結(jié)算有限公司（香港結(jié)算）

Hong Kong Securities Industry, The(publication)  《香港證券業(yè)參考手冊(cè)》(刊物)

Hong Kong Securities Institute  香港證券專業(yè)學(xué)會(huì)

Hong Kong Securities Market Archives and Artifacts Collection Campaign  香港證券市場(chǎng)文獻(xiàn)及文物征集計(jì)劃

Hong Kong Securities Professionals Alumni Association  香港證券業(yè)同學(xué)會(huì)

Hong Kong Securities Professionals Association  香港證券學(xué)會(huì)

Hong Kong Securities Training Sponsorship Foundation  香港證券培訓(xùn)贊助基金

Hong Kong Society of Financial Analysts  　  香港財(cái)經(jīng)分析師學(xué)會(huì)

Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR)  香港投資通函呈報(bào)準(zhǔn)則

Hong Kong Stock Exchange, The  香港經(jīng)紀(jì)商會(huì)（1914年）；

香港證券交易所（1947年）

Hong Kong Stockbrokers Association  香港證券經(jīng)紀(jì)業(yè)協(xié)會(huì)

Hong Kong Stockbrokers' Association (1921)  香港股份商會(huì)（1921年）

Hong Kong Venture Capital Association  香港創(chuàng)業(yè)投資協(xié)會(huì)

horizontal spread  跨期買(mǎi)賣(mài)

house account  公司戶口

house position  公司倉(cāng)

How to Create Clear Announcements(publication)(SFC)  《如何撰寫(xiě)清楚易明的公布》(刊物)(證監(jiān)會(huì))

H-shares Index Futures  　  H股指數(shù)期貨

H-shares Index Options  H股指數(shù)期權(quán)

HSI International Limited  恒指國(guó)際有限公司

HSI Services Limited  恒指服務(wù)有限公司

hyperlink  超連結(jié)

IAS  International Accounting Standards

IASC  International Accounting Standards Committee

ICA England & Wales  =Institute of Chartered Accountants in England and Wales

ICPA  Institute of Certified Public Accountants(US)

IEP  Indicative Equilibrium Price

IEV  Indicative Equilibrium Volume

IFC  International Finance Corporation

iIPO  Internet Initial Public Offering service

IMF  s International Monetary Fund

IMRO  Investment Management Regulatory Organisation

IOC  Immediate-or-Cancel

IoD  Institute of Directors(UK)

IOMA  International Options Markets Association

IOSCO  International Organisation of Securities Commissions

IP  Investor Participant

IPMA  International Primary Markets Association

IPO  initial public offering

ISD  Investment Services Directive(European Union)

ISDA  International Swaps and Derivatives Association

ISFO  International Stock Futures and Options

ISIN  International Securities Identification Numbers

ISMA  International Securities Markets Association

ISO  International Organisation for Standardisation

ISSA  International Securities Services Association

IVRS  Interactive Voice Response System

Ian Hay Davison Report (ie Report of the Securities Review Committee)  戴維森報(bào)告書(shū)（即 證券業(yè)檢討委員會(huì)報(bào)告書(shū)）

illiquidity  流通性不足；流動(dòng)性不足

Immediate-or-Cancel (IOC)  即時(shí)或取消

immobilisation of share certificate  股票非流動(dòng)化

implied volatility  引伸波幅

inactive order  　  不動(dòng)盤(pán)

income approach  收益法

indebtedness  債務(wù)

indebtedness date  負(fù)債日

indebtedness statement  債務(wù)報(bào)表

independent adviser  獨(dú)立顧問(wèn)

independent financial adviser  獨(dú)立財(cái)務(wù)顧問(wèn)

Independent Investigation Board  　  獨(dú)立調(diào)查局

independent non-executive director  獨(dú)立非執(zhí)行董事

index arbitrage  指數(shù)套戥

index basket order  一籃子指數(shù)買(mǎi)賣(mài)盤(pán)

index bond  指數(shù)債券

index call warrant  指數(shù)認(rèn)購(gòu)權(quán)證

index depository receipt / index share  指數(shù)預(yù)托證券

index futures  指數(shù)期貨

Index of Economic Freedom  經(jīng)濟(jì)自由指數(shù)

index participation unit  指數(shù)參與單位

index swap  指數(shù)掉期

index warrant  指數(shù)權(quán)證

index-linked product  與指數(shù)掛鉤的金融產(chǎn)品

indicated issue price  參考發(fā)行價(jià)

Indicative Equilibrium Price (IEP)  參考平衡價(jià)格

Indicative Equilibrium Volume (IEV)  參考平衡成交量

indicative price  指示價(jià)格

indicative terms sheet(warrants)  發(fā)行資料摘要(權(quán)證)

individual client  個(gè)人客戶

Individual Exchange Participant  個(gè)人交易所參與者

Individual Investor Account  個(gè)人投資者戶口

individual rating(banking)  自主評(píng)級(jí)(銀行)

Individual Substantial Shareholders Notification  個(gè)人大股東具報(bào)書(shū)

industry scheme  行業(yè)基金

inflation indexed monetary policy  通脹指標(biāo)貨幣政策

information dissemination  資訊發(fā)放；資訊發(fā)布

information memorandum  資料備忘錄

information service  資訊服務(wù)

information vendor  資訊供應(yīng)商

infrastructure project  基建工程；基建項(xiàng)目

initial listing fee  首次上市費(fèi)

initial margin(futures)  基本按金(期貨)

initial public offering (IPO)  首次公開(kāi)招股；初次公開(kāi)招股

Initial Public Offerings Progress Report  首次公開(kāi)招股之進(jìn)度報(bào)告

initial subscription price  初步認(rèn)購(gòu)價(jià)

Inland Revenue Ordinance  《稅務(wù)條例》

inner reserve  內(nèi)部?jī)?chǔ)備

Innovation and Technology Fund  創(chuàng)新及科技基金

input VAT  進(jìn)項(xiàng)增值稅

insider dealer  內(nèi)幕交易者

insider dealing  內(nèi)幕交易

Insider Dealing Tribunal  內(nèi)幕交易審裁處

insolvency  無(wú)力償債；無(wú)償債能力；資不抵債

insolvency risk  償債能力風(fēng)險(xiǎn)

inspection visit  查訪

Institute of Certified Public Accountants (ICPA)(US)  執(zhí)業(yè)會(huì)計(jì)師公會(huì)(美國(guó))

Institute of Chartered Accountants in England and Wales (ICA England & Wales)  英格蘭及威爾斯特許會(huì)計(jì)師公會(huì)

Institute of Chartered Financial Analysts  特許財(cái)務(wù)分析員公會(huì)

Institute of Directors (IoD)(UK)  公司董事學(xué)會(huì)(英國(guó))

Institute of Financial Planners of Hong Kong, The  　  香港財(cái)務(wù)策劃師學(xué)會(huì)

Institute of Securities Dealers  證券商協(xié)會(huì)

institutional advancement  結(jié)構(gòu)改進(jìn)

institutional client  機(jī)構(gòu)客戶

institutional investor  機(jī)構(gòu)投資者

institutional risk  機(jī)構(gòu)風(fēng)險(xiǎn)

instrument of transfer  過(guò)戶文件

intangible asset  無(wú)形資產(chǎn)

integrated trading and clearing system  交易及結(jié)算綜合系統(tǒng)

Interactive Voice Response System (IVRS)  互動(dòng)語(yǔ)音電話系統(tǒng)

interbank market  銀行同業(yè)拆借市場(chǎng)

interest collar; interest rate collar  利率銜接

interest cover; interest coverage  盈利對(duì)利息倍數(shù)

interest-rate ceiling  利率上限

interest-rate futures  利率期貨

interest rate subsidy(Mainland China)  利息補(bǔ)貼(中國(guó)內(nèi)地)

interest-rate swap  利率掉期；利率調(diào)期*

Interest Rate Swap Futures  　  利率掉期期貨

interfacing  界面聯(lián)系

interim report  中期報(bào)告

Inter-Market Coordination Committee  跨市場(chǎng)協(xié)調(diào)委員會(huì)

intermediary  中介機(jī)構(gòu)；中介團(tuán)體

intermediate holding company  中介控股公司

intermediation  中介現(xiàn)象

internal audit  內(nèi)部稽核

internal auditor  內(nèi)部核數(shù)師

internal censure  內(nèi)部譴責(zé)

internal control  內(nèi)部監(jiān)控

Internal Control Regulations  《內(nèi)部監(jiān)控規(guī)例》

International Accounting Standards (IAS)  國(guó)際會(huì)計(jì)準(zhǔn)則

International Accounting Standards Committee (IASC)  國(guó)際會(huì)計(jì)準(zhǔn)則委員會(huì)

International Committee on the Listing of New Enterprises  新企業(yè)上市國(guó)際委員會(huì)

International Finance Corporation (IFC)  國(guó)際金融公司

International Financial Action Task Force  國(guó)際金融行動(dòng)專責(zé)小組

International Monetary Fund (IMF)  國(guó)際貨幣基金

International Options Markets Association (IOMA)  國(guó)際期權(quán)市場(chǎng)協(xié)會(huì)

International Organisation for Standardisation (ISO)  國(guó)際標(biāo)準(zhǔn)化組織

International Organisation of Securities Commissions (IOSCO)  國(guó)際證券事務(wù)監(jiān)察委員會(huì)組織（國(guó)際證監(jiān)會(huì)組織）

International Primary Markets Association (IPMA)  國(guó)際集資市場(chǎng)協(xié)會(huì)

International Securities Identification Numbers (ISIN)  國(guó)際證券號(hào)碼

International Securities Markets Association (ISMA)  國(guó)際證券市場(chǎng)協(xié)會(huì)

International Securities Numbering System  國(guó)際證券號(hào)碼編制系統(tǒng)

International Securities Services Association (ISSA)  國(guó)際證券服務(wù)業(yè)聯(lián)會(huì)

International Stock Futures and Options(ISFO)  國(guó)際股票期貨及期權(quán)

International Swaps and Derivatives Association (ISDA)  國(guó)際掉期業(yè)務(wù)及衍生投資工具協(xié)會(huì)

Internet  互聯(lián)網(wǎng)

Internet Initial Public Offering (iIPO) service  網(wǎng)上認(rèn)購(gòu)新股服務(wù)

internet order connection  開(kāi)放式網(wǎng)間聯(lián)系買(mǎi)賣(mài)

interpretive guidelines  說(shuō)明指引

in-the-money option  價(jià)內(nèi)期權(quán)

intraday liquidity  即日流動(dòng)資金

intra-day margin  即日額外按金

intra-day margin call  即日追補(bǔ)按金

intra-day marks collection mechanism  收取即日差額繳款機(jī)制

Intra-day Marks Collection Report(clearing)  即日差額繳款報(bào)告(結(jié)算)

intra-day marks payment obligations  應(yīng)付即日差額繳款

intra-day money market  單日貨幣市場(chǎng)；即日拆借市場(chǎng)

intraday quotation  即日?qǐng)?bào)價(jià)

intraday repurchase agreement(banking)  即日回購(gòu)協(xié)議(銀行)

intra-group transactions  集團(tuán)內(nèi)部交易

intranet  內(nèi)聯(lián)網(wǎng)

intrinsic value  內(nèi)在值

introducing agent  介紹代理人

introduction(listing method)  介紹形式上市

inventory  存貨；盤(pán)存

investee  投資對(duì)象

investment adviser  投資顧問(wèn)

Investment Advisory Committee  投資顧問(wèn)委員會(huì)

investment analyst  投資分析員

investment grade  投資級(jí)別

Investment Management Regulatory Organisation (IMRO)  英國(guó)投資管理監(jiān)管組織

investment philosophy  投資理念

Investment Services Directive (ISD)(European Union)  投資服務(wù)指令(歐洲聯(lián)盟)

Investment-linked Assurance & Pooled Retirement Funds Committee(SFC)  與投資有關(guān)的人壽保險(xiǎn)及集資退休金計(jì)劃委員會(huì)(證監(jiān)會(huì))

Investor Account Service  投資者戶口服務(wù)

Investor and the Stock Market(publication)  《投資者與證券市場(chǎng)》(刊物)

Investor Compensation Company Limited  投資者賠償有限公司

Investor Participant (IP)  投資者戶口持有人

isolated trades system(CCASS)  「已劃分的買(mǎi)賣(mài)」制度(中央結(jié)算系統(tǒng))

issue price  招股價(jià)；發(fā)行價(jià)

issuer  發(fā)行人；發(fā)行機(jī)構(gòu)

issuer electronic filing system  發(fā)行人電子存檔系統(tǒng)

Issuer Register  　  發(fā)行人登記冊(cè)

Issuers and Professional Advisers Survey  《發(fā)行人及專業(yè)顧問(wèn)意見(jiàn)調(diào)查》

issuer's cash option  發(fā)行人可選擇支付現(xiàn)金；發(fā)行人現(xiàn)金選擇權(quán)JBRI  see Japan Bond Research Institute

Japan Bond Research Institute (JBRI)  日本公社債研究所

jobber  證券經(jīng)銷(xiāo)經(jīng)紀(jì)；證券批銷(xiāo)經(jīng)紀(jì)

jobber stamp duty  證券經(jīng)銷(xiāo)經(jīng)紀(jì)印花稅

jobbing transaction  莊家之經(jīng)銷(xiāo)交易

Joint Individual Investor Account  聯(lián)名個(gè)人投資者戶口

joint stock company  股份有限公司

joint venture  合營(yíng)企業(yè)；合資企業(yè)

joint venture contract  合資合同

jumbo certificate(CCASS)  大額股票(中央結(jié)算系統(tǒng))

jumbomize  將股票化零為整

junk bond  垃圾債券

Kam Ngan Stock Exchange, The  金銀證券交易所

kiting  做價(jià)

Know More About Your Investment(publication)  《投資者應(yīng)知多點(diǎn)》(刊物)

Kowloon Stock Exchange, The  九龍證券交易所

LAF  Liquidity Adjustment Facility(HKMA)

LAN  Local Area Network

LAW  Liquidity Adjustment Window

LBO  leveraged buy-out

LIFFE  London International Financial Futures and Options Exchange

LIFO   last in, first out

LOBO  Long Only Brokers for Options

LOF  s listed open-end fund

LSE  London Stock Exchange

LTOM  London Traded Options Market

large cap stock  大型股

Large Exposure Report Agreement  大額持倉(cāng)匯報(bào)協(xié)議

large open position  大額未平倉(cāng)合約

last accounting date  最后結(jié)算日期

last exercise day  最后行使日

last in, first out (LIFO)  后進(jìn)先出

last recorded price; last traded price  最后成交價(jià)

late reported sales  遲報(bào)交易

late trading  逾時(shí)交易

Law Society of Hong Kong, The  　  香港律師會(huì)

lead manager  主要經(jīng)辦人

lead underwriter  牽頭包銷(xiāo)商；主承銷(xiāo)商*

leading economic indicator  主要經(jīng)濟(jì)指標(biāo)

legal entity  法律實(shí)體

legal person share(Mainland China)  法人股(中國(guó)內(nèi)地)

legal risk  法律風(fēng)險(xiǎn)

lender of last resort  最后貸款人；緊急貸款者

lending fee  貸出費(fèi)

"let the buyer beware" principle  「買(mǎi)者自負(fù)」原則

Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM  有關(guān)創(chuàng)業(yè)板內(nèi)地發(fā)行人監(jiān)管合作事宜之換文

level playing field(cf uneven playing field)  公平競(jìng)爭(zhēng)

leverage  杠桿效應(yīng),

leveraged buy-out (LBO)  杠桿收購(gòu)

leveraged foreign exchange introducing agent  杠桿式外匯買(mǎi)賣(mài)介紹代理人

leveraged foreign exchange trader  杠桿式外匯買(mǎi)賣(mài)商

leveraged foreign exchange trading  杠桿式外匯交易；杠桿式外匯買(mǎi)賣(mài)

Leveraged Foreign Exchange Trading(Calls) Rules  《杠桿式外匯買(mǎi)賣(mài)（造訪）規(guī)則》

Leveraged Foreign Exchange Trading (Financial Resources) Rules  《杠桿式外匯買(mǎi)賣(mài)（財(cái)政資源）規(guī)則》

Leveraged Foreign Exchange Trading Ordinance  《杠桿式外匯買(mǎi)賣(mài)條例》

leveraged market  杠桿市場(chǎng)

liabilities  負(fù)債；債務(wù)

licence  特許；牌照

licensed bank  持牌銀行

licensing information booklet  發(fā)牌資料冊(cè)

Lifeboat Loan  救市貸款

"Lifeboat" levy  救市特別交易征費(fèi)

light trading  交投疏落

limit order  限價(jià)盤(pán)

limited liability company  有限責(zé)任公司

liquid asset  速動(dòng)資產(chǎn)；流動(dòng)資產(chǎn)

liquid capital  速動(dòng)資金；流動(dòng)資金

liquidation  清盤(pán)

liquidation(ie forced sale of securities to meet a margin call)  斬倉(cāng)

liquidity  流通性

Liquidity Adjustment Facility (LAF)(HKMA)  流動(dòng)資金調(diào)節(jié)機(jī)制(金管局)

Liquidity Adjustment Window (LAW)  流動(dòng)資金調(diào)節(jié)窗

liquidity margin  流動(dòng)資金比率/幅度

liquidity provider  流通量提供者

liquidity ratio  流動(dòng)資金比率

liquidity risk  流通風(fēng)險(xiǎn)

List of Exchange Participants & Holders of Stock Exchange Trading Rights  《交易所參與者及聯(lián)交所交易權(quán)持有人名錄》

List of Stock Codes  《證券代號(hào)名錄》

Listed corporation  上市法團(tuán)

listed issuer  上市發(fā)行人

listed open-end fund (LOF)  上市開(kāi)放式基金

listed securities  上市證券

Listing Agreement  上市協(xié)議

Listing Chinese Companies in Hong Kong(publication)  《中國(guó)公司在香港上市指南》(刊物)

Listing Committee  上市委員會(huì)

listing rules  上市規(guī)則

loan capital  借貸資本

loan facility  　  貸款融通

loan stock  債務(wù)證券；債券；債權(quán)股額；貸款債券；

貸款股

loan syndicate  貸款銀團(tuán)

Local Area Network (LAN)  區(qū)域網(wǎng)絡(luò)；部份區(qū)域網(wǎng)絡(luò)

locked position  鎖倉(cāng)

locked up  凍結(jié)

London International Financial Futures and Options Exchange (LIFFE)  倫敦國(guó)際金融期貨及期權(quán)交易所

London Stock Exchange (LSE)  倫敦證券交易所

London Traded Options Market (LTOM)  倫敦期權(quán)市場(chǎng)

Long Only Brokers for Options (LOBO)  「只限長(zhǎng)倉(cāng)」期權(quán)經(jīng)紀(jì)

long options contract  期權(quán)長(zhǎng)倉(cāng)合約

long position  長(zhǎng)倉(cāng)；多頭*

MACD  see Moving Average Convergence-Divergence

Mass ATI  see Mass Account Transfer Instruction

MBO  see management buy-out

MESDAQ  see Malaysian Exchange of Securities Dealing and Automated Quotation Bhd

MORC  see Memorandum of Regulatory Cooperation

MOU  see memorandum of understanding

MPF  see Mandatory Provident Fund

MSCI Hong Kong Index  see Morgan Stanley Capital International Hong Kong Index

MWS  see Multi-workstation System

M1  狹義貨幣供應(yīng)量

M2  廣義貨幣供應(yīng)量

Maastricht Treaty  馬城條約

main board  主板；第一板

Mainland/Hong Kong Closer Economic Partnership Arrangement  　  《內(nèi)地與香港關(guān)于建立更緊密經(jīng)貿(mào)關(guān)系的安排》

Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners  　  《內(nèi)地與香港關(guān)于建立更緊密經(jīng)貿(mào)關(guān)系的安排 - 與證券及期貨人員資格有關(guān)的安排》

maintenance margin(futures)  維持按金；補(bǔ)倉(cāng)按金(期貨)

major shareholder  主要股東；大股東

major transaction  主要交易；重大交易

maker-checker facility(CCASS)  「輸入與核對(duì)分工」功能(中央結(jié)算系統(tǒng))

Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ)  馬來(lái)西亞證券交易所交易及自動(dòng)報(bào)價(jià)系統(tǒng)

management buy-out (MBO)  管理層收購(gòu)；自發(fā)性收購(gòu)

management fee  管理費(fèi)用

management shareholder  管理層股東

Management, Supervision and Internal Control Guideline(SFC)  《管理、監(jiān)督及內(nèi)部監(jiān)控指引》(證監(jiān)會(huì))

manager  經(jīng)辦人

mandatory bid; mandatory offer  強(qiáng)制性收購(gòu)建議

Mandatory Provident Fund (MPF)  強(qiáng)制性公積金

Mandatory Provident Fund Schemes Authority (MPFA)  強(qiáng)制性公積金計(jì)劃管理局

margin  按金；保證金；「孖展」

margin call  追補(bǔ)按金；補(bǔ)倉(cāng)通知

margin client  孖展客戶；保證金客戶

margin coverage ratio  孖展覆蓋率；保證金保險(xiǎn)范圍比率

margin cut  斬倉(cāng)

margin financing  保證金融資；孖展融資；保證金借貸活動(dòng)

margin interval  按金間距

margin offset  按金對(duì)銷(xiāo)

margin parameter  按金參數(shù)

margin pooling  　  證券匯集轉(zhuǎn)按

margin ratio  按金比例

margin relief  按金減免

Margin Securities Trading Account  保證金證券交易戶口

margin trading  按金交易；孖展買(mǎi)賣(mài)

margin value  保證金價(jià)值

margin-after-exercise  行使后按金

margined premium  以按金形式繳付的期權(quán)金

margining process  計(jì)算按金程序

mark to market / mark-to-market  按市價(jià)計(jì)值

mark-to-market margin  市價(jià)計(jì)值按金

market capitalisation  市場(chǎng)總值；市價(jià)總值

Market Datafeed  市場(chǎng)數(shù)據(jù)傳送專線

market depth  市場(chǎng)深度

market maker  莊家

Market Maker List  莊家名錄

market making  莊家活動(dòng)；作價(jià)買(mǎi)賣(mài)

market manipulation  市場(chǎng)操縱；市場(chǎng)操縱行為；造市

Market Misconduct Tribunal  市場(chǎng)失當(dāng)行為審裁處

market order  市價(jià)盤(pán)

market participant  市場(chǎng)參與者

market practitioner  市場(chǎng)從業(yè)員

market rental  市值租金

market risk  市場(chǎng)風(fēng)險(xiǎn)

market sentiment  市場(chǎng)氣氛

market share  市場(chǎng)占有率

market timing  選時(shí)交易

market volatility  市場(chǎng)波幅

market-sensitive information  市場(chǎng)敏感資料；影響市場(chǎng)資料

marks / marks payment  差額繳款

Mass Account Transfer Instruction

(Mass ATI)  大量戶口轉(zhuǎn)移指示

mass quote  大量開(kāi)盤(pán)

master trust scheme  集成信托計(jì)劃

maturity  到期；到期日

maximum spread  最大差價(jià)限額

Memorandum and Articles of Association  《組織大綱及章程》

memorandum of association  組織大綱

Memorandum of Regulatory Cooperation (MORC)  《監(jiān)管合作備忘錄》

memorandum of understanding (MOU)  諒解備忘錄

merchant bank  商人銀行

merger  合并

mergers and acquisitions  合并與收購(gòu)；并購(gòu)活動(dòng)*

merit-based  以監(jiān)管機(jī)構(gòu)評(píng)審為本

mid-cap stock  中型股

Mid-day Data File Transfer Service  中午資料傳送服務(wù)

middle exercise price  中間行使價(jià)

middle-priced option  中位價(jià)期權(quán)

Mini-HSI Futures  小型恒生指數(shù)期貨合約

Mini-HSI Options  小型恒生指數(shù)期權(quán)合約

minimum contribution  最低供款額

minimum price fluctuation  最低上落價(jià)位；最低價(jià)格變動(dòng)

minimum quote quantity  最少開(kāi)價(jià)數(shù)量

minimum response time  最短回復(fù)開(kāi)價(jià)時(shí)間

minimum transaction size  最低交易數(shù)額

Ministry of Finance(Mainland China)  財(cái)政部(中國(guó)內(nèi)地)

Ministry of Foreign Trade and Economic Cooperation(Mainland China)  對(duì)外經(jīng)濟(jì)貿(mào)易合作部（外經(jīng)貿(mào)部）(中國(guó)內(nèi)地)

minority controller  次要控制人

minority interest  少數(shù)股東權(quán)益

minority shareholder  少數(shù)股東

minus tick  低于前成交價(jià)

misconduct  不當(dāng)行為；失職行為；瀆職行為

misrepresentation  失實(shí)陳述；虛報(bào)

Misrepresentation Ordinance  《失實(shí)陳述條例》

misstatement  虛假聲明；錯(cuò)誤陳述

mistraded contract  錯(cuò)誤交易合約

mock trading  模擬交易

Model Authorisation Letter  標(biāo)準(zhǔn)授權(quán)書(shū)

Model Code for Securities Transactions by Directors of Listed Issuers  《上市公司董事進(jìn)行證券交易的標(biāo)準(zhǔn)守則》

Model Code for Sponsors  《保薦人標(biāo)準(zhǔn)守則》

monetary assets  貨幣資產(chǎn)

monetary base  貨幣基礎(chǔ)

Monetary Policy Committee(PBOC)  貨幣政策委員會(huì)(中國(guó)人民銀行)

money broker  貨幣經(jīng)紀(jì)

money laundering  洗黑錢(qián)

money market  貨幣市場(chǎng)；短期資金借貸市場(chǎng)

money settlement fee  款項(xiàng)交收費(fèi)

money supply  貨幣供應(yīng)

money transfer system  款項(xiàng)過(guò)戶系統(tǒng)

Money World Asia Hong Kong  香港貨幣及投資匯展

Money World Asia Pte Limited  亞洲貨幣世界（新加坡）有限公司

moneyness  價(jià)值狀況

monies advanced  墊款

Monthly Balance Statement(CCASS)  戶口結(jié)余月結(jié)單(中央結(jié)算系統(tǒng))

Monthly Market Statistics  《市場(chǎng)統(tǒng)計(jì)月報(bào)》

Monthly Return on Movement of Listed Securities  上市證券變動(dòng)之月報(bào)

Moody's Investment Grade  穆迪投資評(píng)級(jí)

moratorium  股份禁售期

morning session  早市

mortgage loan originator  按揭貸款發(fā)放者

mortgage-backed securities  按揭證券

Moving Average Convergence-Divergence (MACD)  移動(dòng)平均值背馳指標(biāo)

multi-currency trading  多種貨幣買(mǎi)賣(mài)

multi-jurisdictional equity offering  跨司法區(qū)招股活動(dòng)

Multi-workstation System (MWS)  多工作站系統(tǒng)

multiple application  重復(fù)認(rèn)購(gòu)

multiple-workstations  多工作站；一線多機(jī)

mutual cross-listing  跨國(guó)多重上市

mutual fund  互惠基金

NASDAQ  see National Association of Securities Dealers Automated Quotations(US)

NCP  see Non-Clearing Participant or Non-Clearing Options Trading Participant

(options trading)

NETS  see National Electronic Trading System (Mainland China)

New HSMCI  see New Hang Seng MidCap 50 Index

naked option writing  沽出未抵押期權(quán)

naked short selling  沒(méi)有預(yù)先借貨的賣(mài)空活動(dòng)

National Association of Securities Dealers Automated Quotations (NASDAQ)(US)  美國(guó)全國(guó)證券交易商協(xié)會(huì)自動(dòng)報(bào)價(jià)系統(tǒng)；

美國(guó)納斯達(dá)克證券市場(chǎng)

National Bureau of Economic Research(US)  美國(guó)國(guó)家經(jīng)濟(jì)研究局

National Construction Treasury(Mainland China)  國(guó)家建設(shè)債券(中國(guó)內(nèi)地)

National Electronic Trading System (NETS)(Mainland China)  全國(guó)電子交易系統(tǒng)(中國(guó)內(nèi)地)

National Social Security Fund  全國(guó)社會(huì)保障基金

National Science and Technology Venture Capital Development Center  國(guó)家科技風(fēng)險(xiǎn)開(kāi)發(fā)事業(yè)中心

negative statement  否定聲明

negotiable instrument  可轉(zhuǎn)讓票據(jù)

negotiated commission  商議傭金

negotiated transaction  議價(jià)交易

net admissible assets  認(rèn)可資產(chǎn)凈值

net asset value  資產(chǎn)凈值

net asset value per share  每股資產(chǎn)凈值

net book value  賬面凈值

net margining  凈額按金計(jì)算

net open options contract; net options position  期權(quán)合約凈持倉(cāng)

net position  持倉(cāng)凈額

net present value  現(xiàn)金收益凈值

net proceeds  集資凈額

net tangible assets  有形資產(chǎn)凈值

net tangible assets per share  每股有形資產(chǎn)凈值

net underwriting commitment  包銷(xiāo)承擔(dān)凈值

net worth ratio  凈值比率

netting  單價(jià)配對(duì)(期權(quán))；凈額結(jié)算；對(duì)銷(xiāo)

netting by novation(clearing)  以責(zé)務(wù)變更的方式進(jìn)行凈額結(jié)算

networking  聯(lián)網(wǎng)

New Hang Seng MidCap 50 Index

(New HSMCI)  新恒生50中型股指數(shù)

new issue  發(fā)行新股；新股發(fā)行

New Regulatory Framework, The(SFC)  《新監(jiān)管制度》(證監(jiān)會(huì))

news dissemination  資訊發(fā)布

news file  資訊檔案

next day net settlement system  翌日凈額結(jié)算系統(tǒng)

Next Settlement Day Due / Overdue Position Report(CCASS)  下一交收日到期/逾期數(shù)額報(bào)告(中央結(jié)算系統(tǒng))

Nikkei Stock Average  日經(jīng)平均指數(shù)

nil-paid rights  未繳股款股權(quán)；未繳款供股權(quán)

no-forcing order  全權(quán)委托盤(pán)

No-Over-Loss Rules  「無(wú)超額虧蝕」規(guī)則

nominal exchange rate  名義匯率

nominal price  按盤(pán)價(jià)；現(xiàn)價(jià)

nominal value  面值

nominee account  代理人戶口

Non-Clearing Participant; Non-Clearing Options Trading Participant (NCP)(options trading)  非結(jié)算參與者；非結(jié)算的期權(quán)買(mǎi)賣(mài)參與者(期權(quán)買(mǎi)賣(mài))

non-collateralised warrant  無(wú)抵押權(quán)證

non-dividend paying European call option  不派息歐式認(rèn)購(gòu)期權(quán)

non-dividend paying European put option  不派息歐式認(rèn)沽期權(quán)

non-executive director  非執(zhí)行董事

non-market-making transaction  非市場(chǎng)莊家的交易

non-ranking liabilities  非認(rèn)可負(fù)債

non-registered holder  非登記持有人

non-spot month Hang Seng Index futures contract  非現(xiàn)貨月恒生指數(shù)期貨合約

normal order imbalance  正常買(mǎi)賣(mài)盤(pán)差額

normative statement  規(guī)范聲明

Notice on Regulation of Share Issues and Listing in Overseas Markets(State Council)  境外發(fā)行股票和上市管理通知(國(guó)務(wù)院)

notifiable transaction  須予公布的交易

novated contract  責(zé)務(wù)變更合約

novation  責(zé)務(wù)變更；約務(wù)更替

ORS  see Order Routing System

Oaths and Declarations Ordinance  《宣誓及聲明條例》

Occupational Retirement Schemes Ordinance  《職業(yè)退休計(jì)劃條例》

odd lot  碎股；零股*

off-balance sheet exposure  資產(chǎn)負(fù)債表以外之承擔(dān)/項(xiàng)目

off-balance sheet (financial) instrument  資產(chǎn)負(fù)債表外金融工具

off-board trading  場(chǎng)外交易；離場(chǎng)交易

off-floor order  離場(chǎng)買(mǎi)賣(mài)盤(pán)

off-floor trading  場(chǎng)外交易；離場(chǎng)交易

off-market rules  場(chǎng)外規(guī)則

off-market share repurchase  場(chǎng)外購(gòu)回股份

offer  收購(gòu)建議；要約

offer by tender  招標(biāo)發(fā)售

offer for sale  公開(kāi)發(fā)售；提呈發(fā)售

offer for subscription  公開(kāi)認(rèn)購(gòu)

offer price  賣(mài)價(jià)；發(fā)盤(pán)價(jià)

offer to the public  公開(kāi)招股

offering mechanism  招股機(jī)制

Office of the Commissioner of Insurance  保險(xiǎn)業(yè)監(jiān)理處

offsetting position  相抵持倉(cāng)

offshore financial centre  離岸金融中心

offshore fund  離岸基金

offshore profit regrouping  離岸盈利重組

offshore swap  離岸調(diào)期

omnibus account  綜合戶口

omnibus client account  綜合戶口

on-floor order  場(chǎng)內(nèi)買(mǎi)賣(mài)盤(pán)

on-going obligation  持續(xù)責(zé)任

on-line interface  聯(lián)機(jī)界面聯(lián)系

on-line investment service  聯(lián)線投資服務(wù)

On-line Trading Working Group (SFC)  網(wǎng)上交易工作小組(證監(jiān)會(huì))

on-market rules  場(chǎng)內(nèi)規(guī)則

online trading  網(wǎng)上交易；線上交易

online transfer  即時(shí)轉(zhuǎn)送

open allocation session (HKATS)  開(kāi)市分配時(shí)段(HKATS)

open contract  未平倉(cāng)合約

open gateway  開(kāi)放式網(wǎng)間連接器

open interest  未平倉(cāng)合約

open market operations  公開(kāi)市場(chǎng)活動(dòng)

open offer  公開(kāi)售股；公開(kāi)發(fā)售

open order  開(kāi)市盤(pán)

open outcry(= auction)  公開(kāi)喊價(jià)；公開(kāi)叫價(jià)；口頭唱價(jià)*

(= 口頭競(jìng)價(jià))

open outcry trading  公開(kāi)叫價(jià)交易

open position  未平倉(cāng)合約

open short position  賣(mài)空空倉(cāng)

open-end fund  開(kāi)放式基金

opening contract  開(kāi)倉(cāng)合約

opening price  開(kāi)市價(jià)；開(kāi)盤(pán)價(jià)

opening quotations rules  開(kāi)市報(bào)價(jià)規(guī)則

opening stock  期初存貨

opening transaction  開(kāi)倉(cāng)交易

operating lease  營(yíng)運(yùn)/經(jīng)營(yíng)/營(yíng)業(yè)租賃

Operation Procedures for Stamp Duty Collection  征收印花稅運(yùn)作程序

Operational Clearing Procedures for Options Trading Exchange Participants  《結(jié)算運(yùn)作程序 ─ 期權(quán)買(mǎi)賣(mài)交易所參與者專用》

operational risk  運(yùn)作風(fēng)險(xiǎn)；營(yíng)運(yùn)風(fēng)險(xiǎn)

Operational Trading Procedures for Options Trading Exchange Participants  《交易運(yùn)作程序 ─ 期權(quán)買(mǎi)賣(mài)交易所參與者專用》

option  期權(quán)

option buyer  期權(quán)買(mǎi)方

option class  期權(quán)類(lèi)別

option contract  期權(quán)合約

option holder  期權(quán)持有人

option position  期權(quán)持倉(cāng)

option pricing model  期權(quán)定價(jià)模式

option seller  期權(quán)賣(mài)方

option series  期權(quán)系列

option valuation  期權(quán)定價(jià)

option writer  期權(quán)賣(mài)方

optional registration service  另選登記服務(wù)

Options Broker Exchange Participant  期權(quán)經(jīng)紀(jì)交易所參與者

Options Clearing Officer  期權(quán)結(jié)算主任

Options Clearing Officer Examination  期權(quán)結(jié)算主任考試

Options Clearing Rules  《期權(quán)結(jié)算規(guī)則》

Options Client's Agreement  期權(quán)客戶協(xié)議書(shū)

options delivery instruction  期權(quán)交付指令

options digital datafeed  期權(quán)數(shù)碼資料傳送專線

Options Exchange Participant  期權(quán)交易所參與者

Options Information Service  期權(quán)資訊服務(wù)

options tariff  期權(quán)費(fèi)用

options trade confirmation  期權(quán)交易確認(rèn)書(shū)

Options Trading Exchange Participant  期權(quán)買(mǎi)賣(mài)交易所參與者

Options Trading Officer  期權(quán)交易主任

Options Trading Officer and Representative Examinations  期權(quán)交易主任及代表考試

Options Trading Representative  期權(quán)交易代表

Options Trading Rules  《期權(quán)交易規(guī)則》

order  買(mǎi)賣(mài)盤(pán)；買(mǎi)賣(mài)指示

order at discretion  全權(quán)委托盤(pán)

order book  買(mǎi)賣(mài)盤(pán)紀(jì)錄；掛盤(pán)冊(cè)

order-driven  以買(mǎi)賣(mài)盤(pán)帶動(dòng)

order entry  買(mǎi)賣(mài)盤(pán)輸入

order form  盤(pán)紙

order input period  輸入買(mǎi)賣(mài)盤(pán)時(shí)段

order instruction  入市指令

order matching  對(duì)盤(pán)

order matching period  對(duì)盤(pán)時(shí)段

order routing  買(mǎi)賣(mài)盤(pán)傳遞

Order Routing System (ORS)  買(mǎi)賣(mài)盤(pán)傳遞系統(tǒng)

order throughput  買(mǎi)賣(mài)盤(pán)處理率

ordinary share  普通股

OTC Bulletin Board (US)  場(chǎng)外交易議價(jià)板 (美國(guó))

out-of-the-money option  價(jià)外期權(quán)

output VAT  銷(xiāo)項(xiàng)增值稅

outstanding contingent liabilities  未償或然負(fù)債

outstanding loan  未償還借款

outstanding order  未完成買(mǎi)賣(mài)盤(pán)

outstanding stock  已發(fā)行股份/股本/股票

over-allotment option  超額配發(fā)權(quán)；超額配股權(quán)

over-allotment option scheme  超額配發(fā)機(jī)制

over-the-counter derivative  場(chǎng)外衍生工具

over-the-counter market  場(chǎng)外證券市場(chǎng)

over-the-counter option  場(chǎng)外期權(quán)

overall position  整體持倉(cāng)

overbooked  超額認(rèn)購(gòu)

overbought  超買(mǎi)

overnight liquidity(banking)  隔夜流動(dòng)資金(銀行)

Overnight Report Distribution(CCASS)  即夜傳送報(bào)告資料服務(wù)(中央結(jié)算系統(tǒng))

overnight trade  非即日平倉(cāng)交易

overseas issuer  海外發(fā)行人

overseas listed foreign share(Mainland China)  境外上市外資股(中國(guó)內(nèi)地)

oversold  超賣(mài)

oversubscribed  超額認(rèn)購(gòu)

overtrading  過(guò)量交易

PASLA  Pan Asian Securities Lending Association

PBOC  People's Bank of China

PCS Provisional Clearing Statement

P/E  price/earnings ratio

PECC  Pacific Economic Cooperation Council

PIN  personal identification number

PKI  Public Key Infrastructure

POSIT  Portfolio System for Institutional Traders(Australia)

PNS  Proprietary Network System

PPP  purchasing power parity

PRiME  Portfolio Risk Margining System of HKEx

PSE  Pacific Stock Exchange

PSS  Participant Supplied System

PvP  payment vs payment(banking)

PABX Telephone System  內(nèi)線電話系統(tǒng)

Pacific Economic Cooperation Council (PECC)  太平洋經(jīng)濟(jì)合作會(huì)議

Pacific Stock Exchange (PSE)  太平洋證券交易所

Pacific-Basin Capital Markets Research Center  太平洋區(qū)資本市場(chǎng)研究中心

paid-up capital; paid-in capital  實(shí)繳股本；繳入股本

painting the tape  操縱證券價(jià)格

Pan Asian Securities Lending Association (PASLA)  亞洲證券借貸協(xié)會(huì)

paper gold  紙黃金

paper intensive settlement  票據(jù)密集交收

paperless trading  無(wú)紙化交易

"paper-to-paper" arrangement  票對(duì)票方式

par value  票面值

parent company  母公司

parity(options)  平價(jià)(期權(quán))

parity value  平衡價(jià)值

partially filled order  部份完成的買(mǎi)賣(mài)指示

Participant Access Services(futures)  參與者資料提取系統(tǒng)(期貨)

Participant gateway  參與者網(wǎng)間連接器

Participant Supplied System (PSS)  　  參與者自設(shè)系統(tǒng)

Particular Transfer(Mainland China)  特別轉(zhuǎn)讓股(中國(guó)內(nèi)地)

partly-paid share  未繳足股份

payment vs payment (PvP)(banking)  匯款同步交收；即時(shí)匯款同時(shí)交收(銀行)

payoff  回報(bào)；收益

payoff diagram  收益圖

payoff period  回收期；回本期

Payout-Protection Rule(options)  「保護(hù)償付」規(guī)則(期權(quán))

PC terminal user  個(gè)人電腦終端機(jī)用戶

pegged exchange rate  聯(lián)系匯率

pegged rate system  聯(lián)系匯率制；掛鉤匯率制

penny stock  細(xì)價(jià)股；蚊型股

People's Bank of China (PBOC)  中國(guó)人民銀行

per capita gross domestic product  人均國(guó)內(nèi)生產(chǎn)總值

per capita gross national product  人均國(guó)民生產(chǎn)總值

period of solicitation  招售期

Permanent Secretary for Financial Services and the Treasury  財(cái)經(jīng)事務(wù)及庫(kù)務(wù)局常任秘書(shū)長(zhǎng)

perpetual bond  永久債券

personal account dealing guidelines  私人戶口交易指引

personal identification number (PIN)  私人密碼

phishing  偽冒電子郵件

physical delivery  實(shí)物交收

physical inventory  實(shí)地盤(pán)存

physical market  現(xiàn)貨市場(chǎng)

physical price  現(xiàn)貨價(jià)

physical scrip  實(shí)物股票

Pink Sheets (US)  「粉紅價(jià)單」(美國(guó))

pit  交易圈；交易場(chǎng)

pit trading  場(chǎng)內(nèi)交易

placee  獲配售人；承配人

placing  配售

placing agent  配售代理

placing and top-up  以先舊后新方式配售

placing guidelines  配售指引

placing order  落盤(pán)

plain vanilla bond  傳統(tǒng)債券

plain vanilla warrant  一般權(quán)證

pledge  抵押

plus tick  高于前成交價(jià)

port fee  接駁站費(fèi)用；接口費(fèi)

portfolio  投資組合

Portfolio Analyser(options)  組合分析儀(期權(quán))

portfolio manager  投資組合經(jīng)理

Portfolio Risk Margining System of HKEx (PRiME)  香港交易所組合風(fēng)險(xiǎn)按金系統(tǒng)

Portfolio System for Institutional Traders (POSIT)(Australia)  機(jī)構(gòu)交易員組合系統(tǒng)(澳洲)

position  持倉(cāng)；倉(cāng)；盤(pán)；頭寸

position adjustment  調(diào)整持倉(cāng)

position limit  持倉(cāng)限額；持倉(cāng)上限

position limit ratio  持倉(cāng)限額比率

position ratio  持倉(cāng)比例

position risk adjustment  持倉(cāng)風(fēng)險(xiǎn)調(diào)整

position squaring  平倉(cāng)

position trader(commodity market)  頭寸交易商(商品市場(chǎng))

Positioning for a New Era(publication)  《邁進(jìn)新紀(jì)元》(刊物)

post-listing acquisition  上市后的收購(gòu)活動(dòng)

power of attorney  授權(quán)書(shū)

power of sanction  制裁權(quán)

Practice Note  應(yīng)用指引

PRC issuer  中國(guó)內(nèi)地發(fā)行人

predator(takeover)  狙擊手(收購(gòu))

Predefined Futures Calendar Spreads  預(yù)設(shè)期貨跨期合約

pre-emptive right  優(yōu)先認(rèn)購(gòu)權(quán)

preference / preferred share  優(yōu)先股

preferred ordinary share  優(yōu)先普通股

Pre-market Opening Mechanism(futures)  開(kāi)市議價(jià)機(jī)制(期貨)

pre-open allocation session(HKATS)  　  開(kāi)市前分配時(shí)段(HKATS)

premium  溢價(jià)

premium(futures)  高水(期貨)

premium(options)  期權(quán)金(期權(quán))

premium turnover  期權(quán)金成交額

pre-opening session  開(kāi)市前時(shí)段；開(kāi)市前議價(jià)時(shí)段

pre-order matching period  對(duì)盤(pán)前時(shí)段

Preparatory Board  籌備董事會(huì)

prescribed percentage  指定百分比

previous closing price  前收市價(jià)

price cheating  食價(jià)

price discovery  市場(chǎng)定價(jià)；市場(chǎng)價(jià)格厘定；價(jià)格發(fā)現(xiàn)

price manipulation  操縱價(jià)格；造價(jià)

price ramping  炒高價(jià)格

Price Reporting System(futures)  報(bào)價(jià)系統(tǒng)(期貨)

price spread(options)  跨價(jià)買(mǎi)賣(mài)(期權(quán))

price/earnings ratio (P/E)  市盈率

price-sensitive information  股價(jià)敏感資料；影響股價(jià)資料

pricing model  定價(jià)模式

primary listing  第一上市

Primary Market Database  上市公司資料庫(kù)

primary market  集資市場(chǎng)；一級(jí)市場(chǎng)*

primary sponsor  　  主要保薦人

principal account  公司戶口

principal supervisor(GEM)  主要主管(創(chuàng)業(yè)板)

principle of best execution  以最佳價(jià)格執(zhí)行交易的原則；

以最佳條件執(zhí)行交易的原則

Priority Construction Treasury(Mainland China)  國(guó)家重點(diǎn)建設(shè)債券(中國(guó)內(nèi)地)

private fibre optical circuit  自置光纖線路

private placing  私人配售

privately-offered fund  　  私募基金*

privatisation  私有化；私營(yíng)化

privileged user  特許使用者

pro forma fully diluted price/earnings ratio  備考全面攤薄市盈率

pro forma statement  備考報(bào)表

Process Review Panel  程序覆檢委員會(huì)

Professional Accountants Ordinance  《專業(yè)會(huì)計(jì)師條例》

Professional Conduct Rules and Regulations(publication)  《專業(yè)操守規(guī)則及規(guī)例》(刊物)

Professional Course for Equity Options Practitioners  股票期權(quán)從業(yè)員專業(yè)課程

profit  溢利；利潤(rùn)；盈利

profit and loss account  損益賬

profit forecast  溢利預(yù)測(cè)

profits attributable to shareholders  股東應(yīng)占溢利

programme trading  程式買(mǎi)賣(mài)；程式交易

project finance  項(xiàng)目融資

Project on the Use of Plain Language  淺白語(yǔ)言計(jì)劃

Prolonged Suspension Status Report  有關(guān)長(zhǎng)時(shí)間停牌公司之報(bào)告

promoter  發(fā)起人

property gains tax  物業(yè)增值稅

property valuer  物業(yè)估值師

proposed director  獲提名董事

proprietary account  公司專用戶口

Proprietary Network System (PNS)  　  專線網(wǎng)絡(luò)系統(tǒng)

proprietary routing terminal  專用網(wǎng)絡(luò)系統(tǒng)

proprietary trading  自營(yíng)買(mǎi)賣(mài)；坐盤(pán)

proprietary trading system  專用交易系統(tǒng)

prospectus  招股章程；招股書(shū)；發(fā)行章程

Protection of Investors Ordinance  《保障投資者條例》

Provident Fund Scheme  公積金計(jì)劃

provision  條文

provision(accounting)  準(zhǔn)備；撥備(會(huì)計(jì))

provision for bad and doubtful debts  壞賬及呆賬撥備

Provisional Clearing Statement (PCS)  臨時(shí)結(jié)算表

provisional letter of allotment  暫定配額通知書(shū)

provisional liquidator  臨時(shí)清盤(pán)人

proxy form  代表委任表格；委派代表書(shū)

prudence  審慎原則

public address system  公布系統(tǒng)

public censure  公開(kāi)譴責(zé)

Public Debt (Inflation-Linked Subsidy) Treasury(Mainland China)  保值公債(中國(guó)內(nèi)地)

public float  公眾持股量

public float capitalisation  公眾持股市值

public interest  公眾利益

Public Interest Director  公眾利益董事

Public Key Infrastructure (PKI)  公開(kāi)密碼匙基礎(chǔ)建設(shè)

purchasing power parity (PPP)  購(gòu)買(mǎi)力平價(jià)

put option  認(rèn)沽期權(quán)

put warrant  認(rèn)沽權(quán)證

put writer  認(rèn)沽期權(quán)沽出者

QDII  see Qualified Domestic Institutional Investor

QFII  see Qualified Foreign Institutional Investor

qualification share  資格股

Qualified Domestic Institutional Investor (QDII)  　  合格境內(nèi)機(jī)構(gòu)投資者

Qualified Foreign Institutional Investor (QFII)  合格境外機(jī)構(gòu)投資者

qualified institutional buyer  合資格機(jī)構(gòu)買(mǎi)家

qualified opinion  保留意見(jiàn)

Quick Reference Guide(AMS)  簡(jiǎn)便指南(自動(dòng)對(duì)盤(pán)系統(tǒng))

quiet trading  交投淡靜

quotation rules  報(bào)價(jià)規(guī)則

quote  報(bào)價(jià)；開(kāi)價(jià)盤(pán)

quote maintenance report  開(kāi)盤(pán)狀況報(bào)告

quote request  報(bào)價(jià)要求；開(kāi)價(jià)盤(pán)要求

quote-driven  以報(bào)價(jià)帶動(dòng)；以開(kāi)盤(pán)帶動(dòng)

Range ELI  see Range Equity Linked Instrument

RDDS  see Realtime Digital Data Service

REIT  see real estate investment trust

repo  see repurchase agreement

RFQ  see request for quote

RIQ  see Recognised Industry Qualifications

RSI  see Relative Strength Indicator

RTGS  see Real Time Gross Settlement System(HKMA)

raider(takeover)  狙擊手(收購(gòu))

rally  回升；反彈

ramping  炒高價(jià)格

random assignment  隨機(jī)分配

Range Equity Linked Instrument (Range ELI)  「勒束式」股票掛鉤票據(jù)

ranking liabilities  認(rèn)可負(fù)債

rat trading  老鼠倉(cāng)活動(dòng)

rate of return  回報(bào)率

real estate investment trust (REIT)  房地產(chǎn)投資信托基金

real exchange rate  實(shí)質(zhì)匯率

real time calculation  實(shí)時(shí)計(jì)算

Real Time Gross Settlement system (RTGS)(HKMA)  即時(shí)支付結(jié)算系統(tǒng)(金管局)

real time information  即時(shí)資訊；實(shí)時(shí)資訊

realisation  變現(xiàn)

Realtime Digital Data Service (RDDS)  即時(shí)數(shù)碼數(shù)據(jù)服務(wù)

realtime digital datafeed  即時(shí)數(shù)碼資料傳送專線

rebate  回扣；回傭；傭金回扣

recapitalisation  資本重整

receiving agent  收款代理

receiving bank  收款銀行

Recognised Industry Qualifications (RIQ)  認(rèn)可行業(yè)資格

reconciliation  對(duì)賬

recoverable VAT  應(yīng)退增值稅

red chip  紅籌股

redeemable share  可贖回股份

redemption  贖回；兌付*；還本付息*

rediscount  再貼現(xiàn)

Reference for Disclosures in Annual Reports(publication)  《周年報(bào)告的參考披露資料》(刊物)

regional index call warrant  地區(qū)性指數(shù)認(rèn)購(gòu)權(quán)證

Regional Monitor  《亞太股市脈絡(luò)》

register of members  股東名冊(cè)

registered certificate  記名證書(shū)

registered dealer  注冊(cè)證券商

registered financier  注冊(cè)融資人

registered firm  注冊(cè)商號(hào)

registered intermediary  注冊(cè)中介團(tuán)體

registered owner  登記持有人

registered securities  記名證券

Registered Trader  　  注冊(cè)莊家

Registered Treasury(Mainland China)  記賬式國(guó)庫(kù)券(中國(guó)內(nèi)地)

registrar  過(guò)戶登記處；過(guò)戶處

Registrar of Companies  公司注冊(cè)處處長(zhǎng)

registration and transfer fee  登記過(guò)戶費(fèi)

regulated short selling  受監(jiān)管之股份賣(mài)空活動(dòng)

regulation  監(jiān)管

regulatory arbitrage  監(jiān)管套戥

regulatory body  監(jiān)管機(jī)構(gòu)

regulatory regime  監(jiān)管制度

rejected sales  反駁交易

related party transaction  關(guān)連人士交易

related person  關(guān)連人士

relationship of put-call parity  認(rèn)沽認(rèn)購(gòu)等價(jià)關(guān)系

relative return  相對(duì)回報(bào)率

Relative Strength Indicator (RSI)  相對(duì)強(qiáng)弱指數(shù)

rematerialisation  　  重新實(shí)物化

remote trading access  遙距交易設(shè)施

remuneration package  薪酬利益

reorganisation  重組

replacement cost  重置成本

Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure  《檢討證券及期貨市場(chǎng)規(guī)管架構(gòu)運(yùn)作專家小組報(bào)告書(shū)》

Report of the Securities Review Committee  《證券業(yè)檢討委員會(huì)報(bào)告書(shū)》

Report on Financial Market Review  《金融市場(chǎng)檢討報(bào)告》

Report on the Enhancement of the Financial Infrastructure in Hong Kong  《提升香港的金融基礎(chǔ)設(shè)施報(bào)告》

reporting accountant  申報(bào)會(huì)計(jì)師

reporting period  申報(bào)期

reprimand  譴責(zé)

repurchase  購(gòu)回；購(gòu)回股份

repurchase agreement (repo)  回購(gòu)協(xié)議

request for proposal  征求建議書(shū)

request for quote (RFQ)(options)  報(bào)價(jià)要求(期權(quán))

required rate of return  所需回報(bào)率

reserve  儲(chǔ)備

reserve fund  儲(chǔ)備基金

response time  回應(yīng)時(shí)間

responsibility letter  責(zé)任承諾書(shū)

responsibility statement  責(zé)任聲明書(shū)

restatement of accounts  重整賬目

restricted licence bank  有限制牌照銀行

restriction notice  限制通知書(shū)

results announcement  業(yè)績(jī)公布

resumption of trading  復(fù)牌；恢復(fù)買(mǎi)賣(mài)

retail broker  散戶經(jīng)紀(jì)

retail information service  零售資訊服務(wù)

retail investor  散戶投資者；散戶

retained capital  留成資金；保留資金

retained earnings; retained income  留存盈利；留存收益

retained profits  留存溢利；留存盈利

Reuters Monitor Equities Investment Service  路透社證券投資傳視服務(wù)

revaluation  重估

reversal contract(options)  逆轉(zhuǎn)交易合約；取消交易合約(期權(quán))

reverse takeover  反收購(gòu)

reverse convertibles  反向可轉(zhuǎn)換產(chǎn)品

Revised Guidance Notes Regarding Money Laundering  《防止洗黑錢(qián)修訂指引》

revised short selling scheme  經(jīng)修訂的股份賣(mài)空計(jì)劃

rights issue  供股；配售新股

risk array algorithm  風(fēng)險(xiǎn)排列算式

risk array margining system  風(fēng)險(xiǎn)排列按金制度

risk array method  風(fēng)險(xiǎn)排列方法

risk control  風(fēng)險(xiǎn)控制

risk disclosure  風(fēng)險(xiǎn)披露

Risk Disclosure Statement(GEM)  風(fēng)險(xiǎn)披露聲明書(shū)(創(chuàng)業(yè)板)

risk evaluation  風(fēng)險(xiǎn)評(píng)估

risk identification  風(fēng)險(xiǎn)鑒別

risk management  風(fēng)險(xiǎn)管理

Risk Management Committee  風(fēng)險(xiǎn)管理委員會(huì)

risk parameter  風(fēng)險(xiǎn)參數(shù)

risk tolerance  風(fēng)險(xiǎn)容限

risk-free interest rate  無(wú)風(fēng)險(xiǎn)利率

roadshow  巡回推介

Rolling Forex  日轉(zhuǎn)期匯

roll-over  轉(zhuǎn)倉(cāng)

round lot  手

"round trip" option transaction  「來(lái)回」期權(quán)交易

round-lot-plus order  非整手買(mǎi)賣(mài)盤(pán)

router system  買(mǎi)賣(mài)盤(pán)傳遞系統(tǒng)

Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules)  《香港聯(lián)合交易所有限公司創(chuàng)業(yè)板證券上市規(guī)則》（《創(chuàng)業(yè)板上市規(guī)則》）

Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules)  《香港聯(lián)合交易所有限公司證券上市規(guī)則》（《證券上市規(guī)則》）

Rules of the Exchange  《交易所規(guī)則》

runner  駁腳經(jīng)紀(jì)

SAAC Securities Analysts Association of China

SAC  Securities Association of China, The

SAFE  State Administration of Foreign Exchange(Mainland China)

SASAC  State-owned Assets Supervision and Administration Commission

SBLA  securities borrowing and lending agreement

SCCLR  Standing Committee on Company Law Reform

SCEFI  Steering Committee on the Enhancement of Financial Infrastructure, The

SCORE  Stock Options Reference Educator

SCP  Self Clearing Participant

SDNet  Securities and Derivatives Communication Network

SEAQ  Stock Exchange Automated Quotations System(UK)

SEAQI    Stock Exchange Automated Quotations System for International Equities(UK)

SEATS  Stock Exchange Alternative Trading Service(UK)

SEC  Securities and Exchange Commission(US)

SEHK Stock Exchange of Hong Kong Limited, The

SEIS  Stock Exchange Information Services Limited

SEOCH  SEHK Options Clearing House Limited, The

SESDAQ Stock Exchange of Singapore Dealing and Automated Quotation System

SFC  Securities and Futures Commission, The

SFAT  Securities and Futures Appeals Tribunal

SGX  Singapore Exchange

SI  settlement instruction

SIB  Securities and Investment Board(UK)

SMARTS  Securities Market Automated Research, Training & Surveillance System

SMFP  share margin finance provider

SOES  Small Order Entry System/Small Order Execution System(US)

SPAN Standard Portfolio Analysis of Risk

SPDR  Standard & Poor's Depository Receipt

SRN  Shareholder Reference Number

SSAP  Statement of Standard Accounting Practice

STAQS  Securities Trading Automated Quotation System(Mainland China)

SWIFT  Society for Worldwide Interbank Financial Telecommunications

S&P/HKEx Composite  標(biāo)準(zhǔn)普爾/香港交易所綜合指數(shù)

S&P/HKEx GEM  標(biāo)準(zhǔn)普爾/香港交易所創(chuàng)業(yè)板指數(shù)

S&P/HKEx LargeCap  標(biāo)準(zhǔn)普爾/香港交易所大型股指數(shù)

S&P/HKEx MidCap 25  標(biāo)準(zhǔn)普爾/香港交易所中型股25指數(shù)

S&P/HKEx SmallCap 50  標(biāo)準(zhǔn)普爾/香港交易所小型股50指數(shù)

sales representative  營(yíng)業(yè)代表

sales revenue  銷(xiāo)售收入

salvage value  殘值

same day exercise  同日行使

samurai bond  武士債券

scalable  提高運(yùn)作的能力

scalping  老鼠倉(cāng)活動(dòng)；食價(jià)

scheme of arrangement  協(xié)議安排；協(xié)議計(jì)劃

screen  熒幕；屏幕*

scrip dividend  以股代息

scrip fee  股票登記費(fèi)；登記過(guò)戶費(fèi)

scrip issue  發(fā)行紅股

scripless trading  無(wú)紙化交易

seasoned securities  優(yōu)質(zhì)證券

second board  第二板；第二板市場(chǎng)

second liner; second line stock  二線股

second market  第二板；第二板市場(chǎng)

secondary listing  第二上市

secondary market  交易市場(chǎng)；二級(jí)市場(chǎng)

Secretary for Economic Development and Labour  經(jīng)濟(jì)發(fā)展及勞工局局長(zhǎng)

Secretary for Financial Services and the Treasury  財(cái)經(jīng)事務(wù)及庫(kù)務(wù)局局長(zhǎng)

secured debts  抵押債項(xiàng)

Securities (Clearing Houses) Ordinance  《證券（結(jié)算所）條例》

Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules  《證券（交易商、投資顧問(wèn)、合伙及代表）規(guī)則》

Securities (Disclosure of Interests) Notification History Reports  《證券（披露權(quán)益）具報(bào)紀(jì)錄》

Securities (Disclosure of Interests) Notification Summaries(publication)  《證券（披露權(quán)益）具報(bào)摘要》(刊物)

Securities (Disclosure of Interests) Ordinance  《證券（披露權(quán)益）條例》

Securities (Insider Dealing) Ordinance  《證券（內(nèi)幕交易）條例》

Securities (Margin Financing) (Amendment) Ordinance 2000  《2000年證券（保證金融資）（修訂）條例》

Securities (Stock Lending) Rules  《證券（證券借出）規(guī)則》

Securities Analysts Association of China (SAAC)  中國(guó)證券業(yè)協(xié)會(huì)證券分析師專業(yè)委員會(huì)

Securities and Derivatives Communication Network (SDNet)  證券及衍生工具團(tuán)體網(wǎng)絡(luò)

Securities and Exchange Act(Taiwan)  證券交易法(臺(tái)灣)

Securities and Exchange Commission (SEC)(US)  證券交易委員會(huì)(美國(guó))

Securities and Futures (Clearing Houses) Ordinance  《證券及期貨（結(jié)算所）條例》

Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003  《2003年證券及期貨（合約限量及須申報(bào)的持倉(cāng)量）（修訂）規(guī)則》

Securities and Futures (Disclosure of Interests - Exclusions) Regulation  《證券及期貨（披露權(quán)益－免除 ）規(guī)例》

Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules  《證券及期貨（披露權(quán)益－證券借貸）規(guī)則》

Securities and Futures (Price Stabilising) Rules  　  《證券及期貨（穩(wěn)定價(jià)格）規(guī)則》

Securities and Futures (Professional Investor) Rules  《證券及期貨（專業(yè)投資者）規(guī)則》

Securities and Futures (Recognized Counterparty) Rules  《證券及期貨（認(rèn)可對(duì)手方 ）規(guī)則》

Securities and Futures (Short Selling Exemption and Stock Lending) Rules  《證券及期貨（賣(mài)空豁免及證券借出 ）規(guī)則》

Securities and Futures (Stock Market Listing) Rules  《證券及期貨（在證券市場(chǎng)上市 ）規(guī)則》

Securities and Futures (Transfer of Functions - Stock Exchange Company) Order  《證券及期貨（轉(zhuǎn)移職能予聯(lián)交所 ）令》

Securities and Futures Appeals Panel  證券及期貨事務(wù)上訴委員會(huì)

Securities and Futures Appeals Panel (Fee) Order  《證券及期貨事務(wù)上訴委員會(huì)（費(fèi)用）令》

Securities and Futures Appeals Panel Proceedings Rules  《證券及期貨事務(wù)上訴委員會(huì)程序規(guī)則》

Securities and Futures Appeals Tribunal (SFAT)  證券及期貨事務(wù)上訴審裁處

Securities and Futures Bureau(Taiwan)  證券期貨局(臺(tái)灣)

Securities and Futures Commission, The (SFC)  證券及期貨事務(wù)監(jiān)察委員會(huì)（證監(jiān)會(huì)）

Securities and Futures Commission (Annual Returns) Rules  《證券及期貨事務(wù)監(jiān)察委員會(huì)（周年報(bào)表）規(guī)則》

Securities and Futures Commission (Fees) Rules  《證券及期貨事務(wù)監(jiān)察委員會(huì)（費(fèi)用）規(guī)則》

Securities and Futures Commission (Levy) (Futures Contracts) Order  《證券及期貨事務(wù)監(jiān)察委員會(huì)（征費(fèi)）（期貨合約）令》

Securities and Futures Commission (Levy) (Securities) (Amendment) Order  《證券及期貨事務(wù)監(jiān)察委員會(huì)（征費(fèi)）（證券）（修訂）令》

Securities and Futures Commission (Levy) Rules  《證券及期貨事務(wù)監(jiān)察委員會(huì)（征費(fèi)）規(guī)則》

Securities and Futures Commission Ordinance  《證券及期貨事務(wù)監(jiān)察委員會(huì)條例》

Securities and Futures Commission (Transfer of Functions) Order  《證券及期貨事務(wù)監(jiān)察委員會(huì)（職能移交）令》

Securities and Futures Intermediaries Activities Surveys(SFC)  《證券及期貨中介機(jī)構(gòu)業(yè)務(wù)調(diào)查》(證監(jiān)會(huì))

Securities and Futures Market Development Working Group  　  證券期貨市場(chǎng)發(fā)展工作小組

Securities and Futures Ordinance  《證券及期貨條例》

Securities and Investment Board (SIB)(UK)  證券及投資管理局(英國(guó))

Securities Association of China, The (SAC)  中國(guó)證券業(yè)協(xié)會(huì)

securities borrowing and lending agreement (SBLA)  證券借貸協(xié)議書(shū)

Securities Brokers Course  證券經(jīng)紀(jì)課程

Securities Brokers Examination  證券經(jīng)紀(jì)考試

securities collateral  證券抵押品

Securities Compensation Fund Committee(SFC)  證券賠償基金委員會(huì)(證監(jiān)會(huì))

securities lender  證券借出人

securities margin financier  證券保證金融資人

Securities Market Automated Research, Training & Surveillance System (SMARTS)  證券市場(chǎng)資料研究、培訓(xùn)及監(jiān)察自動(dòng)化系統(tǒng)

Securities Market Herald (publication)  《證券市場(chǎng)導(dǎo)報(bào)》

Securities Offering Issues sub-group  　  證券發(fā)售事宜工作小組

Securities Trading Automated Quotation System (STAQS)(Mainland China)  證券交易自動(dòng)報(bào)價(jià)系統(tǒng)(中國(guó)內(nèi)地)

Securities Training Programme  證券業(yè)培訓(xùn)課程

securities-on-hold mechanism  凍結(jié)股份機(jī)制

securitisation  證券化

security  抵押品；擔(dān)保物*

security arrangement  抵押安排；保障安排

security interest  擔(dān)保權(quán)益

"see-through" price  透視價(jià)

segregated trust account  獨(dú)立信托戶口

segregation of securities  證券隔分

SEHK Enquiry Hotline  聯(lián)交所資訊服務(wù)熱線

SEHK Monthly Bulletin  《香港聯(lián)合交易所月刊》

SEHK Options Clearing House Limited, The (SEOCH)  香港聯(lián)合交易所期權(quán)結(jié)算所有限公司（聯(lián)交所期權(quán)結(jié)算所）

selective marketing basis  選擇性銷(xiāo)售方式

Self Clearing Participant (SCP)  自行結(jié)算參與者

self-clearing  自行結(jié)算

self-regulatory organisation; self-regulating organisation  自律監(jiān)管機(jī)構(gòu)

sell order  賣(mài)盤(pán)；沽盤(pán)

合同翻譯 http://www.tran-masters.com

sensitivity analysis  敏感度分析

SEOCH collateral  聯(lián)交所期權(quán)結(jié)算所抵押品

SEOCH Participant  聯(lián)交所期權(quán)結(jié)算所參與者

separate listing  獨(dú)立上市

Serial Month Hibor Futures  三個(gè)月拆息利率期貨

series margin value  系列按金價(jià)值

set off  抵銷(xiāo)

Settled Position Report(CCASS)  已交收數(shù)額報(bào)告(中央結(jié)算系統(tǒng))

settlement backlog  交收積壓

settlement bank  交收銀行

settlement cap  交收上限

settlement date  交收日

settlement instruction (SI)  交收指示

Settlement Instruction Batch Upload(CCASS)  交收指示整批傳送(中央結(jié)算系統(tǒng))

settlement instruction transaction  「交收指示」交易

settlement period  交收期

Settlement Report(CCASS)  交收?qǐng)?bào)告(中央結(jié)算系統(tǒng))

settlement risk  交收風(fēng)險(xiǎn)

SFC (HKEC Listing) Appeals Committee  證監(jiān)會(huì)（香港交易所上市）上訴委員會(huì)

SFC (HKEC Listing) Committee  證監(jiān)會(huì)（香港交易所上市）委員會(huì)

SFC (HKEC Listing) Executive  證監(jiān)會(huì)（香港交易所上市）執(zhí)行人員

SFC Alert  《證監(jiān)快訊》

SFC Code on MPF Products  《證監(jiān)會(huì)強(qiáng)積金產(chǎn)品守則》

SFC Dual Filing Advisory Group  　  證監(jiān)會(huì)雙重存檔事宜顧問(wèn)小組

SFC Enforcement Reporter  《證監(jiān)會(huì)執(zhí)法月報(bào)》

shadow director  影子董事

Shanghai Municipal Futures Industry Association  上海市期貨同業(yè)公會(huì)

Shanghai Securities Central Clearing and Registration Corporation  上海證券中央登記結(jié)算公司

Shanghai Stock Exchange  上海證券交易所

Shanghai United Assets and Equity Exchange  上海聯(lián)合產(chǎn)權(quán)交易所

share capital  股本

share entitlements  股份權(quán)益

share exchange  以股換股

share margin finance provider (SMFP)  證券按貸財(cái)務(wù)提供者

share margin financing  證券保證金融資；股票按貸財(cái)務(wù)

share option  購(gòu)股權(quán)；股份認(rèn)購(gòu)權(quán)；認(rèn)股權(quán)；認(rèn)股期權(quán)

share register  股東名冊(cè)

share registrar  股票過(guò)戶登記處；過(guò)戶處

share repurchase  購(gòu)回股份；股份購(gòu)回

share scheme  股份計(jì)劃

shareholder loan  股東貸款

Shareholders Group(SFC)  股東權(quán)益小組(證監(jiān)會(huì))

shareholding  股權(quán)

shareware  共用軟件

shelf registration facility(US)  暫擱注冊(cè)；緩行注冊(cè)(美國(guó))

Shenzhen Securities Clearing Company Limited  深圳證券結(jié)算有限公司

Shenzhen Securities Registration Company Limited  深圳證券登記有限公司

Shenzhen Stock Exchange  深圳證券交易所

short call  認(rèn)購(gòu)期權(quán)空倉(cāng)；認(rèn)購(gòu)短倉(cāng)

short interest  賣(mài)空股份總額

short option  期權(quán)短倉(cāng)

short options contract  期權(quán)短倉(cāng)合約

short position  淡倉(cāng)；空倉(cāng)；空頭*

short put  認(rèn)沽期權(quán)空倉(cāng)；認(rèn)沽短倉(cāng)

short seller  賣(mài)空賣(mài)方

short selling  賣(mài)空；沽空；拋空

Short Selling Pilot Scheme  股份賣(mài)空試驗(yàn)計(jì)劃

short squeeze  挾倉(cāng)

short term borrowings  短期舉債；短期借貸

short-dated securities  短期證券

short-term money  短期資金

SI Activity Report(CCASS)  交收指示活動(dòng)報(bào)告(中央結(jié)算系統(tǒng))

SI Batch File Service  整批輸入交收指示

SI Status Report(CCASS)  交收指示狀況報(bào)告(中央結(jié)算系統(tǒng))

SI transaction  交收指示的交易

significant shareholder(GEM)  高持股量股東(創(chuàng)業(yè)板)

simulation system  模擬系統(tǒng)

Singapore Exchange (SGX)  新加坡交易所

single price auction system  單一價(jià)格競(jìng)價(jià)市場(chǎng)

single share derivative warrant  單一種股份的衍生權(quán)證

sinking fund  償債基金

Sino-foreign equity joint venture  中外合資企業(yè)

slow trading  交投呆滯

small cap stock  細(xì)價(jià)股

Small Order Entry System / Small Order Execution System (SOES)(US)  細(xì)盤(pán)撮合系統(tǒng)(美國(guó))

Small Order First-In-First-Out  細(xì)額先到先得

smart card  聰明卡；醒目卡；靈巧卡

SME Board(Shenzhen Stock Exchange)  中小企業(yè)板塊(深圳證券交易所)

snapshot  瞬像；瞬態(tài)；「定鏡」處理

Society for Worldwide Interbank Financial Telecommunications (SWIFT)  環(huán)球銀行財(cái)務(wù)電信協(xié)會(huì)

soft commission  軟傭金；非金錢(qián)傭金

soft currency  軟貨幣；弱勢(shì)貨幣

soft landing  軟著陸

soft-dollar benefits  非金錢(qián)利益

sole proprietor  獨(dú)資經(jīng)營(yíng)者

source code  源指令碼

sovereign debt  外債

sovereign risk  主權(quán)風(fēng)險(xiǎn)

Special Levy  特別征費(fèi)

special limit order  特別限價(jià)盤(pán)

Special Treasury(Mainland China)  特種國(guó)債；特別國(guó)債(中國(guó)內(nèi)地)

Special Treatment(Mainland China)  特別處理股(中國(guó)內(nèi)地)

specialised bank  專業(yè)銀行*

Specialist System(US)  「特許證券商」制度(美國(guó))

speed bump  停市措施

spin-off  分拆；分拆上市

split  股份拆細(xì)

Split Register  分列登記冊(cè)

sponsor  保薦人

Sponsor's Declaration  《保薦人聲明》

sponsoring broker  保薦經(jīng)紀(jì)

spot market  現(xiàn)貨市場(chǎng)

spot month  現(xiàn)貨月

spot price  現(xiàn)貨價(jià)

spread  價(jià)位；差價(jià)

spread(options)  跨價(jià)/跨期式組合(期權(quán))

spread margin  復(fù)式按金

spread of holders  持股人的分布情況

spread of sector  行業(yè)覆蓋層面

spread option  復(fù)式期權(quán)

spread order  復(fù)式盤(pán)

spread table  價(jià)位表

spread trading  跨期買(mǎi)賣(mài)；跨價(jià)買(mǎi)賣(mài)

squeeze  挾倉(cāng)

stagflation  滯脹

staggering maturities  交錯(cuò)到期組合

stamp duty  印花稅

Stamp Duty Ordinance  《印花稅條例》

Standard & Poor's Depository Receipt (SPDR)  標(biāo)準(zhǔn)普爾500綜合指數(shù)預(yù)托證券

Standard & Poor's Rating  標(biāo)準(zhǔn)普爾評(píng)級(jí)

standard accounting practice  標(biāo)準(zhǔn)會(huì)計(jì)準(zhǔn)則

standard contract  標(biāo)準(zhǔn)合約

standard deviation  標(biāo)準(zhǔn)差

standard deviation of daily return  每日回報(bào)標(biāo)準(zhǔn)差

Standard Portfolio Analysis of Risk (SPAN)  標(biāo)準(zhǔn)組合風(fēng)險(xiǎn)分析

standard registration service  標(biāo)準(zhǔn)登記服務(wù)

Standing Committee on Company Law Reform (SCCLR)  公司法改革常務(wù)委員會(huì)

standstill agreement  暫緩還款協(xié)議

standstill return  股價(jià)不動(dòng)時(shí)回報(bào)

State Administration of Foreign Exchange (SAFE)(Mainland China)  國(guó)家外匯管理局(中國(guó)內(nèi)地)

State Bureau for Industrial and Commercial Administration

(Mainland China)  國(guó)家工商局(中國(guó)內(nèi)地)

State Council Securities Committee(Mainland China)  國(guó)務(wù)院證券委員會(huì)（證券委）(中國(guó)內(nèi)地)

State Economic and Trade Commission(Mainland China)  國(guó)家經(jīng)濟(jì)貿(mào)易委員會(huì)（國(guó)家經(jīng)貿(mào)委）(中國(guó)內(nèi)地)

state share(Mainland China)  國(guó)家股；國(guó)有股(中國(guó)內(nèi)地)

State Statistics Bureau(Mainland China)  國(guó)家統(tǒng)計(jì)局(中國(guó)內(nèi)地)

State Taxation Bureau(Mainland China)  國(guó)家稅務(wù)局(中國(guó)內(nèi)地)

statement of "non-owner movement in equity"  非所有者權(quán)益變動(dòng)表

statement of account  戶口結(jié)單

statement of adjustments  調(diào)整表；調(diào)整聲明

Statement of Standard Accounting Practice (SSAP)  《會(huì)計(jì)實(shí)務(wù)準(zhǔn)則》

Statement of Stock Movement(CCASS)  股份轉(zhuǎn)移報(bào)告(中央結(jié)算系統(tǒng))

State-owned Assets Supervision and Administration Commission (SASAC)  國(guó)有資產(chǎn)監(jiān)督管理委員會(huì)

state-owned enterprise(Mainland China)  國(guó)營(yíng)企業(yè)(中國(guó)內(nèi)地)

static information  靜態(tài)資訊

Status Report on Issuers' Delay in Releasing Results Announcement  有關(guān)發(fā)行人延遲公布業(yè)績(jī)之報(bào)告

statutory public welfare fund(Mainland China)  法定公益金(中國(guó)內(nèi)地)

statutory reserve  法定儲(chǔ)備

statutory surplus reserve(Mainland China)  法定公積金(中國(guó)內(nèi)地)

Steering Committee on Organisational Review(SEHK)  組織架構(gòu)檢討指導(dǎo)委員會(huì)(聯(lián)交所)

Steering Committee on the Enhancement of Financial Infrastructure, The (SCEFI)  金融基礎(chǔ)設(shè)施督導(dǎo)委員會(huì)

stock borrowing and lending  股票借貸

stock borrowing and lending position information page(Teletext)  股票借貸數(shù)額資料頁(yè)(大利市)

stock clearing fee  股份結(jié)算費(fèi)

stock code  股份代號(hào)；證券代號(hào)

stock conversion  股份收納

stock custody fee  股份托管費(fèi)

stock deposit fee  股份存入費(fèi)

Stock Deposit Form  股份存入表格

Stock Exchange Alternative Trading System (SEATS)(UK)  交易所另項(xiàng)交易系統(tǒng)(英國(guó))

Stock Exchange Automated Quotations System (SEAQ)(UK)  交易所自動(dòng)報(bào)價(jià)系統(tǒng)(英國(guó))

Stock Exchange Automated Quotations System for International Equities (SEAQI)(UK)  交易所國(guó)際自動(dòng)報(bào)價(jià)系統(tǒng)(英國(guó))

Stock Exchange Information Services Limited (SEIS)  香港聯(lián)合交易所資訊服務(wù)有限公司

Stock Exchange of Hong Kong Limited, The (SEHK)  香港聯(lián)合交易所有限公司（聯(lián)交所）

Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ)  新加坡證券交易所交易及自動(dòng)報(bào)價(jià)系統(tǒng)

Stock Exchange Trading Right  聯(lián)交所交易權(quán)

Stock Exchanges Unification Ordinance  《證券交易所合并條例》

stock futures  股票期貨

stock lender  股票出借人；貸股人

Stock Lender Participant(CCASS Participant)  　  貸股人參與者(中央結(jié)算系統(tǒng)參與者)

Stock Lending Account(clearing)  股票貸出戶口(結(jié)算)

Stock Market History Project  證券市場(chǎng)歷史研究計(jì)劃

Stock Market Information Donation Programme  股市資料捐贈(zèng)計(jì)劃

stock option  股票期權(quán)

Stock Options Reference Educator (SCORE)  股票期權(quán)參考教育站

stock page(Teletext)  股份頁(yè)(大利市機(jī))

stock pledgee  股票承押人；股份承押人

Stock Pledgee Participant (CCASS Participants)  股份承押人參與者(中央結(jié)算系統(tǒng)參與者)

stock return  股票歸還

Stock Segregated Account with Statement Service(CCASS)  附寄結(jié)單服務(wù)的股份獨(dú)立戶口(中央結(jié)算系統(tǒng))

stock settlement fee  股份交收費(fèi)

stock split  股份拆細(xì)

stock withdrawal fee  股份提取費(fèi)

Stockbrokers' Association of Hong Kong (1891)  香港股票經(jīng)紀(jì)會(huì)（1891年）

stop limit order  止蝕限價(jià)盤(pán)

stop order; stop-loss order  止蝕盤(pán)

straddle(options)  馬鞍式組合(期權(quán))

straight bond  普通債券

straight-through processing  直通式交易程序

straightline method of depreciation  直線折舊法

strangle(options)  勒束式組合(期權(quán))

"street name" share certificate  「街名」股票；待轉(zhuǎn)名股份

strike price(options)  行使價(jià)；敲價(jià)(期權(quán))

strong dollar  強(qiáng)勢(shì)美元

sub-commission  回扣/回抽傭金；倒扣

sub-index  分類(lèi)指數(shù)

sub-ledger  分類(lèi)賬

subordinated loan  附屬貸款；后償貸款

subscription  認(rèn)購(gòu)

subscription warrant (vs derivative warrant)  股本權(quán)證（相對(duì)于衍生權(quán)證）

subsidi, ary  附屬公司

substantial shareholder  大股東；主要股東

sub-underwriter  分包銷(xiāo)商

summary financial report  財(cái)務(wù)摘要報(bào)告

summary offence  輕微違紀(jì)事件/行為

supervisor(Mainland China)  監(jiān)事(中國(guó)內(nèi)地)

supervisory committee(Mainland China)  監(jiān)事會(huì)(中國(guó)內(nèi)地)

supplemental/supplementary listing document  補(bǔ)充/增補(bǔ)上市文件

supranational entity  超國(guó)家機(jī)構(gòu)

surplus reserve  盈余儲(chǔ)備

suspended trading; suspension  停牌

suspense account  暫記賬

swap  掉期

Swiss Commodities, Futures and Options Association  瑞士商品、期貨及期權(quán)協(xié)會(huì)

syndicated credit  銀團(tuán)融資

syndicated lending  銀團(tuán)貸款

syndicated loan  銀團(tuán)貸款

synthetic long call  合成認(rèn)購(gòu)期權(quán)長(zhǎng)倉(cāng)

synthetic option  合成期權(quán)

synthetics  合成工具

system access right  系統(tǒng)聯(lián)通權(quán)

System Access Right Fee(options)  系統(tǒng)聯(lián)通權(quán)收費(fèi)(期權(quán))

system closure  系統(tǒng)終止

system integrator  系統(tǒng)整合商

system parameter  系統(tǒng)參數(shù)

system sizing  制訂系統(tǒng)規(guī)模

systematic risk  系統(tǒng)性風(fēng)險(xiǎn)

TAIFEX  Taiwan Futures Exchange

TIGER  Taiwan Innovative Growing Entrepreneurs

TIPS Theoretical Indicative Pricing System(futures)

TOPIC  Teletext Output of Price Information by Computer(UK)

TOPS  Traded OPtions System

TPC  Third Party Clearing

TraHK  Tracker Fund of Hong Kong

T + 2  T + 2 交收期限

T + 2 settlement system  T + 2 交收制度

T + 3 Rule(US)  T + 3 規(guī)則(美國(guó))

tails(options)  極價(jià)外期權(quán)；無(wú)價(jià)期權(quán)形式

Taiwan Futures Exchange (TAIFEX)  臺(tái)灣期貨交易所

Taiwan Innovative Growing Entrepreneurs (TIGER)  臺(tái)灣創(chuàng)新成長(zhǎng)企業(yè)類(lèi)股

Taiwan Securities Central Depository Company Limited  臺(tái)灣證券集中保管公司

Taiwan Stock Exchange Corporation  臺(tái)灣證券交易所

take-up(options)  接收(期權(quán))

takeover  收購(gòu)

Takeovers & Mergers Panel(SFC)  收購(gòu)及合并委員會(huì)(證監(jiān)會(huì))

Takeovers Appeal Committee(SFC)  收購(gòu)上訴委員會(huì)(證監(jiān)會(huì))

tap facility  持續(xù)發(fā)售機(jī)制

tap issue  不限量發(fā)行

tariff  交易費(fèi)

tax avoidance  避稅

tax break  稅項(xiàng)減免

tax concession  稅項(xiàng)減免

tax evasion  逃稅

tax rebate; tax refund  退稅

tax relief  稅務(wù)優(yōu)惠

Taxation Institute of Hong Kong  　  香港稅務(wù)學(xué)會(huì)

technical analysis  技術(shù)分析

Teletext  大利市

Teletext carrier charge  大利市網(wǎng)絡(luò)供應(yīng)商費(fèi)用

Teletext Information Service  大利市資訊服務(wù)

Teletext Output of Price Information by Computer (TOPIC)(UK)  TOPIC 系統(tǒng)(英國(guó))

Teletext page  大利市版頁(yè)

Teletext video broadcast service  大利市影像廣播服務(wù)

temporary receipts  暫收款

Temporary Suspension Status Report  有關(guān)暫時(shí)停牌公司之報(bào)告

tender procedure  投標(biāo)程序

term bond  定期債券

Terms and Conditions for Investor Participants  《投資者戶口持有人規(guī)則》

terms of reference  職權(quán)范圍

Theoretical Indicative Pricing System (TIPS)(futures)  理論性參考價(jià)格系統(tǒng)(期貨)

third liner  三線股

Third Party Clearing (TPC)  第三者結(jié)算

throttle rate  節(jié)流率

tick (size)  最低上落價(jià)位；最低價(jià)格變動(dòng)

tick rule  賣(mài)空價(jià)規(guī)則；限價(jià)賣(mài)空規(guī)則

tick value  價(jià)位值

tier(options)  持倉(cāng)類(lèi)別(期權(quán))

TIGER Board(Taiwan)  二類(lèi)股票(臺(tái)灣)

time premium  時(shí)間值

time spread  跨期買(mǎi)賣(mài)

time stamp  時(shí)間戳記

time value  時(shí)間值

tipper  收取內(nèi)幕消息人士

top up placing  以先舊后新方式配售

top-up  補(bǔ)充

total margin value  總按金價(jià)值

total market capitalisation  總市值

township and village enterprises  鄉(xiāng)鎮(zhèn)企業(yè)

track record  業(yè)務(wù)紀(jì)錄

Tracker Fund of Hong Kong (TraHK)  盈富基金

trade acceptance  商業(yè)承兌匯票

trade amendment  更正交易；成交調(diào)整

trade give-ups(options)  交易轉(zhuǎn)移(期權(quán))

trade reversals(options)  逆轉(zhuǎn)交易；取消交易(期權(quán))

trade-for-trade settlement  逐項(xiàng)交收

traded option  在交易所買(mǎi)賣(mài)的期權(quán)

Traded Options System (TOPS)  股票期權(quán)系統(tǒng)

trader jacket  交易員背心

trading ahead  扒頭交易

Trading and Settlement Committee  交易及交收委員會(huì)

trading booth  交易柜位

trading calendar  交易日表

trading capacity  交易量；交易能力

trading day  交易日

trading facilities  交易設(shè)施

Trading Fee  交易費(fèi)

trading floor; trading hall  交易大堂

trading halt  勒停板

"trading only" stocks  「非上市可交易」股份

trading pit  交易圈

trading record  成交紀(jì)錄

trading tariff(cash market)  交易系統(tǒng)使用費(fèi)(現(xiàn)貨市場(chǎng))

trading unit  交易單位

trading workstation  交易工作站

trading-only board  純交易板

Transaction Levy  交易征費(fèi)

transfer  轉(zhuǎn)撥；轉(zhuǎn)讓；過(guò)戶

transfer agent  過(guò)戶代理

transfer deed  轉(zhuǎn)手紙

transfer deed stamp duty  過(guò)戶紙（轉(zhuǎn)讓）印花稅

transfer fee  過(guò)戶費(fèi)

transfer form  轉(zhuǎn)手紙

transferee  承讓人；受讓人

transferor  轉(zhuǎn)讓人

translation  換算；折算

transparency  透明度

Treasuries  國(guó)庫(kù)券

treasury bond futures  國(guó)債期貨*

treasury stock  庫(kù)存股份；庫(kù)存股票；留存股票

trial balance  試算表

triangular debt  三角債

trustee  信托人 ; 受托人

turnover ratio  成交額比率

turnover velocity  交易流通速度

two-sided order  兩邊客買(mǎi)賣(mài)盤(pán)

"two-state" option valuation model  「二態(tài)」期權(quán)模式

two-way quote  兩邊開(kāi)盤(pán)；雙邊價(jià)

UAT  see user acceptance test

ups  see uninterrupted power supply

ultimate beneficial holder  最終實(shí)益持有人

ultimate beneficiary  最終受益人

ultimate originator  最初發(fā)起人

umbrella fund  傘子基金

unappropriated profits  未分配溢利；未分配利潤(rùn)

uncertificated shareholder  無(wú)憑證式股東

unclaimed brokerage  無(wú)人申領(lǐng)之經(jīng)紀(jì)傭金

unconditional and irrevocable guarantee  無(wú)條件及不可撤回之擔(dān)保

unconditional cash offer  無(wú)條件現(xiàn)金收購(gòu)建議；無(wú)條件現(xiàn)金要約

uncovered call  無(wú)備兌認(rèn)購(gòu)期權(quán)

uncovered option  無(wú)備兌期權(quán)

uncovered short selling  沒(méi)有擔(dān)保的賣(mài)空交易

underbooked  認(rèn)購(gòu)不足

underlying asset  相關(guān)資產(chǎn)；指定資產(chǎn)

underlying securities  相關(guān)證券；指定證券

underlying stock  正股

Understanding Stock Options (and Their Risks)(publication)  《理解股票期權(quán)（及其風(fēng)險(xiǎn)）》(刊物)

undersubscribed  認(rèn)購(gòu)不足

underwrite  包銷(xiāo)；承銷(xiāo)*

underwriter  包銷(xiāo)商；承銷(xiāo)商*

underwriting syndicate  包銷(xiāo)銀團(tuán)

undistributed profits  未分派溢利；未分派利潤(rùn)

uneven playing field(cf level playing field)  不公平競(jìng)爭(zhēng)

"unfair prejudice" remedy  「不公平損害」補(bǔ)救

unfavourable marks(CCASS)  逆差額(中央結(jié)算系統(tǒng))

unfavourable variance; unfavourable difference  逆差

Unified Exchange Compensation Fund  聯(lián)合交易所賠償基金

Uniform Cash Client's Agreement  統(tǒng)一現(xiàn)金客戶協(xié)議書(shū)

Uniform Margin Client's Agreement  統(tǒng)一保證金客戶協(xié)議書(shū)

unincorporated registered person  非成立為有限公司的注冊(cè)人士

uninterrupted power supply (ups)  不停電電源裝置；不間斷電源裝置

unit trust  單位信托基金

unitary board system  單一董事會(huì)制

universal clearing house  統(tǒng)一結(jié)算所

unregulated issuer  非受監(jiān)管發(fā)行人

unsecured loan  無(wú)抵押貸款

Vendor Electronic Filing System (VEF)  供應(yīng)商電子存檔系統(tǒng)

venture capital  創(chuàng)業(yè)基金

verification notes  核證附注

vertical spread(options)  跨價(jià)買(mǎi)賣(mài)(期權(quán))

very substantial acquisition  非常重大的收購(gòu)事項(xiàng)

very substantial disposal  非常重大的出售事項(xiàng)

vetting  審閱

viatical settlements  保單貼現(xiàn)

Viewing Gallery  訪客廊

virtual market  虛擬市場(chǎng)

volatility  波幅

Volatility Scan Range (VSR)  波幅校驗(yàn)范圍

WFE  see World Federation of Exchanges

waiver  豁免；豁免規(guī)定

warrant  權(quán)證；認(rèn)股權(quán)證

warranty  保證

wash sale  虛賣(mài)；虛售交易；清洗交易

wasting asset(options)  消耗性資產(chǎn)(期權(quán))

Way Forward, The(publication)  《發(fā)展路向》(刊物)

Weekly Hong Kong Stock Market Statistics  《每周港股統(tǒng)計(jì)數(shù)字》

Weighted Index(Taiwan Stock Exchange)  發(fā)行量加權(quán)股價(jià)指數(shù)；加權(quán)指數(shù)

(臺(tái)灣交易所)

whitewash transaction  清洗交易

wholly-owned subsidiary  全資附屬公司

Wide Area Network  廣域網(wǎng)絡(luò)

working capital  營(yíng)運(yùn)資金

Working Group on Corporate Communications  公司通訊工作小組

Working Group on Corporate Governance  企業(yè)管治工作小組

Working Group on Debt Market  　  債券市場(chǎng)工作小組

Working Group on New Market Development  新市場(chǎng)發(fā)展工作小組

Working Group on Plain Language  淺白語(yǔ)言計(jì)劃工作小組

Working Group on Review of Financial Regulatory Framework for Intermediaries  　  中介人財(cái)務(wù)規(guī)管制度工作小組

Working Group on Review of the Financial Regulatory Framework for Licensed Corporations  檢討持牌法團(tuán)財(cái)務(wù)規(guī)管制度工作小組

Working Group on Stockbroking in Hong Kong  香港證券經(jīng)紀(jì)業(yè)工作小組

Working Group on the Business Environment of the Stockbroking Industry  證券經(jīng)紀(jì)業(yè)營(yíng)商環(huán)境工作小組

working order  營(yíng)運(yùn)買(mǎi)賣(mài)盤(pán)；營(yíng)運(yùn)指令

World Bank  世界銀行

World Federation of Exchanges (WFE)  國(guó)際證券交易所聯(lián)會(huì)

write a call option  沽出認(rèn)購(gòu)期權(quán)

write a put option  沽出認(rèn)沽期權(quán)

write off  撇銷(xiāo)

writer(options)  賣(mài)家(期權(quán))

Yankee bond  美國(guó)本土債券；揚(yáng)基債券

yield  收益率；孳息

yield curve  收益率曲線

yield to maturity  到期收益率

zero coupon bond  零息債券

zero-minus tick  維持前成交價(jià)但低于上一個(gè)差異價(jià)

zero-plus tick  維持前成交價(jià)但高于上一個(gè)差異價(jià)

zero-sum game  零和游戲

zero-trading day  零交易日

uptick  高于前成交價(jià)

uptime  正常運(yùn)行比率

used market  二手市場(chǎng)

useful life  可用年限

user access  用戶終端設(shè)施

user acceptance test (UAT)  用戶接納測(cè)試；用戶接收測(cè)試

User ID  用戶代號(hào)

"user pay" principle  「用者自付」原則

VAT  see value added tax

VEF  see Vendor Electronic Filing System

VSR  see Volatility Scan Range

valuation report  估值報(bào)告

value added tax (VAT)  增值稅

value of equity capital  股本價(jià)值

value-added service  增值服務(wù)

value-at-risk  風(fēng)險(xiǎn)值；蒙受風(fēng)險(xiǎn)的價(jià)值

valuer  估值師

variable contribution  不定額供款

variable-rate mortgage  浮息按揭

variation adjustment  變價(jià)調(diào)整